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NYSE · USD

ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2020 Filed Dec 10, 2020 22:07 UTC
Etzel Steven W.Senior Vice President & CFO
SaleCommon Stock 33 $250.96 $8,281.58
Disclosure

SEC source: 0001246360-20-001888 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,165

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.9550 to $251.0201. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:07 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 227 $250.59 $56,883.41
Disclosure

SEC source: 0001246360-20-001887 · form.xml · nonDerivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174.8046

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 2/10/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.3850 to $250.8801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · ownership.direct: Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:07 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 277 $249.55 $69,126.71
Disclosure

SEC source: 0001246360-20-001887 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,401.8046

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 2/10/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.2450 to $249.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 266 $250.93 $66,748.20
Disclosure

SEC source: 0001246360-20-001886 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.51 to $251.21. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · ownership.direct: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 700 $249.69 $174,783.00
Disclosure

SEC source: 0001246360-20-001886 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,349

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.3650 to $250.3100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:42 UTC Exercise / conversionPerformance Shares · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001899 · form.xml · derivative · entry 5

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 354 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:42 UTC Exercise / conversionCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001899 · form.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:42 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionPerformance Shares · Derivative 261 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001898 · form.xml · derivative · entry 6

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 261 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:42 UTC
Nicolas ErnestSVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001898 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionPerformance Shares · Derivative 865 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001896 · form.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 865 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 865 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001896 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:42 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionPerformance Shares · Derivative 252 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001897 · form.xml · derivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 252 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:42 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001897 · form.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 7,757 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001895 · form.xml · derivative · entry 6

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,757 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 7,757 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001895 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC Exercise / conversionPerformance Shares · Derivative 679 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001894 · form.xml · derivative · entry 5

Murphy Robert B · CIK 0001672914 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 679 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:28 UTC Exercise / conversionCommon Stock 679 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001894 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC
House Rebecca WSVP, Chief Admin & Legal & Sec
Exercise / conversionPerformance Shares · Derivative 1,386 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001893 · form.xml · derivative · entry 6

House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,386 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC
House Rebecca WSVP, Chief Admin & Legal & Sec
Exercise / conversionCommon Stock 1,386 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001893 · form.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, Chief Admin & Legal & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionPerformance Shares · Derivative 279 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001891 · form.xml · derivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 279 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001891 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC
Genovesi John ASenior Vice President
Exercise / conversionPerformance Shares · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001892 · form.xml · derivative · entry 5

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC
Genovesi John ASenior Vice President
Exercise / conversionCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001892 · form.xml · nonDerivative · entry 2

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Donato ThomasSenior Vice President
Exercise / conversionPerformance Shares · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001889 · form.xml · derivative · entry 6

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Donato ThomasSenior Vice President
Exercise / conversionRestricted stock units · Derivative 240 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001889 · form.xml · derivative · entry 5

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 240 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Donato ThomasSenior Vice President
Exercise / conversionCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001889 · form.xml · nonDerivative · entry 2

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Donato ThomasSenior Vice President
Exercise / conversionCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001889 · form.xml · nonDerivative · entry 1

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC Exercise / conversionPerformance Shares · Derivative 2,242 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001890 · form.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,242 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:14 UTC Exercise / conversionCommon Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001890 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Etzel Steven W.Senior Vice President & CFO
Exercise / conversionPerformance Shares · Derivative 335 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001888 · form.xml · derivative · entry 5

Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 335 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Etzel Steven W.Senior Vice President & CFO
Exercise / conversionCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001888 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Fooks Elik ISenior Vice President
Exercise / conversionPerformance Shares · Derivative 782 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001887 · form.xml · derivative · entry 5

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 782 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:07 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001887 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,678.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionPerformance Shares · Derivative 1,414 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001886 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,414 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:00 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 1,414 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001886 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 13:56 UTC
Donato ThomasSenior Vice President
SaleCommon Stock 1,500 $255.00 $382,500.00
Disclosure

SEC source: 0001246360-20-001853 · form.xml · nonDerivative · entry 1

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969

Read SEC document
November 25, 2020 Filed Nov 30, 2020 13:56 UTC
Chand SujeetSr VP & Chief Tech. Officer
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001852 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,635

F2 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met

Read SEC document
November 20, 2020 Filed Nov 21, 2020 00:35 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 297 $0.00 Strike: $136.40 $0.00
Disclosure

SEC source: 0001246360-20-001844 · form.xml · derivative · entry 4

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Common Stock · 297 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 21, 2020 00:35 UTC
Woods IsaacVice President and Treasurer
SaleCommon Stock 297 $250.07 $74,271.24
Disclosure

SEC source: 0001246360-20-001844 · form.xml · nonDerivative · entry 3

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

F2 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 20, 2020 Filed Nov 21, 2020 00:35 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionCommon Stock 297 $136.40 $40,510.80
Disclosure

SEC source: 0001246360-20-001844 · form.xml · nonDerivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 21, 2020 00:21 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 333 $0.00 Strike: $192.86 $0.00
Disclosure

SEC source: 0001246360-20-001843 · form.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,167

Underlying: Common Stock · 333 shares

Expires 2027-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2020 Filed Nov 21, 2020 00:21 UTC Exercise / conversionEmployee stock option (right to buy) · Derivative 166 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-20-001843 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,001

Underlying: Common Stock · 166 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2020 Filed Nov 21, 2020 00:21 UTC Exercise / conversionCommon Stock 333 $192.86 $64,222.38
Disclosure

SEC source: 0001246360-20-001843 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 20, 2020 Filed Nov 21, 2020 00:21 UTC Exercise / conversionCommon Stock 166 $171.46 $28,462.36
Disclosure

SEC source: 0001246360-20-001843 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2020 Filed Nov 20, 2020 23:14 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 7,000 $246.03 $1,722,224.70
Disclosure

SEC source: 0001246360-20-001842 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,896.8046

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $246.00 to $246.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 13, 2020 Filed Nov 13, 2020 23:28 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,804 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-20-001830 · form.xml · derivative · entry 10

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,804 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2020 Filed Nov 13, 2020 23:28 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 5,804 $238.27 $1,382,912.70
Disclosure

SEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 8

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,413

F2 · kind: Option exercise and sale of option shares pursuant to Rule 10b5-1 trading plan entered into on 8/27/2020 established for estate planning and diversification purposes.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.00 to $238.9350. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 13, 2020 Filed Nov 13, 2020 23:28 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 5,804 $80.11 $464,958.44
Disclosure

SEC source: 0001246360-20-001830 · form.xml · nonDerivative · entry 7

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2020 Filed Nov 13, 2020 23:35 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionEmployee stock option (right to buy) · Derivative 19,532 $0.00 Strike: $149.41 $0.00
Disclosure

SEC source: 0001246360-20-001831 · form.xml · derivative · entry 12

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,868

Underlying: Common Stock · 19,532 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2020 Filed Nov 13, 2020 23:35 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 232 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-20-001831 · form.xml · derivative · entry 11

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 232 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.