Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | EVP, Chief Ppl/Places/Comm | July 25, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 25, 2024 · Filed July 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $45.07 · Expires 2034-04-30 | Direct | 16,665 |
Reported balance
After 2024-07-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-07-25 · Grant · Acquired 16,665 · Balance 16,665 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2024 Filed Jul 29, 2024 20:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 16,665 | $0.00 Strike: $45.07 | $0.00 |
DisclosureSEC source: 0000014693-24-000136 · wk-form4_1722284214.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,665 Underlying: Class B Common · 16,665 shares Expires 2034-04-30 Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 432 | $49.07 | $21,198.24 |
DisclosureSEC source: 0000014693-24-000075 · wk-form4_1717621721.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,242 F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 432 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000075 · wk-form4_1717621721.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,674 F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 21:10 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 9,885 | $0.00 Strike: $69.87 | $0.00 |
DisclosureSEC source: 0000014693-23-000134 · wk-form4_1690837847.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,885 Underlying: Class B Common · 9,885 shares Expires 2033-04-30 Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 9,020 | $0.00 Strike: $37.94 | $0.00 |
DisclosureSEC source: 0000014693-23-000087 · wk-form4_1687815587.xml · derivative · entry 6 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,021 Underlying: Class B Common · 9,020 shares Expires 2026-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 2,402 | $66.54 | $159,829.08 |
DisclosureSEC source: 0000014693-23-000087 · wk-form4_1687815587.xml · nonDerivative · entry 3 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,184 Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,618 | $66.32 | $438,905.76 |
DisclosureSEC source: 0000014693-23-000087 · wk-form4_1687815587.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,586 F1 · price: The closing price of BF-B on June 21, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 21:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 9,020 | $37.94 | $342,236.84 |
DisclosureSEC source: 0000014693-23-000087 · wk-form4_1687815587.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 331 | $65.88 | $21,806.28 |
DisclosureSEC source: 0000014693-23-000060 · wk-form4_1686010855.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,261 F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 331 shares of Class A common stock. F3 · price: The closing price of BF-A on April 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000060 · wk-form4_1686010855.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · EVP, Chief Ppl/Places/Comm 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,592 F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 9,245 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0000014693-22-000108 · wf-form4_165939077802723.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,245 Underlying: Class B Common · 9,245 shares Expires 2032-04-30 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 636 | $62.42 | $39,699.12 |
DisclosureSEC source: 0000014693-22-000049 · wf-form4_165429899811996.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,526 F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 636 shares of Class A common stock. F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,019 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000049 · wf-form4_165429899811996.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 10,997 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000134 · wf-form4_162733402816784.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,997 Underlying: Class B Common · 10,997 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 30,008 | $0.00 Strike: $39.76 | $0.00 |
DisclosureSEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · derivative · entry 6 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 30,008 shares Expires 2027-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 7,873 | $74.65 | $587,692.68 |
DisclosureSEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · nonDerivative · entry 3 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,184 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $74.66, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 22,135 | $74.94 | $1,658,796.90 |
DisclosureSEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,057 F1 · price: The closing price of BF-B on June 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 30,008 | $39.76 | $1,193,028.06 |
DisclosureSEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 605 | $71.35 | $43,166.75 |
DisclosureSEC source: 0000014693-21-000065 · wf-form4_162275476418260.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,143 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 605 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000065 · wf-form4_162275476418260.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,748 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 8,847 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000098 · wf-form4_159648766460325.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,847 Underlying: Class B Common · 8,847 shares Expires 2030-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 20:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 3,562 | $64.18 | $228,605.24 |
DisclosureSEC source: 0000014693-20-000080 · wf-form4_159363452063354.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,184 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.15 to $64.19, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,032 | $0.00 Strike: $40.15 | $0.00 |
DisclosureSEC source: 0000014693-20-000078 · wf-form4_159347086291332.xml · derivative · entry 5 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 14,032 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 10,470 | $63.81 | $668,090.70 |
DisclosureSEC source: 0000014693-20-000078 · wf-form4_159347086291332.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,746 F1 · price: The closing price of BF-B on June 24, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 22:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,032 | $40.15 | $563,314.64 |
DisclosureSEC source: 0000014693-20-000078 · wf-form4_159347086291332.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 231 | $62.20 | $14,368.20 |
DisclosureSEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 4 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,184 F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 231 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 737 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 3 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,415 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 927 | $56.72 | $52,579.44 |
DisclosureSEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,823 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 927 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000038 · wf-form4_159121760372770.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 11,613 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000130 · wf-form4_156443662250546.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,613 Underlying: Class B Common · 11,613 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 237 | $53.29 | $12,629.73 |
DisclosureSEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 4 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,678 F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 237 shares of Class B common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 746 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 3 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,915 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 944 | $52.30 | $49,371.20 |
DisclosureSEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,807 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 944 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000092 · wf-form4_155977450084931.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,751 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 167 | $53.29 | $8,899.43 |
DisclosureSEC source: 0000014693-19-000034 · wf-form4_155683548689635.xml · nonDerivative · entry 3 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169 F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 167 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 657 | $52.30 | $34,361.10 |
DisclosureSEC source: 0000014693-19-000034 · wf-form4_155683548689635.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 657 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 10,624 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000124 · wf-form4_153298970054573.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,624 Underlying: Class B Common · 10,624 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000071 · wf-form4_152824052254361.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,336 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000071 · wf-form4_152824052254361.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,420 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 81 | $56.04 | $4,539.24 |
DisclosureSEC source: 0000014693-18-000033 · wf-form4_152530429501555.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,807 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 81 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 902 additional shares in the February 2018 stock split, including 248 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 324 | $53.37 | $17,291.88 |
DisclosureSEC source: 0000014693-18-000033 · wf-form4_152530429501555.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 324 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 4,446 | $0.00 Strike: $45.99 | $0.00 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · derivative · entry 9 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 4,446 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 5,036 | $0.00 Strike: $36.21 | $0.00 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · derivative · entry 8 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 5,036 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 3,920 | $0.00 Strike: $29.35 | $0.00 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · derivative · entry 7 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,920 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 3,809 | $67.82 | $258,345.04 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 5 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.821 to $67.845, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,593 | $68.11 | $653,379.23 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 4 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,795 F1 · price: The closing price of BF-B on January 4, 2018 was used to calculate the withholding obligation. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 4,446 | $45.99 | $204,449.31 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 3 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 5,036 | $36.21 | $182,353.56 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 19:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 3,920 | $29.35 | $115,052.00 |
DisclosureSEC source: 0000014693-18-000008 · wf-form4_151552638366052.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 23,563 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000138 · wf-form4_150153977584065.xml · derivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,563 Underlying: Class B Common · 23,563 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.