Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 23, 2026 | July 24, 2026 |
| Duckhorn Portfolio, Inc.NAPA · Entity 84733 | Director | April 30, 2024 | May 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,665.5765 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 11,665.5765 F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
Duckhorn Portfolio, Inc.
Report date April 30, 2024 · Filed May 01, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2026 Filed Jul 24, 2026 20:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 6,476.1905 | $0.00 | $0.00 |
DisclosureSEC source: 0001423209-26-000006 · wk-form4_1784926320.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,665.5765 Underlying: Class A Common · 6,476.1905 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| May 27, 2026 Filed May 29, 2026 21:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 2,176 | $26.72 | $58,142.72 |
DisclosureSEC source: 0001423209-26-000004 · wk-form4_1780089339.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,577 F2 · shares: To satisfy withholding obligations associated with the July 27, 2023, award of performance-based restricted stock units that were issued as shares on May 27, 2026, the reporting person surrendered 2,176 shares of Class A common stock. F3 · price: The closing price of BF-A on May 27, 2026, was used to calculate the withholding obligation. Read SEC document |
| May 27, 2026 Filed May 29, 2026 21:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 4,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001423209-26-000004 · wk-form4_1780089339.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,753 F1 · shares: These shares were issued on May 27, 2026, in connection with a July 27, 2023, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2026. Read SEC document |
| October 08, 2025 Filed Oct 9, 2025 20:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 1,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001423209-25-000006 · wk-form4_1760042490.xml · nonDerivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Child-2 Trust Disclosed balance after: 1,360 Read SEC document |
| October 08, 2025 Filed Oct 9, 2025 20:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 1,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001423209-25-000006 · wk-form4_1760042490.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Child-1 Trust Disclosed balance after: 1,360 Read SEC document |
| October 08, 2025 Filed Oct 9, 2025 20:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 2,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001423209-25-000006 · wk-form4_1760042490.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,017 Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 20:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 33,513 | $0.00 Strike: $31.15 | $0.00 |
DisclosureSEC source: 0001423209-25-000004 · wk-form4_1753476279.xml · derivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · EVP, Chief Strategic Growth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,513 Underlying: Class B Common · 33,513 shares Expires 2035-04-30 Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 20:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,014.5584 | $0.00 | $0.00 |
DisclosureSEC source: 0001423209-25-000004 · wk-form4_1753476279.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · EVP, Chief Strategic Growth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,014.5584 Underlying: Class A Common · 5,014.5584 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 24, 2025, were based on the closing price of the Company's Class A common stock on that date ($30.91). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 24, 2025 Filed May 29, 2026 21:13 UTC Amendment | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 5,586 | $0.00 Strike: $31.15 | $0.00 |
DisclosureSEC source: 0001423209-26-000002 · wk-form4a_1780089192.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,586 Underlying: Class B Common · 5,586 shares Expires 2035-04-30 F1 · shares: Amended to correct the number of stock appreciation rights reported on Form 4 filed on July 25, 2025, due to a clerical error. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 430 | $34.61 | $14,882.30 |
DisclosureSEC source: 0000014693-25-000045 · wk-form4_1748984651.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · EVP, Chief Strategic Growth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,235 F2 · shares: To satisfy withholding obligations associated with the July 28, 2022, award of performance-based restricted stock units that were issued as shares on June 2, 2025, the reporting person surrendered 430 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2025, was used to calculate the withholding obligation. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-25-000045 · wk-form4_1748984651.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · EVP, Chief Strategic Growth 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,665 F1 · shares: These shares were issued on June 2, 2025, in connection with a July 28, 2022, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2025. Read SEC document |
| March 11, 2025 Filed Mar 12, 2025 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-25-000020 · wk-form4_1741811857.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,573 Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 20:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 21,329 | $0.00 Strike: $45.07 | $0.00 |
DisclosureSEC source: 0000014693-24-000141 · wk-form4_1722284464.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,329 Underlying: Class B Common · 21,329 shares Expires 2034-04-30 Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 476 | $49.07 | $23,357.32 |
DisclosureSEC source: 0000014693-24-000069 · wk-form4_1717621467.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 633 F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 476 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000069 · wk-form4_1717621467.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,109 F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 21:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 12,651 | $0.00 Strike: $69.87 | $0.00 |
DisclosureSEC source: 0000014693-23-000132 · wk-form4_1690837756.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,651 Underlying: Class B Common · 12,651 shares Expires 2033-04-30 Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 143 | $65.09 | $9,307.87 |
DisclosureSEC source: 0000014693-23-000047 · wk-form4_1686009982.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,737 F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 143 shares of Class B common stock. F3 · price: The closing price of BF-B on April 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000047 · wk-form4_1686009982.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · EVP Chief Strat/Pres Europe 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,880 F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:54 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 7,253 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0000014693-22-000109 · wf-form4_165939083293495.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,253 Underlying: Class B Common · 7,253 shares Expires 2032-04-30 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 398 | $67.44 | $26,841.12 |
DisclosureSEC source: 0000014693-22-000054 · wf-form4_165429934464432.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,512 F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 398 shares of Class B common stock. F3 · price: The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000054 · wf-form4_165429934464432.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,910 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:50 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 6,018 | $0.00 Strike: $22.72 | $0.00 |
DisclosureSEC source: 0000014693-22-000030 · wf-form4_165153899102413.xml · derivative · entry 3 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 6,018 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 5,933 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. F2 · balance_after: These stock appreciation rights were previously reported as covering 5,933 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:50 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,173 | $68.70 | $217,985.10 |
DisclosureSEC source: 0000014693-22-000030 · wf-form4_165153899102413.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,014 F1 · price: The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:50 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 6,018 | $22.72 | $136,753.03 |
DisclosureSEC source: 0000014693-22-000030 · wf-form4_165153899102413.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 8,629 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000135 · wf-form4_162733412633326.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,629 Underlying: Class B Common · 8,629 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:50 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 116 | $76.28 | $8,848.48 |
DisclosureSEC source: 0000014693-21-000055 · wf-form4_162275342673379.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,169 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 116 shares of Class B common stock. F3 · price: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:50 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 392 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000055 · wf-form4_162275342673379.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,285 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 3,916 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-21-000046 · wf-form4_162016130216678.xml · derivative · entry 3 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,916 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,800 | $78.09 | $140,562.00 |
DisclosureSEC source: 0000014693-21-000046 · wf-form4_162016130216678.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,893 F1 · price: The closing price of BF-B on April 29, 2021 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 3,916 | $18.22 | $71,337.77 |
DisclosureSEC source: 0000014693-21-000046 · wf-form4_162016130216678.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 3,358 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000110 · wf-form4_159648917917617.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,358 Underlying: Class B Common · 3,358 shares Expires 2030-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 389 | $62.20 | $24,195.80 |
DisclosureSEC source: 0000014693-20-000052 · wf-form4_159121908994506.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,777 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 389 shares of Class B common stock. F3 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000052 · wf-form4_159121908994506.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,166 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 20:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 9,027 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-20-000021 · wf-form4_158767347889298.xml · derivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 9,027 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 20:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,425 | $60.29 | $266,783.25 |
DisclosureSEC source: 0000014693-20-000021 · wf-form4_158767347889298.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,936 F1 · price: The closing price of BF-B on April 21, 2020 was used to calculate the withholding obligation. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 20:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 9,027 | $15.09 | $136,199.38 |
DisclosureSEC source: 0000014693-20-000021 · wf-form4_158767347889298.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 2,645 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000114 · wf-form4_156443539843169.xml · derivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 Underlying: Class B Common · 2,645 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 235 | $53.29 | $12,523.15 |
DisclosureSEC source: 0000014693-19-000075 · wf-form4_155977252452547.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,334 F3 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 235 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 742 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000075 · wf-form4_155977252452547.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,569 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. F2 · balance_after: Total has been adjusted to reflect an acquisition of 158 shares as a result of a pro rata distribution from a limited liability company, and to correct a prior reporting error. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 13:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 6,057 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-19-000019 · wf-form4_155611259486785.xml · derivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 6,057 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 13:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 2,775 | $52.98 | $147,019.50 |
DisclosureSEC source: 0000014693-19-000019 · wf-form4_155611259486785.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,731 F1 · price: The closing price of BF-B on April 22, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 13:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 6,057 | $10.62 | $64,325.34 |
DisclosureSEC source: 0000014693-19-000019 · wf-form4_155611259486785.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 00:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · derivative · entry 6 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 971 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F6 · derivative.expiration_date: The restricted stock units were granted on July 24, 2014, and vested April 30, 2018. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 6,169 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · derivative · entry 5 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 6,169 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F4 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 309 | $56.04 | $17,316.36 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 4 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,449 F3 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,039 | $56.04 | $170,305.56 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 F2 · price: The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 6,169 | $13.94 | $86,008.20 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 531 additional shares in the February 2018 stock split. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000077 · wf-form4_149377037850575.xml · derivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class B common stock. F1 · derivative.expiration_date: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. F4 · derivative.underlying_shares: Reflects the acquisition of 296 additional units in the August 2016 stock split. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 207 | $47.32 | $9,795.24 |
DisclosureSEC source: 0000014693-17-000077 · wf-form4_149377037850575.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 F2 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.