Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 400 | $58.68 | $23,472.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,675 F1 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:03 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,260 | $51.33 Strike: $51.33 | $372,655.80 |
DisclosureSEC source: 0001062993-25-000897 · form4.xml · derivative · entry 6 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,260 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:03 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,260 | $51.33 Strike: $51.33 | $372,655.80 |
DisclosureSEC source: 0001062993-25-000897 · form4.xml · derivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,260 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:03 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,260 | $51.33 Strike: $51.33 | $372,655.80 |
DisclosureSEC source: 0001062993-25-000897 · form4.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,260 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:03 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Disposition to issuerCommon Stock | 21,780 | $80.50 | $1,753,290.00 |
DisclosureSEC source: 0001062993-25-000897 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,356 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/28/2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.15 to $80.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:03 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 21,780 | $51.33 | $1,117,967.40 |
DisclosureSEC source: 0001062993-25-000897 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 134,136 Read SEC document |
| January 02, 2025 Filed Mar 25, 2026 19:51 UTC |
Muruzabal ClaudioDirector
|
PurchaseCommon Stock | 5 | $77.49 | $387.45 |
DisclosureSEC source: 0001126328-26-000053 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,203 F1 · kind: The transactions reported herein were made in accounts managed by a financial advisor to the Reporting Person, which advisor had full investment control. Due to an oversight on the part of the advisor, the advisor made the transactions reported herein without the Reporting Person's knowledge or direction. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:59 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 626 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021048 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,275 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:10 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021059 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,778 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:10 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021058 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,231 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:09 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021056 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,561 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:08 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021055 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,416 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:08 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021054 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,608 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:07 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021053 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,753 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:06 UTC |
Houston Daniel JosephDirector · Chairman & CEO
|
GrantPhantom Stock Units · Derivative | 18 | $74.91 | $1,348.38 |
DisclosureSEC source: 0001062993-24-021052 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,874 Underlying: Common Stock · 18 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:06 UTC |
Houston Daniel JosephDirector · Chairman & CEO
|
GrantCommon Stock | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021052 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,841 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:01 UTC |
STRABLE-SOETHOUT DEANNA DPresident and COO
|
GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021051 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and COO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 60,435 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:01 UTC |
STRABLE-SOETHOUT DEANNA DPresident and COO
|
GrantCommon Stock | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021051 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,356 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:01 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021050 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,356 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2033 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:01 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021050 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,668 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:00 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021049 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,380 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2557 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:37 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 23 | $74.91 | $1,722.93 |
DisclosureSEC source: 0001062993-24-021032 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,108 Underlying: Common Stock · 23 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:37 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021032 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,049 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:33 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021030 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,777 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:32 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021029 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,232 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:27 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021025 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,182 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:25 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021022 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,249 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:15 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021020 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,992 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:13 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 164 | $74.91 | $12,285.24 |
DisclosureSEC source: 0001062993-24-021018 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,760 Underlying: Common Stock · 164 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:13 UTC |
Mills ScottDirector
|
GrantCommon Stock | 287 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021018 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,737 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:08 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 241 | $74.91 | $18,053.31 |
DisclosureSEC source: 0001062993-24-021016 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,783 Underlying: Common Stock · 241 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:08 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021016 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,796 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:04 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021014 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,061 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 18:52 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021011 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,556 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 18:43 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021009 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,149 F1 · price: Grant of restricted stock units. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 23:15 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 681 | $84.40 | $57,476.40 |
DisclosureSEC source: 0001062993-24-020279 · form4.xml · derivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,085 Underlying: Common Stock · 681 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 23:15 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 733 | $84.40 | $61,865.20 |
DisclosureSEC source: 0001062993-24-020278 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,596 Underlying: Common Stock · 733 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 23:14 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 829 | $84.40 | $69,967.60 |
DisclosureSEC source: 0001062993-24-020277 · form4.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,542 Underlying: Common Stock · 829 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,330 | $58.68 Strike: $58.68 | $430,124.40 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · derivative · entry 5 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,220 Underlying: Common Stock · 7,330 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,550 | $58.68 Strike: $58.68 | $501,714.00 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · derivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,550 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,105 | $58.68 Strike: $58.68 | $182,201.40 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · derivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,105 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 18,985 | $87.21 | $1,655,681.85 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.58, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 18,985 | $58.68 | $1,114,039.80 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,624 F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 16:18 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GiftCommon Stock | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019450 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,158 F1 · balance_after: Includes 3128 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 19:11 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 510 | $58.68 Strike: $58.68 | $29,926.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · derivative · entry 6 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,105 Underlying: Common Stock · 510 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 19:11 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 510 | $87.01 | $44,375.10 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.02, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 19:11 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 510 | $58.68 | $29,926.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,149 F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 19:11 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,735 | $58.68 Strike: $58.68 | $219,169.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · derivative · entry 5 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,615 Underlying: Common Stock · 3,735 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 19:11 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 3,735 | $87.22 | $325,766.70 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.07 to $87.37, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 19:11 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 3,735 | $58.68 | $219,169.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,374 F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.