Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2017 Filed Nov 1, 2017 20:53 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 4,836 | $55.71 | $269,413.56 |
DisclosureSEC source: 0000014693-17-000191 · wf-form4_150956961648335.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,584 F1 · price: The closing price of BF-B on October 30, 2017 was used to calculate the withholding obligation. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:53 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionClass B Common | 7,323 | $17.76 | $130,019.87 |
DisclosureSEC source: 0000014693-17-000191 · wf-form4_150956961648335.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:55 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
SaleClass B Common | 9,742 | $56.08 | $546,331.36 |
DisclosureSEC source: 0000014693-17-000189 · wf-form4_150896494373997.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Hayes Investments LLC Disclosed balance after: 10,572 F1 · kind: The reporting person sold these shares pursuant to an irrevocable commitment. The BF-B stock was valued at $56.08 per share. F1 · price: The reporting person sold these shares pursuant to an irrevocable commitment. The BF-B stock was valued at $56.08 per share. Read SEC document |
| October 20, 2017 Filed Jun 14, 2018 21:40 UTC |
Holland Augusta BrownDirector
|
GiftClass A Common | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000092 · wf-form5_152901240056310.xml · nonDerivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,124 Read SEC document |
| October 20, 2017 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass B Common | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 11 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Cordt Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| October 20, 2017 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass B Common | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 9 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Chase Huneke Trust Disclosed balance after: 2,152 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| October 20, 2017 Filed Jun 5, 2019 22:21 UTC |
Frazier Laura10% owner
|
GiftClass A Common | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 5 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Cordt Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 21:03 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
PurchaseClass B Common | 133 | $53.93 | $7,173.29 |
DisclosureSEC source: 0000014693-17-000181 · wf-form4_150490461679109.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.933 to $53.935, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Total updated to correct mathematical error. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 21:03 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
PurchaseClass A Common | 250 | $56.37 | $14,092.00 |
DisclosureSEC source: 0000014693-17-000181 · wf-form4_150490461679109.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,139 Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:53 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 7,323 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,971 Underlying: Class B Common · 7,323 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:53 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 4,969 | $50.03 | $248,599.07 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,287 F1 · price: The closing price of BF-B on July 31, 2017 was used to calculate the withholding obligation. Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:53 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionClass B Common | 7,323 | $17.76 | $130,019.87 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 00:36 UTC |
Gutmann Kathleen M.Director
|
GrantDeferred Stock Units · Derivative | 2,616.5327 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000170 · wf-form4_150154776965101.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,616.5327 Underlying: Class A Common · 2,616.5327 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 00:34 UTC |
TODMAN MICHAELDirector
|
GrantDeferred Stock Units · Derivative | 2,200.5358 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000168 · wf-form4_150154766665000.xml · derivative · entry 1 TODMAN MICHAEL · CIK 0001224298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,489.87 Underlying: Class A Common · 2,200.5358 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: Updated to reflect the August 2016 stock split. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 00:24 UTC |
RONEY MICHAEL JDirector
|
GrantDeferred Stock Units · Derivative | 3,539.9924 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000166 · wf-form4_150154707596722.xml · derivative · entry 1 RONEY MICHAEL J · CIK 0001193318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,493.2096 Underlying: Class A Common · 3,539.9924 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: Updated to reflect the August 2016 stock split. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 00:22 UTC |
Cook John D.Director
|
GrantDeferred Stock Units · Derivative | 3,539.9924 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000164 · wf-form4_150154695230713.xml · derivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,370.98 Underlying: Class A Common · 3,539.9924 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: Updated to reflect the August 2016 stock split. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:50 UTC |
BYRNES BRUCE LDirector
|
GrantDeferred Stock Units · Derivative | 2,200.5358 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000162 · wf-form4_150154501413099.xml · derivative · entry 1 BYRNES BRUCE L · CIK 0001180775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,984.05 Underlying: Class A Common · 2,200.5358 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: Updated to reflect the August 2016 stock split. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:48 UTC |
BOUSQUET CHAVANNE PATRICKDirector
|
GrantDeferred Stock Units · Derivative | 2,200.5358 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000160 · wf-form4_150154491016296.xml · derivative · entry 2 BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,031.53 Underlying: Class A Common · 2,200.5358 shares Expires not disclosed F2 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F3 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F4 · balance_after: Updated to reflect the August 2016 stock split. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:23 UTC |
Holland Augusta BrownDirector · 10% owner
|
GrantDeferred Stock Units · Derivative | 2,200.5358 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000158 · wf-form4_150154336684715.xml · derivative · entry 1 Holland Augusta Brown · CIK 0001548896 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,636.826 Underlying: Class A Common · 2,200.5358 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:21 UTC |
Brown George Garvin IVDirector
|
GrantDeferred Stock Units · Derivative | 5,979.7168 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000156 · wf-form4_150154327451426.xml · derivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,510.7785 Underlying: Class A Common · 5,979.7168 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:49 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
GrantStock Appreciation Right · Derivative | 26,803 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000152 · wf-form4_150154138561740.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,803 Underlying: Class B Common · 26,803 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:53 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
GrantStock Appreciation Right · Derivative | 37,406 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · derivative · entry 5 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,406 Underlying: Class B Common · 37,406 shares Expires 2027-04-30 F4 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:45 UTC |
VARGA PAUL CDirector · Chairman & CEO
|
GrantStock Appreciation Right · Derivative | 181,433 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000150 · wf-form4_150154113804512.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,433 Underlying: Class B Common · 181,433 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:41 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
GrantStock Appreciation Right · Derivative | 31,810 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000146 · wf-form4_150154088019945.xml · derivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,810 Underlying: Class B Common · 31,810 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:43 UTC |
Steiner Lisa PSVP, Chief of Staff
|
GrantStock Appreciation Right · Derivative | 12,665 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000148 · wf-form4_150154100458326.xml · derivative · entry 1 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,665 Underlying: Class B Common · 12,665 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:33 UTC |
Jones Jill AckermanExecutive Vice President
|
GrantStock Appreciation Right · Derivative | 24,741 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000142 · wf-form4_150154039956389.xml · derivative · entry 1 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,741 Underlying: Class B Common · 24,741 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:38 UTC |
McCallum Mark IEVP/Pres. Jack Daniel's Brands
|
GrantStock Appreciation Right · Derivative | 25,330 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000144 · wf-form4_150154068985869.xml · derivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,330 Underlying: Class B Common · 25,330 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:23 UTC |
Hawley Kirsten MSVP, Chief HR Officer
|
GrantStock Appreciation Right · Derivative | 23,563 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000138 · wf-form4_150153977584065.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,563 Underlying: Class B Common · 23,563 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:31 UTC |
Hinrichs ThomasSVP, Pres. Eur, N.Asia, ANZSEA
|
GrantStock Appreciation Right · Derivative | 9,930 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000140 · wf-form4_150154029277092.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP, Pres. Eur, N.Asia, ANZSEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,930 Underlying: Class B Common · 9,930 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:19 UTC |
Fitzgerald Brian PSVP, Chief Accounting Officer
|
GrantStock Appreciation Right · Derivative | 14,429 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000136 · wf-form4_150153955232154.xml · derivative · entry 1 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,429 Underlying: Class B Common · 14,429 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:17 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
GrantStock Appreciation Right · Derivative | 5,425 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000134 · wf-form4_150153943912886.xml · derivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,425 Underlying: Class B Common · 5,425 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:12 UTC |
Brown Campbell PDirector
|
GrantStock Appreciation Right · Derivative | 7,215 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000132 · wf-form4_150153914779957.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,215 Underlying: Class B Common · 7,215 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:09 UTC |
Alvarez Alejandro ASVP, CPO
|
GrantStock Appreciation Right · Derivative | 14,138 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000130 · wf-form4_150153896304478.xml · derivative · entry 1 Alvarez Alejandro A · CIK 0001598777 · SVP, CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,138 Underlying: Class B Common · 14,138 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:47 UTC |
Steiner Lisa PSVP, Chief of Staff
|
GrantClass A Common | 1,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000108 · wf-form4_149669922810018.xml · nonDerivative · entry 1 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,081 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. F2 · balance_after: Updated to reflect that the reporting person transferred 1,555 Class A shares from her direct holdings to her dividend reinvestment plan account on May 1, 2017. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:41 UTC |
VARGA PAUL CDirector · Chairman & CEO
|
GrantClass A Common | 15,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000106 · wf-form4_149669887322232.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,283 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:36 UTC |
Jones Jill AckermanExecutive Vice President
|
GrantClass A Common | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000104 · wf-form4_149669855045890.xml · nonDerivative · entry 1 Jones Jill Ackerman · CIK 0001468766 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,540 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:29 UTC |
Alvarez Alejandro ASVP, CPO
|
GrantClass A Common | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000102 · wf-form4_149669815068986.xml · nonDerivative · entry 1 Alvarez Alejandro A · CIK 0001598777 · SVP, CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
GrantClass A Common | 3,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000100 · wf-form4_149669768304219.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,481.4541 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:14 UTC |
Whiting Lawson EEVP, Chief Brands & Strategy
|
GrantClass A Common | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000098 · wf-form4_149669726414357.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,337 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:09 UTC |
Hawley Kirsten MSVP, Chief HR Officer
|
GrantClass A Common | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000096 · wf-form4_149669695380553.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:04 UTC |
McCallum Mark IEVP/Pres. Jack Daniel's Brands
|
GrantClass A Common | 3,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000094 · wf-form4_149669667729913.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,623 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:56 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
GrantClass A Common | 1,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000092 · wf-form4_149669615553280.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,889 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:33 UTC |
Brown Campbell PDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 3,748 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000014693-17-000083 · wf-form4_149377157803524.xml · derivative · entry 12 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,748 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:33 UTC |
Brown Campbell PDirector
|
Tax withholdingClass B Common | 614 | $47.32 | $29,054.48 |
DisclosureSEC source: 0000014693-17-000083 · wf-form4_149377157803524.xml · nonDerivative · entry 4 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,749 F3 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:33 UTC |
Brown Campbell PDirector
|
Exercise / conversionClass B Common | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000083 · wf-form4_149377157803524.xml · nonDerivative · entry 3 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:29 UTC |
Brown George Garvin IVDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000081 · wf-form4_149377135752409.xml · derivative · entry 10 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 7,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F1 · derivative.exercise_date: The restricted stock units were granted on July 25, 2013, and vested April 30, 2017. F1 · derivative.expiration_date: The restricted stock units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:29 UTC |
Brown George Garvin IVDirector
|
Tax withholdingClass B Common | 3,590 | $47.32 | $169,878.80 |
DisclosureSEC source: 0000014693-17-000081 · wf-form4_149377135752409.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,790 F2 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:29 UTC |
Brown George Garvin IVDirector
|
Exercise / conversionClass B Common | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000081 · wf-form4_149377135752409.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:15 UTC |
VARGA PAUL CDirector · Chairman & CEO
|
Tax withholdingClass A Common | 13,429 | $48.06 | $645,397.74 |
DisclosureSEC source: 0000014693-17-000079 · wf-form4_149377053739101.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,363 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 13,429 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. F3 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 92,396 additional shares. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:13 UTC |
Farrer MarshallDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000077 · wf-form4_149377037850575.xml · derivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class B common stock. F1 · derivative.expiration_date: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. F4 · derivative.underlying_shares: Reflects the acquisition of 296 additional units in the August 2016 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.