Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | 10% owner | October 20, 2017 | June 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date October 20, 2017 · Filed June 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | IndirectBrooke Huneke Trust | 0 |
Reported balance
After 2018-09-13 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-09-13 · Gift · Disposed 708 · Balance 0 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class A CommonSEC Table I · non-derivative | IndirectChase Huneke Trust | 0 |
Reported balance
After 2018-09-13 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-09-13 · Gift · Disposed 708 · Balance 0 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class A CommonSEC Table I · non-derivative | IndirectCordt Huneke Trust | 0 |
Reported balance
After 2017-10-20 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-10-20 · Gift · Disposed 1,020 · Balance 0 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class A CommonSEC Table I · non-derivative | IndirectKelli Huneke Trust | 0 |
Reported balance
After 2018-09-13 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-09-13 · Gift · Disposed 708 · Balance 0 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class B CommonSEC Table I · non-derivative | IndirectBrooke Huneke Trust | 0 |
Reported balance
After 2018-09-13 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2018-09-13 · Gift · Disposed 4,432 · Balance 0 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class B CommonSEC Table I · non-derivative | IndirectChase Huneke Trust | 2,152 |
Reported balance
After 2017-10-20 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2017-10-20 · Gift · Disposed 1,824 · Balance 2,152 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class B CommonSEC Table I · non-derivative | IndirectChase Huneke Trust | 0 |
Reported balance
After 2018-09-13 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2018-09-13 · Gift · Disposed 2,152 · Balance 0 |
| Class B CommonSEC Table I · non-derivative | IndirectCordt Huneke Trust | 0 |
Reported balance
After 2017-10-20 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2017-10-20 · Gift · Disposed 2,580 · Balance 0 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class B CommonSEC Table I · non-derivative | IndirectKelli Huneke Trust | 0 |
Reported balance
After 2018-09-13 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2018-09-13 · Gift · Disposed 4,432 · Balance 0 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class A CommonSEC Table I · non-derivative | Direct | 414,626 |
Reported balance
Holding disclosure · report date 2017-10-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 414,626 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class A CommonSEC Table I · non-derivative | IndirectAnnsley Frazier Thornton Trust | 9,720 |
Reported balance
Holding disclosure · report date 2017-10-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,720 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class B CommonSEC Table I · non-derivative | Direct | 661,688 |
Reported balance
Holding disclosure · report date 2017-10-20 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 661,688 F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. |
| Class B CommonSEC Table I · non-derivative | IndirectAnnsley Frazier Thornton Trust | 2,430 |
Reported balance
Holding disclosure · report date 2017-10-20 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 2,430 F2: Shares acquired as a result of the issuer's February 2018 stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits.
F2: Shares acquired as a result of the issuer's February 2018 stock split.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 12 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kelli Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 10 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Chase Huneke Trust Disclosed balance after: 0 Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 8 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Brooke Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 6 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kelli Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 4 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Chase Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| September 13, 2018 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 3 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Brooke Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| October 20, 2017 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 11 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Cordt Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| October 20, 2017 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 9 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Chase Huneke Trust Disclosed balance after: 2,152 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
| October 20, 2017 Filed Jun 5, 2019 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000082 · wf-form4_155977329437885.xml · nonDerivative · entry 5 Frazier Laura · CIK 0001403221 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Cordt Huneke Trust Disclosed balance after: 0 F1 · balance_after: Total has been updated to reflect the acquisition of additional shares as a result of the issuer's August 2016 and February 2018 stock splits. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.