ROK

SEC source: 0001246360-20-001831 · form.xml · derivative · entry 10

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,100 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 8

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742.96

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 7

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,905.96

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 6

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,606.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 5

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,374.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 4

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,842.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001832 · form.xml · derivative · entry 1

Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510

Underlying: Common Stock · 2,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units will be earned in three equal annual installments beginning November 13, 2021, and will be earned in full upon retirement, if earlier.

F2 · derivative.expiration_date: The restricted stock units will be earned in three equal annual installments beginning November 13, 2021, and will be earned in full upon retirement, if earlier.

SEC source: 0001246360-20-001830 · form.xml · derivative · entry 9

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,804

Underlying: Common Stock · 14,896 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 6

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,413

F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $241.375 to $242.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,695

F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $240.12 to $240.715. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,391

F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $239.09 to $240.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,119

F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.00 to $238.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001831 · form.xml · derivative · entry 9

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232

Underlying: Common Stock · 3,468 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,742.96

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,210.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-20-001784 · form.xml · nonDerivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001752 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP, Integrated Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206.5

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock that vested on 11/1/2020.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $245.82 to $245.8301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-20-001751 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,863

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock that vested on 10/30/2020.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $244.9801 to $244.9850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 847 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-20-001753 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,601

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock that vested on 11/1/2020.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $245.57 to $245.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 6,890 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-20-001557 · form.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,136.868

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001555 · form.xml · nonDerivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

F2 · kind: Restricted stock award under the Company's 2020 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-20-001556 · form.xml · nonDerivative · entry 2

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,267

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001561 · form.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001820074-20-000008 · primary_doc.xml · derivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 1,386 shares

Expires 2020-12-08

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F5 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F6 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001820074-20-000008 · primary_doc.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,465

F2 · shares: Restricted stock award under the Company's 2020 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 3,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001820074-20-000007 · primary_doc.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,757

Underlying: Common Stock · 7,757 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001604 · form.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252

Underlying: Common Stock · 252 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001820074-20-000006 · primary_doc.xml · derivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242

Underlying: Common Stock · 2,242 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001603 · form.xml · derivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Underlying: Common Stock · 354 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001602 · form.xml · derivative · entry 1

Murphy Robert B · CIK 0001672914 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679

Underlying: Common Stock · 679 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001601 · form.xml · derivative · entry 1

Nicolas Ernest · CIK 0001791766 · SVP, Integrated Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 261 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001600 · form.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279

Underlying: Common Stock · 279 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions

SEC source: 0001246360-20-001599 · form.xml · derivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782

Underlying: Common Stock · 782 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001598 · form.xml · derivative · entry 1

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001597 · form.xml · derivative · entry 1

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242

Underlying: Common Stock · 2,242 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions

SEC source: 0001246360-20-001596 · form.xml · derivative · entry 1

Etzel Steven W. · CIK 0001417866 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 335 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001594 · form.xml · derivative · entry 3

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Underlying: Common Stock · 865 shares

Expires 2020-12-08

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F3 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001594 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,920

F5 · shares: Restricted stock award under the Company's 2020 Long-Term Incentives Plan.

F6 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-20-001593 · form.xml · derivative · entry 1

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001595 · form.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414

Underlying: Common Stock · 1,414 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-20-001564 · form.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001562 · form.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001563 · form.xml · nonDerivative · entry 1

Murphy Pam · CIK 0001778037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001560 · form.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,452

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001558 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,205

Underlying: Common Stock · 552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-20-001559 · form.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,452

F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

SEC source: 0001246360-20-001499 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,655

F2 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001820074-20-000004 · primary_doc.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,167

Underlying: Common Stock · 5,833 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001820074-20-000004 · primary_doc.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,709

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $232.7610 to $232.8700. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.