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Nasdaq · USD

PFG

PRINCIPAL FINANCIAL GROUP INC

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3209
SEC CIK
0001126328
Parsed reports
1,477

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202610
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2026 Filed Feb 25, 2026 17:35 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
GrantCommon Stock 9,959 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000021 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,679

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 3276 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:34 UTC
Djurasovic GeorgeInterim General Counsel
GrantCommon Stock 3,504 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000019 · form4.xml · nonDerivative · entry 1

Djurasovic George · CIK 0001961750 · Interim General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,447

F1 · price: Grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:27 UTC
Bhatia KamalPresident and CEO - PAM
GrantCommon Stock 6,962 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000015 · form4.xml · nonDerivative · entry 2

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,765

F2 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:27 UTC
Bhatia KamalPresident and CEO - PAM
GrantCommon Stock 8,032 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000015 · form4.xml · nonDerivative · entry 1

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,803

F1 · price: Grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:25 UTC
Agrawal VivekEVP & Chief Growth Officer
GrantCommon Stock 5,960 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000013 · form4.xml · nonDerivative · entry 2

Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,024

F2 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:25 UTC
Agrawal VivekEVP & Chief Growth Officer
GrantCommon Stock 6,826 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000013 · form4.xml · nonDerivative · entry 1

Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,064

F1 · price: Grant of restricted stock units.

Read SEC document
February 09, 2026 Filed Mar 25, 2026 19:51 UTC PurchaseCommon Stock 5 $97.09 $485.45
Disclosure

SEC source: 0001126328-26-000053 · form4.xml · nonDerivative · entry 3

Muruzabal Claudio · CIK 0001872135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,203

F1 · kind: The transactions reported herein were made in accounts managed by a financial advisor to the Reporting Person, which advisor had full investment control. Due to an oversight on the part of the advisor, the advisor made the transactions reported herein without the Reporting Person's knowledge or direction.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 17:42 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
SaleCommon Stock 7,340 $95.00 $697,300.00
Disclosure

SEC source: 0001126328-26-000010 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,828

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

Read SEC document
January 29, 2026 Filed Jan 30, 2026 19:46 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
SaleCommon Stock 9,300 $95.12 $884,616.00
Disclosure

SEC source: 0001126328-26-000008 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,168

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.34, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 22, 2026 Filed Jan 26, 2026 17:11 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
SaleCommon Stock 8,025 $92.56 $742,794.00
Disclosure

SEC source: 0001126328-26-000006 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 54,227

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.67, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 08, 2026 Filed Jan 12, 2026 18:11 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
SaleCommon Stock 300 $92.50 $27,750.00
Disclosure

SEC source: 0001126328-26-000004 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 62,252

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:50 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Exercise / conversionCommon Stock · Derivative 22,680 $37.38 Strike: $37.38 $847,778.40
Disclosure

SEC source: 0001126328-26-000002 · form4.xml · derivative · entry 5

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,680 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:50 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Exercise / conversionCommon Stock · Derivative 15,557 $37.38 Strike: $37.38 $581,520.66
Disclosure

SEC source: 0001126328-26-000002 · form4.xml · derivative · entry 4

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,557 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:50 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Disposition to issuerCommon Stock 38,237 $88.55 $3,385,886.35
Disclosure

SEC source: 0001126328-26-000002 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,468

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.20 to $88.82, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:50 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
GrantCommon Stock 38,237 $37.38 $1,429,299.06
Disclosure

SEC source: 0001126328-26-000002 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,705

Read SEC document
December 24, 2025 Filed Dec 29, 2025 20:56 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Exercise / conversionCommon Stock · Derivative 7,123 $37.38 Strike: $37.38 $266,257.74
Disclosure

SEC source: 0001126328-25-000118 · form4.xml · derivative · entry 8

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,557

Underlying: Common Stock · 7,123 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 20:56 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Exercise / conversionCommon Stock · Derivative 13,592 $37.38 Strike: $37.38 $508,068.96
Disclosure

SEC source: 0001126328-25-000118 · form4.xml · derivative · entry 7

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,592 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 20:56 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Disposition to issuerCommon Stock 20,715 $90.05 $1,865,385.75
Disclosure

SEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 4

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,468

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.20, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 20:56 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
GrantCommon Stock 20,715 $37.38 $774,326.70
Disclosure

SEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 3

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,183

Read SEC document
December 23, 2025 Filed Dec 29, 2025 20:56 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Exercise / conversionCommon Stock · Derivative 200 $37.38 Strike: $37.38 $7,476.00
Disclosure

SEC source: 0001126328-25-000118 · form4.xml · derivative · entry 6

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,592

Underlying: Common Stock · 200 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 20:56 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Disposition to issuerCommon Stock 200 $90.00 $18,000.00
Disclosure

SEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,468

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 20:56 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
GrantCommon Stock 200 $37.38 $7,476.00
Disclosure

SEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,668

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:09 UTC
Cheong Wee YeeEVP, Principal Asia
GrantCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000109 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,006

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 1,762 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:11 UTC GrantCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000116 · form4.xml · nonDerivative · entry 1

LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,588

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes an accumulative total of 2,983 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:11 UTC GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000115 · form4.xml · nonDerivative · entry 2

Pitz Joel · CIK 0002035227 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,782

F1 · price: Grant of restricted stock units.

F3 · balance_after: Includes 2,447 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:11 UTC GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000115 · form4.xml · nonDerivative · entry 1

Pitz Joel · CIK 0002035227 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,104

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 10,111 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:10 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
GrantCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000114 · form4.xml · nonDerivative · entry 1

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,659

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:10 UTC
Djurasovic GeorgeInterim General Counsel
GrantCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000113 · form4.xml · nonDerivative · entry 1

Djurasovic George · CIK 0001961750 · Interim General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,943

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:09 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
GrantCommon Stock 77 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000112 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 62,552

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:09 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
GrantCommon Stock 518 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000112 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,468

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:09 UTC
Kay Kathleen BEVP-Chief Information Officer
GrantCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000111 · form4.xml · nonDerivative · entry 1

Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,165

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:09 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
GrantCommon Stock 548 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000110 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,749

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 3,305 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:08 UTC
Bhatia KamalPresident and CEO - PAM
GrantCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000108 · form4.xml · nonDerivative · entry 1

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,771

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:08 UTC
Agrawal VivekEVP & Chief Growth Officer
GrantCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000107 · form4.xml · nonDerivative · entry 1

Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,238

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:07 UTC GrantCommon Stock · Derivative 28 $88.95 $2,490.60
Disclosure

SEC source: 0001126328-25-000106 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,225

Underlying: Common Stock · 28 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:07 UTC GrantCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000106 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,075

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:06 UTC GrantCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000105 · form4.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,922

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:06 UTC GrantCommon Stock 326 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000104 · form4.xml · nonDerivative · entry 1

Pickerell Blair · CIK 0001315141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,031

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:06 UTC GrantCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000103 · form4.xml · nonDerivative · entry 1

Nordin Diane C · CIK 0001369224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,681

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:05 UTC GrantCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000102 · form4.xml · nonDerivative · entry 1

Mitchell H Elizabeth · CIK 0001295482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,845

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:05 UTC GrantCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000101 · form4.xml · nonDerivative · entry 1

Muruzabal Claudio · CIK 0001872135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,198

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:04 UTC GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000100 · form4.xml · nonDerivative · entry 1

Carter Miller Jocelyn · CIK 0001166855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,682

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:03 UTC GrantCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000099 · form4.xml · nonDerivative · entry 1

Beams Mary E. · CIK 0001255283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,543

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:03 UTC GrantPhantom Stock Units · Derivative 244 $88.95 $21,703.80
Disclosure

SEC source: 0001126328-25-000098 · form4.xml · derivative · entry 2

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,504

Underlying: Common Stock · 244 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:03 UTC GrantCommon Stock 340 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000098 · form4.xml · nonDerivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,653

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:03 UTC
Mills ScottDirector
GrantPhantom Stock Units · Derivative 169 $88.95 $15,032.55
Disclosure

SEC source: 0001126328-25-000097 · form4.xml · derivative · entry 2

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,744

Underlying: Common Stock · 169 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

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December 19, 2025 Filed Dec 23, 2025 23:03 UTC
Mills ScottDirector
GrantCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000097 · form4.xml · nonDerivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,405

F1 · price: Grant of restricted stock units.

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December 19, 2025 Filed Dec 23, 2025 23:03 UTC GrantCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000096 · form4.xml · nonDerivative · entry 1

Auerbach Jonathan · CIK 0001643693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,408

F1 · price: Grant of restricted stock units.

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December 19, 2025 Filed Dec 23, 2025 15:33 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Exercise / conversionCommon Stock · Derivative 500 $37.38 Strike: $37.38 $18,690.00
Disclosure

SEC source: 0001126328-25-000073 · form4.xml · derivative · entry 4

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,792

Underlying: Common Stock · 500 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 19, 2025 Filed Dec 23, 2025 15:33 UTC
STRABLE-SOETHOUT DEANNA DPresident and CEO
Disposition to issuerCommon Stock 500 $90.00 $45,000.00
Disclosure

SEC source: 0001126328-25-000073 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,950

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.