person · Reporting owner

Genovesi John A

Disclosed activity across 2 companies

Tapewire entity: 39531
SEC CIK: 0001762512

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ROCKWELL AUTOMATION, INCROK · Entity 906	Senior Vice President	December 10, 2020	December 14, 2020
UL Solutions Inc.ULS · Entity 1747	See Remarks	September 10, 2026	September 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKWELL AUTOMATION, INC

Report date December 10, 2020 · Filed December 14, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted stock unitsSEC Table II · derivative / convertible security · Expires 2023-12-10	Direct	610	Reported balance After 2020-12-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2020-12-10 · Grant · Acquired 610 · Balance 610 F1: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock F2: Awarded under the Company's 2020 Long-Term Incentives Plan. F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $246.77 · Expires 2030-12-10	Direct	2,750	Reported balance After 2020-12-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-12-10 · Grant · Acquired 2,750 · Balance 2,750 F2: Awarded under the Company's 2020 Long-Term Incentives Plan. F4: The option vests in three substantially equal annual installments beginning on the date exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock

F2: Awarded under the Company's 2020 Long-Term Incentives Plan.

F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

F4: The option vests in three substantially equal annual installments beginning on the date exercisable.

UL Solutions Inc.

Report date September 10, 2026 · Filed September 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,955	Reported balance After 2026-09-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-10 · Grant · Acquired 3 · Balance 1,955 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F3: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	2,718	Reported balance After 2026-09-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-09-10 · Grant · Acquired 5 · Balance 2,718 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F5: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	2,966	Reported balance After 2026-09-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-09-10 · Grant · Acquired 6 · Balance 2,966 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F6: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026. F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person.

F3: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024.

F4: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date.

F5: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025.

F6: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 10, 2026 Filed Sep 14, 2026 21:22 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	6	$0.00	$0.00	Disclosure SEC source: 0000905148-26-004176 · form4.xml · derivative · entry 3 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,966 Underlying: Class A Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F6 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026. F6 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026. F4 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. Read SEC document
September 10, 2026 Filed Sep 14, 2026 21:22 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	5	$0.00	$0.00	Disclosure SEC source: 0000905148-26-004176 · form4.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,718 Underlying: Class A Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F5 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F5 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. Read SEC document
September 10, 2026 Filed Sep 14, 2026 21:22 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	3	$0.00	$0.00	Disclosure SEC source: 0000905148-26-004176 · form4.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,955 Underlying: Class A Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F3 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F3 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:17 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	4	$0.00	$0.00	Disclosure SEC source: 0000905148-26-002887 · form4.xml · derivative · entry 3 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,960 Underlying: Class A Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F6 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026. F6 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2026. F4 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:17 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	4	$0.00	$0.00	Disclosure SEC source: 0000905148-26-002887 · form4.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,713 Underlying: Class A Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F5 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F5 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. Read SEC document
June 08, 2026 Filed Jun 10, 2026 21:17 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	2	$0.00	$0.00	Disclosure SEC source: 0000905148-26-002887 · form4.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,952 Underlying: Class A Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on RSUs held by the Reporting Person. F3 · derivative.exercise_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F3 · derivative.expiration_date: The dividend equivalent rights accrued on RSUs held by the Reporting Person and vest proportionately with the RSUs to which they relate. The RSUs vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4 · balance_after: Includes RSUs and all dividend equivalent rights that have accrued on such RSUs to date. Read SEC document
May 01, 2026 Filed May 5, 2026 21:49 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionRestricted Stock Units · Derivative	1,943	$0.00	$0.00	Disclosure SEC source: 0000905148-26-002100 · form4.xml · derivative · entry 3 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,950 Underlying: Class A Common Stock · 1,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F2 · derivative.expiration_date: The restricted stock units vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F3 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
May 01, 2026 Filed May 5, 2026 21:49 UTC	UL Solutions Inc. ULS · Entity 1747	Tax withholdingClass A Common Stock	765	$91.60	$70,074.00	Disclosure SEC source: 0000905148-26-002100 · form4.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,935 Read SEC document
May 01, 2026 Filed May 5, 2026 21:49 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionClass A Common Stock	1,943	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-26-002100 · form4.xml · nonDerivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:00 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	2,956	$0.00	$0.00	Disclosure SEC source: 0000905148-26-001535 · form4.xml · derivative · entry 6 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,956 Underlying: Class A Common Stock · 2,956 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F6 · derivative.exercise_date: The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2026. F6 · derivative.expiration_date: The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2026. Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:00 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionRestricted Stock Units · Derivative	1,352	$0.00	$0.00	Disclosure SEC source: 0000905148-26-001535 · form4.xml · derivative · entry 5 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,709 Underlying: Class A Common Stock · 1,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F5 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:00 UTC	UL Solutions Inc. ULS · Entity 1747	Tax withholdingClass A Common Stock	2,797	$84.57	$236,542.29	Disclosure SEC source: 0000905148-26-001535 · form4.xml · nonDerivative · entry 4 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,757 Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:00 UTC	UL Solutions Inc. ULS · Entity 1747	GrantClass A Common Stock	7,107	$84.57	$601,038.99	Disclosure SEC source: 0000905148-26-001535 · form4.xml · nonDerivative · entry 3 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,554 F3 · shares: The Class A Common Stock was issued to the Reporting Person upon settlement of performance cash awards granted under the Issuer's Pre-IPO Long Term Incentive Plan as a result of the achievement of certain performance criteria not related to the passage of time or stock price. Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:00 UTC	UL Solutions Inc. ULS · Entity 1747	Tax withholdingClass A Common Stock	533	$84.57	$45,075.81	Disclosure SEC source: 0000905148-26-001535 · form4.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,447 Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:00 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionClass A Common Stock	1,352	Not disclosed	Not disclosed	Disclosure SEC source: 0000905148-26-001535 · form4.xml · nonDerivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · balance_after: Includes 952 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2025, and 34 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2025. Read SEC document
March 12, 2026 Filed Mar 17, 2026 00:54 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	7	$0.00	$0.00	Disclosure SEC source: 0000905148-26-001291 · form4.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,061 Underlying: Class A Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
March 12, 2026 Filed Mar 17, 2026 00:54 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	6	$0.00	$0.00	Disclosure SEC source: 0000905148-26-001291 · form4.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,893 Underlying: Class A Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
March 12, 2026 Filed May 15, 2026 20:48 UTC	UL Solutions Inc. ULS · Entity 1747	OtherClass A Common Stock	32	$83.31	$2,665.92	Disclosure SEC source: 0000905148-26-002405 · form4.xml · nonDerivative · entry 5 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,112 Read SEC document
December 08, 2025 Filed Dec 10, 2025 21:15 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	6	$0.00	$0.00	Disclosure SEC source: 0001762512-25-000003 · form4-12102025_041206.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,054 Underlying: Class A Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
December 08, 2025 Filed Dec 10, 2025 21:15 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	6	$0.00	$0.00	Disclosure SEC source: 0001762512-25-000003 · form4-12102025_041206.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,887 Underlying: Class A Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
December 08, 2025 Filed May 15, 2026 20:48 UTC	UL Solutions Inc. ULS · Entity 1747	PurchaseClass A Common Stock	30	$77.82	$2,334.60	Disclosure SEC source: 0000905148-26-002405 · form4.xml · nonDerivative · entry 4 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,080 Read SEC document
September 08, 2025 Filed Sep 10, 2025 22:15 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	8	$0.00	$0.00	Disclosure SEC source: 0001415889-25-024145 · form4-09102025_060907.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,048 Underlying: Class A Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F4 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
September 08, 2025 Filed Sep 10, 2025 22:15 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	7	$0.00	$0.00	Disclosure SEC source: 0001415889-25-024145 · form4-09102025_060907.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,881 Underlying: Class A Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
September 08, 2025 Filed May 15, 2026 20:48 UTC	UL Solutions Inc. ULS · Entity 1747	PurchaseClass A Common Stock	37	$63.59	$2,352.83	Disclosure SEC source: 0000905148-26-002405 · form4.xml · nonDerivative · entry 3 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,050 Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:15 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	7	$0.00	$0.00	Disclosure SEC source: 0001415889-25-016703 · form4-06112025_050610.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,040 Underlying: Class A Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F3 · shares: The dividend equivalent rights have historically been reported as a separate security on Table II, but have been aggregated with the underlying restricted stock units in this Form 4 and will continue to be reported together with the underlying equity award in the future. F6 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F6 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of April 1, 2025. F5 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:15 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	7	$0.00	$0.00	Disclosure SEC source: 0001415889-25-016703 · form4-06112025_050610.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,874 Underlying: Class A Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents accrual of dividend equivalent rights on restricted stock units held by the Reporting Person. F3 · shares: The dividend equivalent rights have historically been reported as a separate security on Table II, but have been aggregated with the underlying restricted stock units in this Form 4 and will continue to be reported together with the underlying equity award in the future. F4 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F4 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and vest proportionately with the restricted stock units to which they relate. The restricted stock units vested or will vest in three equal installments on the first, second and third anniversaries of May 1, 2024. F5 · balance_after: Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. Read SEC document
June 09, 2025 Filed May 15, 2026 20:48 UTC	UL Solutions Inc. ULS · Entity 1747	PurchaseClass A Common Stock	33	$70.43	$2,324.19	Disclosure SEC source: 0000905148-26-002405 · form4.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,013 Read SEC document
May 01, 2025 Filed May 6, 2025 22:00 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionDividend Equivalent Rights · Derivative	17	$0.00	$0.00	Disclosure SEC source: 0001415889-25-012144 · form4-05062025_060509.xml · derivative · entry 5 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41 Underlying: Class A Common Stock · 17 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. F4 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Read SEC document
May 01, 2025 Filed May 6, 2025 22:00 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionRestricted Stock Unit · Derivative	1,912	$0.00	$0.00	Disclosure SEC source: 0001415889-25-012144 · form4-05062025_060509.xml · derivative · entry 4 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,826 Underlying: Class A Common Stock · 1,912 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date. Read SEC document
May 01, 2025 Filed May 6, 2025 22:00 UTC	UL Solutions Inc. ULS · Entity 1747	Tax withholdingClass A Common Stock	470	$58.39	$27,443.30	Disclosure SEC source: 0001415889-25-012144 · form4-05062025_060509.xml · nonDerivative · entry 3 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,642 Read SEC document
May 01, 2025 Filed May 6, 2025 22:00 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionClass A Common Stock	17	Not disclosed	Not disclosed	Disclosure SEC source: 0001415889-25-012144 · form4-05062025_060509.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. Read SEC document
May 01, 2025 Filed May 6, 2025 22:00 UTC	UL Solutions Inc. ULS · Entity 1747	Exercise / conversionClass A Common Stock	1,912	Not disclosed	Not disclosed	Disclosure SEC source: 0001415889-25-012144 · form4-05062025_060509.xml · nonDerivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document
April 01, 2025 Filed Apr 4, 2025 01:55 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Units · Derivative	4,033	$0.00	$0.00	Disclosure SEC source: 0001415889-25-010123 · form4-04032025_090416.xml · derivative · entry 3 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,033 Underlying: Class A Common Stock · 4,033 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date. Read SEC document
April 01, 2025 Filed Apr 4, 2025 01:55 UTC	UL Solutions Inc. ULS · Entity 1747	Tax withholdingClass A Common Stock	1,347	$57.85	$77,923.95	Disclosure SEC source: 0001415889-25-010123 · form4-04032025_090416.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,183 Read SEC document
April 01, 2025 Filed Apr 4, 2025 01:55 UTC	UL Solutions Inc. ULS · Entity 1747	GrantClass A Common Stock	5,530	$57.85	$319,910.50	Disclosure SEC source: 0001415889-25-010123 · form4-04032025_090416.xml · nonDerivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,530 F1 · shares: This Class A Common Stock was issued to the Reporting Person upon settlement of performance cash awards granted under the Issuer's Pre-IPO Long Term Incentive Plan as a result of the achievement of certain performance criteria not related to the passage of time or stock price. Read SEC document
March 10, 2025 Filed Mar 13, 2025 00:45 UTC	UL Solutions Inc. ULS · Entity 1747	GrantDividend Equivalent Rights · Derivative	14	$0.00	$0.00	Disclosure SEC source: 0001415889-25-007942 · form4-03122025_080308.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58 Underlying: Class A Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Read SEC document
March 10, 2025 Filed May 15, 2026 20:48 UTC	UL Solutions Inc. ULS · Entity 1747	PurchaseClass A Common Stock	45	$52.32	$2,354.40	Disclosure SEC source: 0000905148-26-002405 · form4.xml · nonDerivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,980 Read SEC document
December 09, 2024 Filed Dec 12, 2024 01:21 UTC	UL Solutions Inc. ULS · Entity 1747	GrantDividend Equivalent Rights · Derivative	13	$0.00	$0.00	Disclosure SEC source: 0001493152-24-049693 · ownership.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44 Underlying: Class A Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Read SEC document
September 09, 2024 Filed Sep 12, 2024 00:38 UTC	UL Solutions Inc. ULS · Entity 1747	GrantDividend Equivalent Rights · Derivative	14	$0.00	$0.00	Disclosure SEC source: 0001493152-24-035902 · ownership.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31 Underlying: Class A Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Read SEC document
June 18, 2024 Filed Jun 21, 2024 20:30 UTC	UL Solutions Inc. ULS · Entity 1747	GrantDividend Equivalent Rights · Derivative	17	$0.00	$0.00	Disclosure SEC source: 0001493152-24-024732 · ownership.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17 Underlying: Class A Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Read SEC document
May 01, 2024 Filed May 4, 2024 00:00 UTC	UL Solutions Inc. ULS · Entity 1747	GrantRestricted Stock Unit · Derivative	5,738	$0.00	$0.00	Disclosure SEC source: 0001493152-24-017797 · ownership.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,738 Underlying: Class A Common Stock · 5,738 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments on the first, second and third anniversary of the grant date. Read SEC document
April 16, 2024 Filed Apr 18, 2024 20:30 UTC	UL Solutions Inc. ULS · Entity 1747	GrantStock Option · Derivative	76,531	$0.00 Strike: $28.00	$0.00	Disclosure SEC source: 0001628280-24-016765 · wk-form4_1713472228.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,531 Underlying: Class A Common Stock · 76,531 shares Expires 2034-04-12 F1 · derivative.exercise_date: The stock option will vest in full on the third anniversary of the grant date. Read SEC document
April 16, 2024 Filed Apr 18, 2024 20:30 UTC	UL Solutions Inc. ULS · Entity 1747	PurchaseClass A Common Stock	18,000	$28.00	$504,000.00	Disclosure SEC source: 0001628280-24-016765 · wk-form4_1713472228.xml · nonDerivative · entry 1 Genovesi John A · CIK 0001762512 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:14 UTC	ROCKWELL AUTOMATION, INC ROK · Entity 906	GrantEmployee stock option (right to buy) · Derivative	2,750	$0.00 Strike: $246.77	$0.00	Disclosure SEC source: 0001246360-20-001930 · form.xml · derivative · entry 2 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires 2030-12-10 F2 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:14 UTC	ROCKWELL AUTOMATION, INC ROK · Entity 906	GrantRestricted stock units · Derivative	610	$0.00	$0.00	Disclosure SEC source: 0001246360-20-001930 · form.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610 Underlying: Common Stock · 610 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock F2 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:14 UTC	ROCKWELL AUTOMATION, INC ROK · Entity 906	SaleCommon Stock	33	$250.97	$8,281.91	Disclosure SEC source: 0001246360-20-001892 · form.xml · nonDerivative · entry 4 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,725 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/14/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.9550 to $251.3501. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Includes 1,740 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:14 UTC	ROCKWELL AUTOMATION, INC ROK · Entity 906	SaleCommon Stock	155	$249.48	$38,669.52	Disclosure SEC source: 0001246360-20-001892 · form.xml · nonDerivative · entry 3 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,758 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/14/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.2450 to $249.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC	ROCKWELL AUTOMATION, INC ROK · Entity 906	Exercise / conversionPerformance Shares · Derivative	521	$0.00	$0.00	Disclosure SEC source: 0001246360-20-001892 · form.xml · derivative · entry 5 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 521 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC	ROCKWELL AUTOMATION, INC ROK · Entity 906	Exercise / conversionCommon Stock	521	$0.00	$0.00	Disclosure SEC source: 0001246360-20-001892 · form.xml · nonDerivative · entry 2 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:14 UTC	ROCKWELL AUTOMATION, INC ROK · Entity 906	GrantPerformance Shares · Derivative	521	$0.00	$0.00	Disclosure SEC source: 0001246360-20-001598 · form.xml · derivative · entry 1 Genovesi John A · CIK 0001762512 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521 Underlying: Common Stock · 521 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.