Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | EVP, Chief Brands Officer | September 12, 2019 | September 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date September 12, 2019 · Filed September 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 27,104 |
Ending reported balance
After 2019-09-12 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-09-12 · Exercise / conversion · Acquired 58,947 · Balance 86,051 Row 2 · 2019-09-12 · Exercise / conversion · Acquired 63,316 · Balance 149,367 Row 3 · 2019-09-12 · Tax withholding · Disposed 77,686 · Balance 71,681 F1: The closing price of BF-B on September 11, 2019 was used to calculate the withholding obligation. Row 4 · 2019-09-12 · Sale · Disposed 44,577 · Balance 27,104 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.41 to $65.79 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $18.22 · Expires 2021-04-30 | Direct | 0 |
Reported balance
After 2019-09-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-09-12 · Exercise / conversion · Disposed 58,947 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $23.05 · Expires 2022-04-30 | Direct | 0 |
Reported balance
After 2019-09-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-12 · Exercise / conversion · Disposed 63,316 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of BF-B on September 11, 2019 was used to calculate the withholding obligation.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.41 to $65.79 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2019 Filed Sep 13, 2019 20:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 63,316 | $0.00 Strike: $23.05 | $0.00 |
DisclosureSEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · derivative · entry 6 McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 63,316 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 58,947 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · derivative · entry 5 McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 58,947 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 44,577 | $65.61 | $2,924,474.09 |
DisclosureSEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 4 McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,104 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.41 to $65.79 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 77,686 | $65.18 | $5,063,573.48 |
DisclosureSEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 3 McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,681 F1 · price: The closing price of BF-B on September 11, 2019 was used to calculate the withholding obligation. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 63,316 | $23.05 | $1,459,243.85 |
DisclosureSEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 58,947 | $18.22 | $1,073,837.50 |
DisclosureSEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 20,494 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000126 · wf-form4_156443640677766.xml · derivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,494 Underlying: Class B Common · 20,494 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 573 | $53.29 | $30,535.17 |
DisclosureSEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 4 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,104 F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 573 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,603 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 3 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,677 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 2,026 | $52.30 | $105,959.80 |
DisclosureSEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,122 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 2,026 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 6,417 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000094 · wf-form4_155977469785270.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,148 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 473 | $53.29 | $25,206.17 |
DisclosureSEC source: 0000014693-19-000043 · wf-form4_155683618202714.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,074 F3 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 473 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,893 | $52.30 | $99,003.90 |
DisclosureSEC source: 0000014693-19-000043 · wf-form4_155683618202714.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,731 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,893 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 20,023 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000120 · wf-form4_153298939108328.xml · derivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,023 Underlying: Class B Common · 20,023 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000075 · wf-form4_152824089176414.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,547 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 5,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000075 · wf-form4_152824089176414.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,624 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 249 | $56.04 | $13,953.96 |
DisclosureSEC source: 0000014693-18-000035 · wf-form4_152530441284865.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,048 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 249 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 14,583 additional shares in the February 2018 stock split, including 764 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 996 | $53.37 | $53,156.52 |
DisclosureSEC source: 0000014693-18-000035 · wf-form4_152530441284865.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,627 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 996 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 40,910 | $0.00 Strike: $19.22 | $0.00 |
DisclosureSEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · derivative · entry 7 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 40,910 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 46,874 | $0.00 Strike: $13.53 | $0.00 |
DisclosureSEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · derivative · entry 6 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 46,874 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 33,111 | $65.85 | $2,180,289.82 |
DisclosureSEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 4 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,714 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.70 to $66.08, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 54,673 | $66.48 | $3,634,661.04 |
DisclosureSEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 3 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,825 F1 · price: The closing price of BF-B on December 8, 2017 was used to calculate the withholding obligation. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 40,910 | $19.22 | $786,085.65 |
DisclosureSEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 46,874 | $13.53 | $633,970.85 |
DisclosureSEC source: 0000014693-17-000199 · wf-form4_151320657904093.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 25,330 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000144 · wf-form4_150154068985869.xml · derivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,330 Underlying: Class B Common · 25,330 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 3,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000094 · wf-form4_149669667729913.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,623 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 2,711 | $48.06 | $130,290.66 |
DisclosureSEC source: 0000014693-17-000063 · wf-form4_149376914687280.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,564 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 2,711 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 14,750 | $46.49 | $685,686.20 |
DisclosureSEC source: 0000014693-17-000018 · wf-form4_148952056722366.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,714 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.08 to $46.60, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Reflects the acquisition of 12,732 additional shares in the August 2016 stock split. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 17,872 | $47.47 | $848,399.92 |
DisclosureSEC source: 0000014693-17-000018 · wf-form4_148952056722366.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.16 to $47.92, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Reflects the acquisition of 32,573.50 additional shares in the August 2016 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.