Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2025 Filed Jul 1, 2025 22:24 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 579 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012386 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,061 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3217 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:23 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012384 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,573 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:23 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 523 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012383 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,702 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:22 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012382 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,865 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:22 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock · Derivative | 30 | $79.19 | $2,375.70 |
DisclosureSEC source: 0001062993-25-012381 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,167 Underlying: Common Stock · 30 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:22 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012381 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,793 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:21 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012380 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,580 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:21 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012378 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,162 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:21 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012379 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,362 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:20 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012377 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,954 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:20 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012376 · form4.xml · nonDerivative · entry 1 Carter Miller Jocelyn · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,101 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:20 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012375 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,280 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012374 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,009 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 172 | $79.19 | $13,620.68 |
DisclosureSEC source: 0001062993-25-012373 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,897 Underlying: Common Stock · 172 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC |
Mills ScottDirector
|
GrantCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012373 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,801 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 250 | $79.19 | $19,797.50 |
DisclosureSEC source: 0001062993-25-012372 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,175 Underlying: Common Stock · 250 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012372 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,955 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:12 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012356 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,649 F1 · price: Grant of restricted stock units. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 17:57 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 804 | $76.97 | $61,883.88 |
DisclosureSEC source: 0001062993-25-011309 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,725 Underlying: Common Stock · 804 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 17:57 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 909 | $76.97 | $69,965.73 |
DisclosureSEC source: 0001062993-25-011308 · form4.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,925 Underlying: Common Stock · 909 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:21 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010044 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,403 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:22 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010045 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,647 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:21 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010042 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,016 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:21 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010041 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,894 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:21 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010040 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,828 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:20 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010038 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,548 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:20 UTC |
Mills ScottDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010037 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,489 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:13 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010026 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,284 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:19 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010036 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,594 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:12 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010025 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,144 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:10 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010022 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,803 F1 · price: Grant of restricted stock units. Read SEC document |
| April 21, 2025 Filed Mar 25, 2026 19:51 UTC |
Muruzabal ClaudioDirector
|
SaleCommon Stock | 5 | $70.05 | $350.25 |
DisclosureSEC source: 0001126328-26-000053 · form4.xml · nonDerivative · entry 2 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,198 F2 · kind: The transactions reported herein were made in accounts managed by a financial advisor to the Reporting Person, which advisor had full investment control. Due to an oversight on the part of the advisor, the advisor made the transactions reported herein without the Reporting Person's knowledge or direction. The transactions did not result in any short-swing profits, so no disgorgement is required pursuant to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:20 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006729 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,758 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1420 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:27 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006742 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 62,302 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:27 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 512 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006742 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,856 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:27 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006740 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,440 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2114 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:27 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006740 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,892 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9452 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:26 UTC |
Houston Daniel JosephDirector · Executive Chairman
|
GrantPhantom Stock Units · Derivative | 17 | $83.06 | $1,412.02 |
DisclosureSEC source: 0001062993-25-006738 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,891 Underlying: Common Stock · 17 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F6 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:26 UTC |
Houston Daniel JosephDirector · Executive Chairman
|
GrantCommon Stock | 1,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006738 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,449 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 610 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:26 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006736 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,404 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:25 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006735 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,567 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2580 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:24 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006734 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,972 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:24 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 233 | $83.06 | $19,352.98 |
DisclosureSEC source: 0001062993-25-006733 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,016 Underlying: Common Stock · 233 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:24 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 314 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006733 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,110 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:22 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006732 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,773 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:21 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006730 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,452 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3187 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:20 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006728 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,179 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:19 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006727 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,673 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:19 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 28 | $83.06 | $2,325.68 |
DisclosureSEC source: 0001062993-25-006726 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,137 Underlying: Common Stock · 28 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:19 UTC |
RIVERA ALFREDODirector
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GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006726 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,163 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.