Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2024 Filed Oct 17, 2024 14:32 UTC |
Pitz JoelInterim CFO
|
Disposition to issuerCommon Stock | 2,500 | $90.00 | $225,000.00 |
DisclosureSEC source: 0001062993-24-017752 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,437 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/8/2024. F2 · balance_after: Includes 9278 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:32 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017129 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:44 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017164 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,915 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:43 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 20 | $86.09 | $1,721.80 |
DisclosureSEC source: 0001062993-24-017163 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,404 Underlying: Common Stock · 20 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:43 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017163 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,928 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:43 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017162 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,625 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:42 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017161 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,911 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:41 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017160 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,939 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:40 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017157 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,267 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 1947 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:40 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017157 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,937 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9278 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:39 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017155 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,394 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:38 UTC |
STRABLE-SOETHOUT DEANNA DPresident and COO
|
GrantCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017153 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and COO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 60,327 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:38 UTC |
STRABLE-SOETHOUT DEANNA DPresident and COO
|
GrantCommon Stock | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017153 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,996 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:38 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017151 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,066 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:37 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017150 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,147 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:35 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017143 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,978 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2533 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:36 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 140 | $86.09 | $12,052.60 |
DisclosureSEC source: 0001062993-24-017145 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,863 Underlying: Common Stock · 140 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:36 UTC |
Mills ScottDirector
|
GrantCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017145 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,450 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:35 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017142 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,938 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8908 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:35 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 205 | $86.09 | $17,648.45 |
DisclosureSEC source: 0001062993-24-017140 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,713 Underlying: Common Stock · 205 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:35 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 286 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017140 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,460 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:34 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017138 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,817 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:34 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017137 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,111 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:33 UTC |
Houston Daniel JosephDirector · Chairman & CEO
|
GrantPhantom Stock Units · Derivative | 15 | $86.09 | $1,291.35 |
DisclosureSEC source: 0001062993-24-017133 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,856 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:33 UTC |
Houston Daniel JosephDirector · Chairman & CEO
|
GrantCommon Stock | 931 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017133 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,742 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 599 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:32 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 673 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017130 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,271 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:30 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017125 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,626 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:30 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017124 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,444 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:28 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017121 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,968 F1 · price: Grant of restricted stock units. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,904 | $62.78 Strike: $62.78 | $245,093.12 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 9 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,904 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,903 | $62.78 Strike: $62.78 | $245,030.34 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 8 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,903 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,203 | $62.78 Strike: $62.78 | $201,084.34 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 7 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,203 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,955 | $37.38 Strike: $37.38 | $147,837.90 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 6 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,955 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,955 | $37.38 Strike: $37.38 | $147,837.90 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 5 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,955 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,255 | $37.38 Strike: $37.38 | $121,671.90 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,255 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Disposition to issuerCommon Stock | 22,175 | $82.04 | $1,819,237.00 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · nonDerivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,506 F2 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/14/2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.32, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 11,010 | $62.78 | $691,207.80 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 101,681 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 11,165 | $37.38 | $417,347.70 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,671 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,910 | $37.38 Strike: $37.38 | $108,775.80 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · derivative · entry 4 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,910 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,455 | $37.38 Strike: $37.38 | $54,387.90 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · derivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,455 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Disposition to issuerCommon Stock | 4,365 | $79.78 | $348,239.70 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,925 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.68 to $79.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 4,365 | $37.38 | $163,163.70 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,290 F1 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:24 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $58.68 Strike: $58.68 | $70,416.00 |
DisclosureSEC source: 0001062993-24-016255 · form4.xml · derivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,350 Underlying: Common Stock · 1,200 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:24 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 1,200 | $82.02 | $98,424.00 |
DisclosureSEC source: 0001062993-24-016255 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,096 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.07, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1393 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:24 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 1,200 | $58.68 | $70,416.00 |
DisclosureSEC source: 0001062993-24-016255 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,296 F1 · balance_after: Includes 1393 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 700 | $62.78 Strike: $62.78 | $43,946.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · derivative · entry 6 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,203 Underlying: Common Stock · 700 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 700 | $37.38 Strike: $37.38 | $26,166.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · derivative · entry 5 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,255 Underlying: Common Stock · 700 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Disposition to issuerCommon Stock | 1,400 | $82.03 | $114,842.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · nonDerivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,506 F2 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/14/2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 700 | $62.78 | $43,946.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,906 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 700 | $37.38 | $26,166.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,206 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.