Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | Director | September 30, 2026 | October 02, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP,Chief Supply Chain Officer | December 15, 2021 | December 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Comp Plan | 28,062.859 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 958 · Balance 28,062.859 F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.
ROCKWELL AUTOMATION, INC
Report date December 15, 2021 · Filed December 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,872.5 |
Reported balance
After 2021-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-12-15 · Sale · Disposed 69 · Balance 4,872.5 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021. F2: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 37 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 500.11 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500.11 F3: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021.
F2: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F3: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 17:29 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 958 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000138 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 28,062.859 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 15:45 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000114 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 26,906.565 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 18:24 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000082 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 25,662.568 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 18:47 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-26-000017 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 24,393.185 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 16:01 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001122976-25-000078 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 22,971.053 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 18:15 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-018580 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 21,619.887 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 19:39 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-011105 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 20,262.521 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:08 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-000386 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 19,081.352 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:23 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024904 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 18,035.071 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 20:16 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019547 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 17,159.64 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 29, 2024 Filed Apr 1, 2024 20:40 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 808 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011606 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 16,260.172 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 16:48 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 655 | $41.99 | $27,503.45 |
DisclosureSEC source: 0001127602-24-000254 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 15,358.582 Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 16:48 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-000254 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 14,703.582 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:24 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 773 | $35.56 | $27,484.02 |
DisclosureSEC source: 0001127602-23-025207 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 13,781.117 Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:24 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-025207 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 13,008.117 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:24 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 702 | $40.58 | $28,483.65 |
DisclosureSEC source: 0001127602-23-019853 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 11,960.18 Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:24 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019853 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 11,258.18 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:04 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 673 | $40.85 | $27,492.05 |
DisclosureSEC source: 0001127602-23-011905 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 10,340.351 Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:04 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011905 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 9,667.351 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 19:14 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 818 | $33.66 | $27,533.88 |
DisclosureSEC source: 0001127602-23-000080 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 8,765.209 Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 19:14 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-000080 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 7,947.209 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:42 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 895 | $30.72 | $27,494.40 |
DisclosureSEC source: 0001127602-22-023161 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 6,871.715 Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:42 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-023161 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 5,976.715 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 18:02 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 716 | $39.80 | $28,493.22 |
DisclosureSEC source: 0001127602-22-018389 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 4,818.428 Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 18:02 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018389 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 4,102.428 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:07 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 563 | $48.83 | $27,491.29 |
DisclosureSEC source: 0001127602-22-011109 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 3,212.429 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:07 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011109 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 2,649.429 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 18:08 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 493 | $55.86 | $27,536.52 |
DisclosureSEC source: 0001127602-22-000032 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 1,929 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 18:08 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000032 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 1,436 Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 69 | $344.34 | $23,759.46 |
DisclosureSEC source: 0001024478-21-000183 · wf-form4_163969513576760.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,872.5 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021. F2 · balance_after: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 96 | $349.62 | $33,563.06 |
DisclosureSEC source: 0001024478-21-000173 · wf-form4_163952091251904.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,941.5 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.61 to $350.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000173 · wf-form4_163952091251904.xml · derivative · entry 5 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407 Underlying: Common Stock · 203 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000173 · wf-form4_163952091251904.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,037.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000145 · wf-form4_163909311158808.xml · derivative · entry 2 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856 Underlying: Common Stock · 856 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,422 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000145 · wf-form4_163909311158808.xml · derivative · entry 1 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,422 Underlying: Common Stock · 3,422 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 59 | $345.31 | $20,373.31 |
DisclosureSEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 6 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,834.5 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.01 to $345.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 48 | $343.46 | $16,485.94 |
DisclosureSEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 5 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,893.5 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.34 to $343.51. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 61 | $342.51 | $20,892.98 |
DisclosureSEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,941.5 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.14 to $342.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 156 | $341.70 | $53,305.36 |
DisclosureSEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,002.5 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.02 to $341.93. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · derivative · entry 8 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 548 shares Expires 2021-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000100 · wf-form4_163891919647978.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,158.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 2, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 414 | $341.57 | $141,410.97 |
DisclosureSEC source: 0001024478-21-000079 · wf-form4_163589530192789.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,610.5 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock that vested on 11/1/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.35 to $341.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 1,340 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000067 · wf-form4_163344685489763.xml · derivative · entry 1 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548 Underlying: Common Stock · 548 shares Expires 2021-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:08 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 356 | $47.03 | $16,742.68 |
DisclosureSEC source: 0001127602-21-026265 · form4.xml · nonDerivative · entry 2 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 809 Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:08 UTC | AVIENT CORP AVNT · Entity 4061 | GrantCommon Stock | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026265 · form4.xml · nonDerivative · entry 1 Nicolas Ernest · CIK 0001791766 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 453 Read SEC document |
| July 07, 2021 Filed Jul 7, 2021 21:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,300 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001024478-21-000025 · wf-form4_162569258392960.xml · derivative · entry 5 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| July 07, 2021 Filed Jul 7, 2021 21:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,300 | $290.00 | $667,000.00 |
DisclosureSEC source: 0001024478-21-000025 · wf-form4_162569258392960.xml · nonDerivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024.5 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021. F3 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| July 07, 2021 Filed Jul 7, 2021 21:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,300 | $136.40 | $313,720.00 |
DisclosureSEC source: 0001024478-21-000025 · wf-form4_162569258392960.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,800 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-21-000806 · form.xml · derivative · entry 5 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,800 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,800 | $283.08 | $509,540.58 |
DisclosureSEC source: 0001246360-21-000806 · form.xml · nonDerivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024.5 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.0000 to $283.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.