ROK

SEC source: 0001246360-19-002445 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.0410 to $198.2047. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-19-002445 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002444 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 11,000 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002444 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,200

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.1150 to $198.8200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-002444 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,065

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $197.0750 to $198.0300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-19-002444 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002424 · form.xml · derivative · entry 4

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,400 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002424 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,801.96

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 21, 2019.

F3 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-002424 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,201.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 21, 2019.

SEC source: 0001246360-19-002380 · form.xml · derivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,300 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002380 · form.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,695

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2019.

F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $179.2400 to $180.2300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-002380 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,395

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2019.

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $180.2850 to $180.2900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-19-002380 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002361 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109.5

F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 4,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-002334 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,063

F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 1,080 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-002328 · form.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

Underlying: Common Stock · 1,700 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002328 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,695

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 24, 2019.

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $179.00 to $179.17. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-002328 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-19-002147 · form.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,166

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002150 · form.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,448.868

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002184 · form.xml · derivative · entry 1

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

Underlying: Common Stock · 578 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002183 · form.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

Underlying: Common Stock · 6,592 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002177 · form.xml · derivative · entry 1

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Underlying: Common Stock · 378 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002182 · form.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Common Stock · 362 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002181 · form.xml · derivative · entry 1

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740

Underlying: Common Stock · 740 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002180 · form.xml · derivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Common Stock · 362 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002179 · form.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548

Underlying: Common Stock · 1,548 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002178 · form.xml · derivative · entry 1

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Common Stock · 324 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002176 · form.xml · derivative · entry 1

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Common Stock · 362 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002175 · form.xml · derivative · entry 1

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Common Stock · 324 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002174 · form.xml · derivative · entry 1

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Common Stock · 324 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002148 · form.xml · nonDerivative · entry 2

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,977

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002173 · form.xml · derivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Common Stock · 362 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002172 · form.xml · derivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449

Underlying: Common Stock · 2,449 shares

Expires 2019-12-06

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-19-002153 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,176

Underlying: Common Stock · 829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-19-002152 · form.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002151 · form.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002149 · form.xml · nonDerivative · entry 1

Murphy Pam · CIK 0001778037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002146 · form.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002145 · form.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-002021 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,139

F2 · ownership.direct: Includes 490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-001815 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $163.5900 to $163.7316. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 1,380 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-001670 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,695

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/24/2019 to cover taxes due on restricted stock that vested on 07/01/2019.

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $161.5100 to $161.5600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 11,730 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-001659 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,347

Underlying: Common Stock · 166 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-19-001626 · form.xml · nonDerivative · entry 2

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/22/2019 to cover taxes due on restricted stock that vested on 6/9/2019.

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $159.36 to $159.41. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,014 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-001615 · form.xml · nonDerivative · entry 1

Murphy Pam · CIK 0001778037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-19-001337 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139

F2 · kind: Sale of shares to cover taxes due on restricted stock that vested on 5/2/2019.

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $177.22 to $177.38. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-19-001298 · form.xml · derivative · entry 9

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 900 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001246360-19-001298 · form.xml · derivative · entry 8

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001246360-19-001298 · form.xml · derivative · entry 7

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.