Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP, CLO and Secretary | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 3,371 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 3,371 · Balance 3,371 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 3,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-26-000033 · wk-form4_1791234794.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,371 Underlying: Common Stock · 3,371 shares Expires 2026-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 23:55 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 1,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-046114 · wk-form4_1782777346.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,034 Underlying: Common Stock · 1,034 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2 · derivative.exercise_date: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. F2 · derivative.expiration_date: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. Read SEC document |
| June 17, 2026 Filed Jun 17, 2026 23:52 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-044066 · wk-form4_1781740330.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,441 F1 · kind: The reported disposition represents a bona fide charitable gift made by the Reporting Person to the House Family Foundation. Read SEC document |
| June 13, 2026 Filed Jun 17, 2026 00:51 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionRestricted Stock Units · Derivative | 3,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-043700 · wk-form4_1781657500.xml · derivative · entry 2 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2 · derivative.exercise_date: This restricted stock unit vested in full on June 13, 2026. F2 · derivative.expiration_date: This restricted stock unit vested in full on June 13, 2026. Read SEC document |
| June 13, 2026 Filed Jun 17, 2026 00:51 UTC | Marvell Technology, Inc. MRVL · Entity 521 | Exercise / conversionCommon Stock | 3,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-043700 · wk-form4_1781657500.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,100 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · derivative · entry 10 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,100 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 80 | $408.00 | $32,640.00 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 8 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,200 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 620 | $406.92 | $252,289.72 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,280 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $406.84 to $407.66. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 677 | $406.37 | $275,113.44 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,900 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $405.83 to $406.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,455 | $405.41 | $1,400,684.64 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,577 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $404.77 to $405.7550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,536 | $404.11 | $1,428,918.46 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,032 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.6550 to $404.64. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,996 | $402.94 | $804,272.83 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,568 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.55 to $403.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,736 | $401.96 | $697,796.83 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,564 F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.52 to $402.50. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 12,100 | $196.43 | $2,376,803.00 |
DisclosureSEC source: 0001693217-26-000002 · wk-form4_1772227423.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 81 | $403.70 | $32,700.10 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 8 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,200 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. F8 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.64 to $403.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 553 | $403.01 | $222,866.41 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,281 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.6150 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 562 | $401.90 | $225,865.95 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,834 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.5250 to $402.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 502 | $400.93 | $201,264.50 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,396 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.51 to $401.47. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 2,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · derivative · entry 13 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,466 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · derivative · entry 12 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,155 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F13 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 3,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · derivative · entry 11 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,282 Underlying: Common Stock · 3,282 shares Expires 2028-12-08 F12 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan. F13 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,267 | $0.00 Strike: $402.22 | $0.00 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · derivative · entry 10 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,267 Underlying: Common Stock · 11,267 shares Expires 2035-12-08 F10 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan. F11 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on date exercisable. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 62 | $401.64 | $24,901.60 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,277 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/5/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.40 to $401.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:44 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 289 | $400.82 | $115,836.69 |
DisclosureSEC source: 0001024478-25-000123 · wk-form4_1765413876.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,339 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/5/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.2850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001693217-25-000008 · wk-form4_1764982291.xml · derivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,482 Underlying: Common Stock · 740 shares Expires 2027-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 58 | $403.35 | $23,394.28 |
DisclosureSEC source: 0001693217-25-000008 · wk-form4_1764982291.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,628 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/4/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.30 to $403.46. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 313 | $402.82 | $126,081.41 |
DisclosureSEC source: 0001693217-25-000008 · wk-form4_1764982291.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,686 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/4/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.30 to $403.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001693217-25-000008 · wk-form4_1764982291.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001693217-25-000008 · wk-form4_1764982291.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 788 Underlying: Common Stock · 787 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001693217-25-000008 · wk-form4_1764982291.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2025 Filed Nov 25, 2025 21:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 500 | $196.43 Strike: $196.43 | $98,215.00 |
DisclosureSEC source: 0001693217-25-000006 · wk-form4_1764107908.xml · derivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,100 Underlying: Common Stock · 500 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2025 Filed Nov 25, 2025 21:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 500 | $196.43 | $98,215.00 |
DisclosureSEC source: 0001693217-25-000006 · wk-form4_1764107908.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:29 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001693217-25-000004 · wk-form4_1759526996.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,466 Underlying: Common Stock · 2,466 shares Expires 2025-12-09 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 21:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000088 · wk-form4_1755810348.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,972 Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 22:16 UTC | Marvell Technology, Inc. MRVL · Entity 521 | GrantRestricted Stock Units · Derivative | 3,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001835632-25-000157 · wk-form4_1750198563.xml · derivative · entry 1 House Rebecca W · CIK 0001693217 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,940 Underlying: Common Stock · 3,940 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. ("Marvell") common share upon vesting. F2 · derivative.exercise_date: Vests 100% of shares at the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant. F2 · derivative.expiration_date: Vests 100% of shares at the next annual stockholder meeting of Marvell or the one year anniversary of the RSU grant. Read SEC document |
| May 12, 2025 Filed May 12, 2025 23:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 500 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001024478-25-000045 · wk-form4_1747093327.xml · derivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2025 Filed May 12, 2025 23:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001024478-25-000045 · wk-form4_1747093327.xml · derivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,700 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2025 Filed May 12, 2025 23:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 500 | $305.47 | $152,735.20 |
DisclosureSEC source: 0001024478-25-000045 · wk-form4_1747093327.xml · nonDerivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,787 F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/27/2024. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $305.01 to $305.5350. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2025 Filed May 12, 2025 23:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 500 | $192.86 | $96,430.00 |
DisclosureSEC source: 0001024478-25-000045 · wk-form4_1747093327.xml · nonDerivative · entry 3 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2025 Filed May 12, 2025 23:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,700 | $304.04 | $1,428,988.94 |
DisclosureSEC source: 0001024478-25-000045 · wk-form4_1747093327.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,787 F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/27/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $303.81 to $304.6150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2025 Filed May 12, 2025 23:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,700 | $192.86 | $906,442.00 |
DisclosureSEC source: 0001024478-25-000045 · wk-form4_1747093327.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2025 Filed May 9, 2025 22:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001024478-25-000038 · wk-form4_1746830307.xml · derivative · entry 4 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 5,000 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2025 Filed May 9, 2025 22:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,000 | $295.01 | $1,475,029.50 |
DisclosureSEC source: 0001024478-25-000038 · wk-form4_1746830307.xml · nonDerivative · entry 2 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,787 F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/27/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295 to $295.21. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2025 Filed May 9, 2025 22:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,000 | $192.86 | $964,300.00 |
DisclosureSEC source: 0001024478-25-000038 · wk-form4_1746830307.xml · nonDerivative · entry 1 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 90 | $298.18 | $26,835.83 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 8 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,787 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.1050 to $298.27. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 182 | $297.42 | $54,129.78 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 7 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,877 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.9900 to $297.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 187 | $296.46 | $55,438.04 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 6 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,059 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.94 to $296.7750. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 88 | $295.09 | $25,967.54 |
DisclosureSEC source: 0001024478-24-000184 · wk-form4_1733879173.xml · nonDerivative · entry 5 House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,246 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.73 to $295.54. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.