Last 12 months
Inside the activity.
0 purchase rows · 56 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 19 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2021 Filed Feb 11, 2021 13:46 UTC |
Smith Mark AndrewVP - Chief Financial Officer
|
Exercise / conversionCommon | 528 | $119.77 | $63,238.56 |
DisclosureSEC source: 0001225208-21-002127 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 13:46 UTC |
Ewald Thaddeus BVP - Corporate Strategy
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 980 | $0.00 Strike: $119.77 | $0.00 |
DisclosureSEC source: 0001225208-21-002126 · doc4.xml · derivative · entry 4 Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 980 shares Expires 2021-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 13:46 UTC |
Ewald Thaddeus BVP - Corporate Strategy
|
SaleCommon | 650 | $244.27 | $158,772.25 |
DisclosureSEC source: 0001225208-21-002126 · doc4.xml · nonDerivative · entry 2 Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,006 F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 13:46 UTC |
Ewald Thaddeus BVP - Corporate Strategy
|
Exercise / conversionCommon | 980 | $119.77 | $117,374.60 |
DisclosureSEC source: 0001225208-21-002126 · doc4.xml · nonDerivative · entry 1 Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| October 13, 2020 Filed Oct 14, 2020 12:45 UTC |
Nelson Kimberly ADirector
|
GrantCommon | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012456 · doc4.xml · nonDerivative · entry 1 Nelson Kimberly A · CIK 0001526285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731 Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 21,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 5 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #3 Disclosed balance after: 0 F3 · shares: Upon termination of the Grantor Retained Annuity Trust #3 by the reporting person, a total of 7,768 shares (3,884 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 3,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 4 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #2 Disclosed balance after: 16,832 F3 · shares: Upon termination of the Grantor Retained Annuity Trust #3 by the reporting person, a total of 7,768 shares (3,884 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 3,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 3 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #1 Disclosed balance after: 16,832 F3 · shares: Upon termination of the Grantor Retained Annuity Trust #3 by the reporting person, a total of 7,768 shares (3,884 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 13,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,887 F2 · shares: Return of 13,767 shares upon the termination of the Grantor Retained Annuity Trust #3 by the reporting person. Read SEC document |
| July 01, 2020 Filed Jul 9, 2020 18:41 UTC |
Davis Amy RochelleVP & Pres. - New Power Segment
|
GrantStock Option (Right-to-Buy) · Derivative | 800 | $0.00 Strike: $170.95 | $0.00 |
DisclosureSEC source: 0001225208-20-009690 · doc4.xml · derivative · entry 2 Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common · 800 shares Expires 2030-07-01 Read SEC document |
| June 08, 2020 Filed Mar 11, 2021 20:27 UTC |
Nusterer NorbertVP & President - Power Systems
|
SaleCommon | 355.63 | $183.90 | $65,400.36 |
DisclosureSEC source: 0001225208-21-005104 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · balance_after: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 15:22 UTC |
JACKSON DONALD GVP - Treasury & Tax
|
GrantStock Option (Right-to-Buy) · Derivative | 270 | $0.00 Strike: $169.83 | $0.00 |
DisclosureSEC source: 0001225208-20-008532 · doc4.xml · derivative · entry 3 JACKSON DONALD G · CIK 0001640059 · VP - Treasury & Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270 Underlying: Common · 270 shares Expires 2030-06-01 Read SEC document |
| May 15, 2020 Filed Jan 6, 2021 20:55 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 34,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 6 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #4 Disclosed balance after: 34,572 F1 · shares: 34,572 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #4. Read SEC document |
| May 15, 2020 Filed Jan 6, 2021 20:55 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 34,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,120 F1 · shares: 34,572 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #4. Read SEC document |
| May 12, 2020 Filed May 13, 2020 19:08 UTC |
HERDMAN ROBERTDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007557 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,600.4451 F1 · balance_after: Includes 1155.9739 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
MILLER WILLIAM IDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007540 · doc4.xml · nonDerivative · entry 1 MILLER WILLIAM I · CIK 0001160688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,544.3909 F1 · balance_after: Includes 892.8535 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
Quintos Karen HDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007539 · doc4.xml · nonDerivative · entry 1 Quintos Karen H · CIK 0001501979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,820.2878 F1 · balance_after: Includes 965.2035 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
NELSON GEORGIA RDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007538 · doc4.xml · nonDerivative · entry 1 NELSON GEORGIA R · CIK 0001141392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,702.6488 F1 · balance_after: Includes 1,454.4430 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
LYNCH THOMAS JDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007537 · doc4.xml · nonDerivative · entry 1 LYNCH THOMAS J · CIK 0001208323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,207 Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
HERMAN ALEXIS MDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007536 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,187.9386 F1 · balance_after: Includes 959.0080 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
DOBBS STEPHEN BDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007534 · doc4.xml · nonDerivative · entry 1 DOBBS STEPHEN B · CIK 0001268254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,749 Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
ChangDiaz Franklin RDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007532 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,045 Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC |
Di Leo Allen Bruno VDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007533 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,924 Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:48 UTC |
Bernhard Robert JDirector
|
GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007531 · doc4.xml · nonDerivative · entry 1 Bernhard Robert J · CIK 0001450339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,224.6363 F1 · balance_after: Includes 934.6363 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Fier Walter JVP - Chief Technical Officer
|
GrantStock Option (Right-to-Buy) · Derivative | 5,330 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006253 · doc4.xml · derivative · entry 3 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,330 Underlying: Common · 5,330 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
Nusterer NorbertVP & President - Power Systems
|
GrantStock Option (Right-to-Buy) · Derivative | 13,320 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006257 · doc4.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,320 Underlying: Common · 13,320 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
Stoner Nathan RVP - China Area Business Org
|
GrantStock Option (Right-to-Buy) · Derivative | 1,600 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006264 · doc4.xml · derivative · entry 1 Stoner Nathan R · CIK 0001808072 · VP - China Area Business Org 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common · 1,600 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
Smith Mark AndrewVP - Chief Financial Officer
|
GrantStock Option (Right-to-Buy) · Derivative | 21,310 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006263 · doc4.xml · derivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,310 Underlying: Common · 21,310 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
Satterthwaite TonyPresident & COO
|
GrantStock Option (Right-to-Buy) · Derivative | 24,510 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006262 · doc4.xml · derivative · entry 3 Satterthwaite Tony · CIK 0001438353 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,510 Underlying: Common · 24,510 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
RUMSEY JENNIFERPresident - Components
|
GrantStock Option (Right-to-Buy) · Derivative | 13,320 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006261 · doc4.xml · derivative · entry 4 RUMSEY JENNIFER · CIK 0001651631 · President - Components 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,320 Underlying: Common · 13,320 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
ROSE MARYA MV.P. - CAO
|
GrantStock Option (Right-to-Buy) · Derivative | 15,990 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006260 · doc4.xml · derivative · entry 3 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,990 Underlying: Common · 15,990 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
Padmanabhan SrikanthPresident - Engine Busines
|
GrantStock Option (Right-to-Buy) · Derivative | 15,990 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006259 · doc4.xml · derivative · entry 4 Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,990 Underlying: Common · 15,990 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC |
Osowick Mark JVP - Human Resources Op.
|
GrantStock Option (Right-to-Buy) · Derivative | 2,930 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006258 · doc4.xml · derivative · entry 3 Osowick Mark J · CIK 0001613380 · VP - Human Resources Op. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,930 Underlying: Common · 2,930 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GrantStock Option (Right-to-Buy) · Derivative | 95,920 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006256 · doc4.xml · derivative · entry 7 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,920 Underlying: Common · 95,920 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Kennedy Melina MVP-Product Compl.-Reg. Affairs
|
GrantStock Option (Right-to-Buy) · Derivative | 1,870 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006255 · doc4.xml · derivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 Underlying: Common · 1,870 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
JACKSON DONALD GVP and Treasurer
|
GrantStock Option (Right-to-Buy) · Derivative | 2,930 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006254 · doc4.xml · derivative · entry 3 JACKSON DONALD G · CIK 0001640059 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,930 Underlying: Common · 2,930 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Ewald Thaddeus BVP - Corporate Strategy
|
GrantStock Option (Right-to-Buy) · Derivative | 8,530 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006252 · doc4.xml · derivative · entry 3 Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,530 Underlying: Common · 8,530 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Embree Tracy APresident - Distribution
|
GrantStock Option (Right-to-Buy) · Derivative | 13,320 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006251 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,320 Underlying: Common · 13,320 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Cook Jill EChief Human Resources Officer
|
GrantStock Option (Right-to-Buy) · Derivative | 9,590 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006250 · doc4.xml · derivative · entry 3 Cook Jill E · CIK 0001528025 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,590 Underlying: Common · 9,590 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Clulow Christopher CVP - Corporate Controller
|
GrantStock Option (Right-to-Buy) · Derivative | 3,200 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006249 · doc4.xml · derivative · entry 3 Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common · 3,200 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Barner Sharon RVP - Gen. Counsel
|
GrantStock Option (Right-to-Buy) · Derivative | 15,990 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006248 · doc4.xml · derivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,990 Underlying: Common · 15,990 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Anderson Peter WilliamVP - Global Supply Chain & Mfg
|
GrantStock Option (Right-to-Buy) · Derivative | 5,860 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006247 · doc4.xml · derivative · entry 2 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,860 Underlying: Common · 5,860 shares Expires 2030-04-06 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC |
Aaholm Sherry AVP - Chief Information Officer
|
GrantStock Option (Right-to-Buy) · Derivative | 5,860 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006246 · doc4.xml · derivative · entry 2 Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,860 Underlying: Common · 5,860 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC |
Osowick Mark JVP - Human Resources Op.
|
Tax withholdingCommon | 439 | $151.29 | $66,416.31 |
DisclosureSEC source: 0001225208-20-004086 · doc4.xml · nonDerivative · entry 2 Osowick Mark J · CIK 0001613380 · VP - Human Resources Op. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,015.068 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC |
Osowick Mark JVP - Human Resources Op.
|
GrantCommon | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004086 · doc4.xml · nonDerivative · entry 1 Osowick Mark J · CIK 0001613380 · VP - Human Resources Op. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454.068 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC |
Nusterer NorbertVP & President - Power Systems
|
Tax withholdingCommon | 1,238 | $151.29 | $187,297.02 |
DisclosureSEC source: 0001225208-20-004085 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,814 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC |
Nusterer NorbertVP & President - Power Systems
|
GrantCommon | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004085 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,052 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
Tax withholdingCommon | 18,117 | $151.29 | $2,740,920.93 |
DisclosureSEC source: 0001225208-20-004084 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,692 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GrantCommon | 40,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004084 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,809 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC |
Kennedy Melina MVP-Product Compl.-Reg. Affairs
|
Tax withholdingCommon | 380 | $151.29 | $57,490.20 |
DisclosureSEC source: 0001225208-20-004083 · doc4.xml · nonDerivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045.609 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. F2 · balance_after: Includes 1.725 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.