Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | June 10, 2019 | June 11, 2019 |
| Churchill Downs IncCHDN · Entity 3785 | Director | April 21, 2026 | April 23, 2026 |
| Macy's, Inc.M · Entity 3820 | Director | June 05, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date June 10, 2019 · Filed June 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 188,870 |
Ending reported balance
After 2019-06-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-10 · Exercise / conversion · Acquired 235,630 · Balance 349,930 Row 2 · 2019-06-10 · Tax withholding · Disposed 161,060 · Balance 188,870 F1: The closing price of BF-B on June 7, 2019 was used to calculate the withholding obligation. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $23.05 · Expires 2022-04-30 | Direct | 0 |
Reported balance
After 2019-06-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-10 · Exercise / conversion · Disposed 235,630 · Balance 0 |
| Class B CommonSEC Table I · non-derivative | IndirectFamily Trust | 50,000 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 |
| Class B CommonSEC Table I · non-derivative | IndirectGRAT | 197,846 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 197,846 |
| Class B CommonSEC Table I · non-derivative | IndirectPCV Investments LLC | 82,688 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 82,688 |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of BF-B on June 7, 2019 was used to calculate the withholding obligation.
Churchill Downs Inc
Report date April 21, 2026 · Filed April 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,556.5 |
Reported balance
After 2026-04-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-21 · Grant · Acquired 2,257 · Balance 35,556.5 F1: Restricted stock units granted in connection with 2026 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The closing price of CHDN common stock on April 21, 2026, was used to determine the amount of restricted stock units granted. F2: Restricted stock units do not have a conversion price or expiration date. F3: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted in connection with 2026 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The closing price of CHDN common stock on April 21, 2026, was used to determine the amount of restricted stock units granted.
F2: Restricted stock units do not have a conversion price or expiration date.
F3: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director.
Macy's, Inc.
Report date June 05, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,348 |
Reported balance
After 2026-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 8,348 · Balance 8,348 F1: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.
F2: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2026 Filed Jun 8, 2026 20:46 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 8,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001257384-26-000005 · wk-form4_1780951562.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,348 Underlying: Common Stock · 8,348 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 20:03 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001257384-26-000003 · wk-form4_1776974620.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,556.5 F1 · shares: Restricted stock units granted in connection with 2026 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The closing price of CHDN common stock on April 21, 2026, was used to determine the amount of restricted stock units granted. F2 · price: Restricted stock units do not have a conversion price or expiration date. F3 · balance_after: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| January 06, 2026 Filed Jan 8, 2026 21:02 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 39.45 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-26-000009 · wk-form4_1767906167.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,299.5 F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The underlying shares of common stock are transferred upon the reporting person's completion of service as a director. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 20:27 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 13,456 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-25-000115 · wk-form4_1748982468.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,456 Underlying: Common Stock · 13,456 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| May 02, 2025 Filed May 5, 2025 20:10 UTC | Churchill Downs Inc CHDN · Entity 3785 | PurchaseCommon Stock | 2,000 | $92.97 | $185,940.00 |
DisclosureSEC source: 0000020212-25-000082 · wk-form4_1746475833.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,260.05 F1 · balance_after: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 20:06 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 2,329.81 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-25-000076 · wk-form4_1745611563.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,260.05 F1 · shares: Restricted stock units granted in connection with 2025 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The closing price of CHDN common stock on April 24, 2025, was used to determine the amount of restricted stock granted. F2 · price: Restricted stock units do not have a conversion price or expiration date. F3 · balance_after: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:06 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 28.01 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-25-000028 · wk-form4_1736283978.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,930.24 F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The underlying shares of common stock are transferred upon the reporting person's completion of service as a director. Read SEC document |
| May 17, 2024 Filed May 20, 2024 20:49 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 8,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-24-000144 · wk-form4_1716238161.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,209 Underlying: Common Stock · 8,209 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 29, 2024 Filed May 1, 2024 20:02 UTC | Churchill Downs Inc CHDN · Entity 3785 | PurchaseCommon Stock | 3,800 | $130.22 | $494,836.00 |
DisclosureSEC source: 0000020212-24-000089 · wk-form4_1714593764.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,902.23 F1 · balance_after: Includes restricted stock and restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 20:05 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 1,255.06 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-24-000086 · wk-form4_1714075506.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,102.23 F1 · shares: Restricted stock granted in connection with 2024 director service which will vest one year from the anniversary of the grant date. The restrictions on the restricted stock will lapse upon vesting. The closing price of CHDN common stock on April 23, 2024, was used to determine the amount of restricted stock granted. F2 · price: Restricted stock units do not have a conversion price or expiration date. F3 · balance_after: Includes restricted stock and restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 21:11 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 23.51 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-24-000028 · wk-form4_1704834682.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,847.17 F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The underlying shares of common stock are transferred upon the reporting person's completion of service as a director. F2 · balance_after: On May 19, 2023, Churchill Downs Incorporated effected a 2-for-1 stock split. The number of securities reported in this Form 4 have been adjusted to reflect the stock split. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:07 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 10,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-23-000050 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,818 Underlying: Common Stock · 10,818 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:09 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 610.6 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-23-000094 · wf-form4_168262617667133.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,911.83 F1 · shares: Restricted stock units granted in connection with 2023 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director. The closing price of CHDN common stock on April 25, 2023, was used to determine the number of restricted stock units granted. F2 · price: Restricted stock units do not have a conversion price or expiration date. F3 · balance_after: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 21:49 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 10.8 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-23-000017 · wf-form4_167338736173244.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,301.23 F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director. Read SEC document |
| May 20, 2022 Filed May 24, 2022 19:54 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 8,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-22-000045 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,810 Underlying: Common Stock · 8,810 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 26, 2022 Filed Apr 27, 2022 20:35 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 767.36 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-22-000104 · wf-form4_165109166996116.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,290.43 F1 · shares: Restricted stock units granted in connection with 2022 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director. The closing price of CHDN common stock on April 26, 2022, was used to determine the number of restricted stock units granted. F2 · price: Restricted stock units do not have a conversion price or expiration date. F3 · balance_after: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:05 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 7.27 | $0.00 | $0.00 |
DisclosureSEC source: 0000020212-22-000026 · wf-form4_164193507979869.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,523.07 F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director. Read SEC document |
| May 21, 2021 Filed May 24, 2021 19:30 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 8,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-21-000033 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,516 Underlying: Common Stock · 8,516 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 20:24 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 734.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006911 · doc4.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,515.8 F1 · shares: Restricted stock units granted in connection with 2021 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director. The closing price of CHDN common stock on April 20, 2021, was used to determine the number of restricted stock units granted. F2 · price: Restricted stock units do not have a conversion price or expiration date. F3 · balance_after: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 20:30 UTC | Macy's, Inc. M · Entity 3820 | PurchaseCommon Stock | 6,514 | $15.35 | $99,989.90 |
DisclosureSEC source: 0000794367-21-000005 · primary_doc.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,479 Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:00 UTC | Macy's, Inc. M · Entity 3820 | PurchaseCommon Stock | 13,115 | $15.25 | $200,003.75 |
DisclosureSEC source: 0000794367-21-000004 · primary_doc.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,965 Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 21:00 UTC | Macy's, Inc. M · Entity 3820 | PurchaseCommon Stock | 20,000 | $15.53 | $310,626.00 |
DisclosureSEC source: 0000794367-21-000004 · primary_doc.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,850 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.395 to $15.63, inclusive. The reporting person undertakes to provide to Macy's, Inc., any security holder of Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:07 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 5.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000638 · doc4.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,781.06 F1 · shares: Dividends granted in the form of restricted stock units. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 21:20 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 23,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-20-000107 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,379 Underlying: Common Stock · 23,379 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 21, 2020 Filed Apr 24, 2020 20:36 UTC | Churchill Downs Inc CHDN · Entity 3785 | GrantCommon Stock | 1,775.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006739 · doc4.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,775.69 F1 · shares: Restricted stock units granted in connection with 2020 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The vested restricted stock units are transferred upon the reporting person's completion of service as a director. The closing price of CHDN common stock on April 21, 2020, was used to determine the number of restricted stock units granted. F2 · price: Restricted stock units do not have a conversion price or expiration date. F3 · balance_after: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested units will be transferred upon the reporting person's completion of service as a director. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:04 UTC | Churchill Downs Inc CHDN · Entity 3785 | PurchaseCommon Stock | 1,800 | $77.59 | $139,669.20 |
DisclosureSEC source: 0001225208-20-005233 · doc4.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:49 UTC | Churchill Downs Inc CHDN · Entity 3785 | PurchaseCommon Stock | 2,000 | $81.19 | $162,377.40 |
DisclosureSEC source: 0001225208-20-005049 · doc4.xml · nonDerivative · entry 3 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:49 UTC | Churchill Downs Inc CHDN · Entity 3785 | PurchaseCommon Stock | 1,500 | $103.71 | $155,569.50 |
DisclosureSEC source: 0001225208-20-005049 · doc4.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Read SEC document |
| March 05, 2020 Filed Mar 13, 2020 20:49 UTC | Churchill Downs Inc CHDN · Entity 3785 | PurchaseCommon Stock | 2,700 | $125.05 | $337,621.50 |
DisclosureSEC source: 0001225208-20-005049 · doc4.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 235,630 | $0.00 Strike: $23.05 | $0.00 |
DisclosureSEC source: 0000014693-19-000096 · wf-form4_156028546128663.xml · derivative · entry 6 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 235,630 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 161,060 | $56.50 | $9,099,890.00 |
DisclosureSEC source: 0000014693-19-000096 · wf-form4_156028546128663.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,870 F1 · price: The closing price of BF-B on June 7, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 235,630 | $23.05 | $5,430,564.61 |
DisclosureSEC source: 0000014693-19-000096 · wf-form4_156028546128663.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,580 | $53.29 | $244,068.20 |
DisclosureSEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 4 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,300 F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 4,580 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 9,837 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 3 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,880 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 18,340 | $52.30 | $959,182.00 |
DisclosureSEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,337 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 18,340 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 39,396 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000066 · wf-form4_155977172376732.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,677 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:45 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 7,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-19-000060 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120 Underlying: Common Stock · 7,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 2,840 | $47.25 | $134,190.00 |
DisclosureSEC source: 0000014693-19-000008 · wf-form4_154932142603076.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,043 F3 · shares: To satisfy withholding obligations associated with the July 2015 award of Class B common stock that vested on January 31, 2019, the reporting person surrendered 2,840 shares of Class B common stock. F4 · price: The January 31, 2019 closing price of Brown-Forman Class B common stock was $47.25 and was used to calculate withholding obligations. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 11,364 | $47.03 | $534,448.92 |
DisclosureSEC source: 0000014693-19-000008 · wf-form4_154932142603076.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,281 F1 · shares: To satisfy withholding obligations associated with the July 2015 award of Class A common stock that vested on January 31, 2019, the reporting person surrendered 11,364 shares of Class A common stock. F2 · price: The January 31, 2019 closing price of Brown-Forman Class A common stock was $47.03 and was used to calculate withholding obligations. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 123,049 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000134 · wf-form4_153299048590507.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,049 Underlying: Class B Common · 123,049 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 17,415 | $56.04 | $975,936.60 |
DisclosureSEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 4 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,883 F4 · shares: To satisfy withholding obligations associated with the July 2013 award of Class B common stock that vested on June 1, 2018, the reporting person surrendered 17,415 shares of Class B common stock. F5 · price: The April 30, 2018 closing price of Brown-Forman Class B common stock was $56.04 and used to calculate withholding obligations. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 7,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 3 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,298 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 69,699 | $53.37 | $3,719,835.63 |
DisclosureSEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,645 F2 · shares: To satisfy withholding obligations associated with the July 2013 award of Class A common stock that vested on June 1, 2018, the reporting person surrendered 69,699 shares of Class A common stock. F3 · price: The April 30, 2018 closing price of Brown-Forman Class A common stock was $53.37 and used to calculate withholding obligations. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 29,631 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,344 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| May 18, 2018 Filed May 21, 2018 19:37 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 4,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-18-000053 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,565 Underlying: Common Stock · 4,565 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| May 18, 2018 Filed Jan 22, 2019 20:45 UTC Amendment | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 4,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-19-000011 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,564 Underlying: Common Stock · 4,564 shares Expires not disclosed F1 · security: This amended Form 4 is being filed to correct the number of Restricted Stock Units granted on May 18, 2018, which were previously reported incorrectly. As of May 18, 2018, the reporting person was granted 4,564 Restricted Stock Units. F2 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,893 | $56.04 | $106,083.72 |
DisclosureSEC source: 0000014693-18-000051 · wf-form4_152530719062866.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,894 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 1,893 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 62,213 additional shares in the February 2018 stock split, including 3,980 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 7,570 | $53.37 | $404,010.90 |
DisclosureSEC source: 0000014693-18-000051 · wf-form4_152530719062866.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,713 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 7,570 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 23:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 191,522 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0000014693-17-000201 · wf-form4_151329413839303.xml · derivative · entry 6 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 191,522 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 23:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 129,948 | $65.34 | $8,490,802.32 |
DisclosureSEC source: 0000014693-17-000201 · wf-form4_151329413839303.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,574 F1 · price: The closing price of BF-B on December 13, 2017 was used to calculate the withholding obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.