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Nasdaq · USD

PFG

PRINCIPAL FINANCIAL GROUP INC

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Tapewire entity
3209
SEC CIK
0001126328
Parsed reports
1,477

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202610
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2026 Filed Jun 30, 2026 17:42 UTC GrantCommon Stock 669 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000169 · form4.xml · nonDerivative · entry 1

Carter Miller Jocelyn · CIK 0001166855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,331

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:42 UTC GrantCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000168 · form4.xml · nonDerivative · entry 1

Beams Mary E. · CIK 0001255283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,961

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:42 UTC GrantCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000167 · form4.xml · nonDerivative · entry 1

Auerbach Jonathan · CIK 0001643693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,952

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:38 UTC
Pitz JoelEVP & CFO
GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000155 · form4.xml · nonDerivative · entry 2

Pitz Joel · CIK 0002035227 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,928

F1 · price: Grant of restricted stock units.

F3 · balance_after: Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:38 UTC
Pitz JoelEVP & CFO
GrantCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000155 · form4.xml · nonDerivative · entry 1

Pitz Joel · CIK 0002035227 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,998

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:37 UTC GrantCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000153 · form4.xml · nonDerivative · entry 1

LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,741

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes an accumulative total of 3,286 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:38 UTC
Bhatia KamalPresident and CEO - PAM
GrantCommon Stock 430 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000154 · form4.xml · nonDerivative · entry 1

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,454

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:37 UTC
Kay Kathleen BEVP-Chief Information Officer
GrantCommon Stock 398 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000152 · form4.xml · nonDerivative · entry 1

Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,300

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:37 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
GrantCommon Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000151 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,863

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:36 UTC
Agrawal VivekEVP & Chief Growth Officer
GrantCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000149 · form4.xml · nonDerivative · entry 1

Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,536

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:35 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
GrantCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000147 · form4.xml · nonDerivative · entry 1

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,070

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:35 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000148 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 53,542

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:35 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 612 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000148 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,867

F1 · price: Grant of restricted stock units.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Exercise / conversionCommon Stock · Derivative 16,825 $62.78 Strike: $62.78 $1,056,273.50
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · derivative · entry 12

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,825 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Exercise / conversionCommon Stock · Derivative 13,883 $62.78 Strike: $62.78 $871,574.74
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · derivative · entry 11

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,883 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Disposition to issuerCommon Stock 4,263 $111.25 $474,258.75
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 7

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,255

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Disposition to issuerCommon Stock 26,445 $110.48 $2,921,643.60
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 6

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,518

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 16,825 $62.78 $1,056,273.50
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 5

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,963

Read SEC document
June 12, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 13,883 $62.78 $871,574.74
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 4

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,138

Read SEC document
June 11, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Exercise / conversionCommon Stock · Derivative 2,942 $62.78 Strike: $62.78 $184,698.76
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · derivative · entry 10

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,883

Underlying: Common Stock · 2,942 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Exercise / conversionCommon Stock · Derivative 16,825 $62.78 Strike: $62.78 $1,056,273.50
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · derivative · entry 9

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,825 shares

Expires 2027-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Disposition to issuerCommon Stock 19,767 $110.06 $2,175,556.02
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 3

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,255

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 2,942 $62.78 $184,698.76
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 193,022

Read SEC document
June 11, 2026 Filed Jun 15, 2026 21:20 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 16,825 $62.78 $1,056,273.50
Disclosure

SEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,080

Read SEC document
June 08, 2026 Filed Jun 9, 2026 18:46 UTC
Brown Timothy W.EVP, General Counsel and Sec
GrantCommon Stock 22,279 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000135 · form4.xml · nonDerivative · entry 1

Brown Timothy W. · CIK 0002137409 · EVP, General Counsel and Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,279

F1 · price: Grant of restricted stock units.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 15:58 UTC GrantPhantom Stock Units · Derivative 689 $105.22 $72,496.58
Disclosure

SEC source: 0001126328-26-000131 · form4.xml · derivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,455

Underlying: Common Stock · 689 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 15:57 UTC
Mills ScottDirector
GrantPhantom Stock Units · Derivative 416 $105.22 $43,771.52
Disclosure

SEC source: 0001126328-26-000130 · form4.xml · derivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,342

Underlying: Common Stock · 416 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
May 21, 2026 Filed May 22, 2026 14:08 UTC
Cheong Wee YeePresident - Asia & Middle East
SaleCommon Stock 7,534 $103.16 $777,207.44
Disclosure

SEC source: 0001126328-26-000127 · form4.xml · nonDerivative · entry 2

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,443

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.44, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
May 20, 2026 Filed May 22, 2026 14:08 UTC
Cheong Wee YeePresident - Asia & Middle East
SaleCommon Stock 3,211 $103.06 $330,925.66
Disclosure

SEC source: 0001126328-26-000127 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,977

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:10 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000125 · form4.xml · nonDerivative · entry 1

Beams Mary E. · CIK 0001255283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,852

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:09 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000124 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,394

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:09 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000123 · form4.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,270

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:09 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000122 · form4.xml · nonDerivative · entry 1

Pickerell Blair · CIK 0001315141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,546

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:08 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000121 · form4.xml · nonDerivative · entry 1

Mitchell H Elizabeth · CIK 0001295482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,120

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:06 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000120 · form4.xml · nonDerivative · entry 1

Nordin Diane C · CIK 0001369224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,120

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:06 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000119 · form4.xml · nonDerivative · entry 1

Muruzabal Claudio · CIK 0001872135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,502

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:06 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000118 · form4.xml · nonDerivative · entry 1

Carter Miller Jocelyn · CIK 0001166855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,662

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:05 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000117 · form4.xml · nonDerivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,183

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:05 UTC
Mills ScottDirector
GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000116 · form4.xml · nonDerivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,887

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:05 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000115 · form4.xml · nonDerivative · entry 1

Auerbach Jonathan · CIK 0001643693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,786

F1 · price: Grant of restricted stock units.

Read SEC document
May 01, 2026 Filed May 4, 2026 16:27 UTC
Cheong Wee YeePresident - Asia & Middle East
SaleCommon Stock 9,183 $101.26 $929,870.58
Disclosure

SEC source: 0001126328-26-000102 · form4.xml · nonDerivative · entry 2

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,188

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.62, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
April 30, 2026 Filed Apr 30, 2026 21:03 UTC
Djurasovic GeorgeInterim General Counsel
SaleCommon Stock 0.989 $99.63 $98.53
Disclosure

SEC source: 0001126328-26-000099 · form4.xml · nonDerivative · entry 2

Djurasovic George · CIK 0001961750 · Interim General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,905.01

F2 · shares: The sale was settled in cash.

Read SEC document
April 30, 2026 Filed May 4, 2026 16:27 UTC
Cheong Wee YeePresident - Asia & Middle East
SaleCommon Stock 4,737 $101.01 $478,484.37
Disclosure

SEC source: 0001126328-26-000102 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,371

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.06, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
April 29, 2026 Filed Apr 30, 2026 21:03 UTC
Cheong Wee YeePresident - Asia & Middle East
SaleCommon Stock 1,080 $101.00 $109,080.00
Disclosure

SEC source: 0001126328-26-000100 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,108

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.02, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 21:03 UTC
Djurasovic GeorgeInterim General Counsel
SaleCommon Stock 2,571 $100.83 $259,233.93
Disclosure

SEC source: 0001126328-26-000099 · form4.xml · nonDerivative · entry 1

Djurasovic George · CIK 0001961750 · Interim General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,906

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.78 to $100.87, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 27, 2026 Filed Mar 31, 2026 20:08 UTC
Cheong Wee YeePresident - Asia & Middle East
GrantCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000067 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,188

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

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March 27, 2026 Filed Mar 31, 2026 20:19 UTC GrantCommon Stock · Derivative 30 $87.01 $2,610.30
Disclosure

SEC source: 0001126328-26-000096 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,255

Underlying: Common Stock · 30 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

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March 27, 2026 Filed Mar 31, 2026 20:19 UTC GrantCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000096 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,219

F1 · price: Grant of restricted stock units.

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March 27, 2026 Filed Mar 31, 2026 20:19 UTC GrantCommon Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000095 · form4.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,095

F1 · price: Grant of restricted stock units.

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March 27, 2026 Filed Mar 31, 2026 20:19 UTC GrantCommon Stock 340 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000094 · form4.xml · nonDerivative · entry 1

Pickerell Blair · CIK 0001315141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,371

F1 · price: Grant of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.