Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | December 16, 2020 | June 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date December 16, 2020 · Filed June 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 583,368 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Gift · Disposed 13,100 · Balance 583,368 |
| Class B CommonSEC Table I · non-derivative | IndirectCrummey Trust | 13,197 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,197 |
| Class B CommonSEC Table I · non-derivative | IndirectGGB IV CLAT | 5,810 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,810 |
| Class B CommonSEC Table I · non-derivative | IndirectSullivan Street Partners | 23,812 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 23,812 |
| Class B CommonSEC Table I · non-derivative | IndirectGGB4 2012 LP | 1,178,039 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,178,039 |
| Class B CommonSEC Table I · non-derivative | IndirectGGB4 2010 #1 LP | 264,777 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 264,777 |
| Class B CommonSEC Table I · non-derivative | IndirectSpouse's trust | 11,935 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 11,935 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2020 Filed Jun 3, 2021 22:51 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000077 · wf-form4_162276065536016.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,368 Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 4,959.5302 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000120 · wf-form4_159649063311020.xml · derivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,368.8702 Underlying: Class A Common · 4,959.5302 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:32 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,858.6427 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000118 · wf-form4_156443595565045.xml · derivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,038.1288 Underlying: Class A Common · 5,858.6427 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 968 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · derivative · entry 12 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F4 · derivative.exercise_date: The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019. F4 · derivative.expiration_date: The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 12,007 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · derivative · entry 11 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 12,007 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 442 | $53.29 | $23,554.18 |
DisclosureSEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 4 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,468 F2 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 968 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 3 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,785 | $52.98 | $359,469.30 |
DisclosureSEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,942 F1 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 12,007 | $10.62 | $127,514.34 |
DisclosureSEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,765.6827 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000152 · wf-form4_153299283375338.xml · derivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,860.1584 Underlying: Class A Common · 5,765.6827 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| June 26, 2018 Filed Jun 27, 2018 21:26 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 195,998 | $48.30 | $9,466,703.40 |
DisclosureSEC source: 0000014693-18-000106 · wf-form4_153013479129201.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GGB4 2010#2 LLC Disclosed balance after: 0 F3 · kind: On June 26, 2018, the LLC transferred shares to a family trust in exchange for other assets. F4 · price: The closing price of Class B common stock as of June 25, 2018 was used to value the transaction. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:26 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 152,578 | $49.81 | $7,599,910.18 |
DisclosureSEC source: 0000014693-18-000106 · wf-form4_153013479129201.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,720 F1 · kind: On June 25, 2018, the reporting person transferred shares to four family trusts in exchange for other assets. The reporting person disclaims beneficial ownership of the shares held by the all trusts and entities set forth on this form except to the extent of his pecuinary interest therein. The reporting person is no longer reporting any shares held by the 2010 GRAT or the 2012 GRAT because he does not have a reportable pecuniary interest therein. F2 · price: The closing price of Class B common stock as of June 22, 2018 was used to value the transaction. Read SEC document |
| May 01, 2018 Filed May 3, 2018 00:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 8,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · derivative · entry 15 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 8,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F13 · derivative.expiration_date: The restricted stock units were granted on July 24, 2014, and vested April 30, 2018. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 3,928 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · derivative · entry 14 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,928 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 3,084 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F11 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 3,084 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,980 | $56.04 | $223,039.20 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 4 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,298 F3 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 3 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 2,323 | $56.04 | $130,180.92 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,552 F2 · price: The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 3,928 | $13.94 | $54,764.18 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 169,794 additional shares in the February 2018 stock split. Additionally, total has been updated to include 26,361 Class B shares previously held in a 401(k) account but transferred to direct holdings before the stock split. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 23:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,979.7168 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000156 · wf-form4_150154327451426.xml · derivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,510.7785 Underlying: Class A Common · 5,979.7168 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000081 · wf-form4_149377135752409.xml · derivative · entry 10 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 7,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F1 · derivative.exercise_date: The restricted stock units were granted on July 25, 2013, and vested April 30, 2017. F1 · derivative.expiration_date: The restricted stock units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,590 | $47.32 | $169,878.80 |
DisclosureSEC source: 0000014693-17-000081 · wf-form4_149377135752409.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,790 F2 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000081 · wf-form4_149377135752409.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 3,358 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000014693-17-000053 · wf-form4_149194469979183.xml · derivative · entry 10 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,358 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 1,679 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 1,679 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,242 | $45.67 | $56,722.14 |
DisclosureSEC source: 0000014693-17-000053 · wf-form4_149194469979183.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,508 F1 · price: The closing price of BF-B on April 7, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 3,358 | $16.88 | $56,683.04 |
DisclosureSEC source: 0000014693-17-000053 · wf-form4_149194469979183.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 17,253 | $46.37 | $799,935.35 |
DisclosureSEC source: 0000014693-17-000049 · wf-form4_149133950388719.xml · nonDerivative · entry 3 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 GRAT Disclosed balance after: 17,253 F1 · kind: On April 3, 2017, the reporting person exchanged Class B shares for cash held by two GRATs. The reporting person disclaims beneficial ownership of the shares held by the GRATs except to the extent of his pecuniary interest therein. F2 · price: The mean price of the issuer's Class B common stock as of March 31, 2017 ($46.365) was used to value the transactions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 2,800 | $46.37 | $129,822.00 |
DisclosureSEC source: 0000014693-17-000049 · wf-form4_149133950388719.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2010 GRAT Disclosed balance after: 37,636 F1 · kind: On April 3, 2017, the reporting person exchanged Class B shares for cash held by two GRATs. The reporting person disclaims beneficial ownership of the shares held by the GRATs except to the extent of his pecuniary interest therein. F2 · price: The mean price of the issuer's Class B common stock as of March 31, 2017 ($46.365) was used to value the transactions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 20,053 | $46.37 | $929,757.35 |
DisclosureSEC source: 0000014693-17-000049 · wf-form4_149133950388719.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,392 F1 · kind: On April 3, 2017, the reporting person exchanged Class B shares for cash held by two GRATs. The reporting person disclaims beneficial ownership of the shares held by the GRATs except to the extent of his pecuniary interest therein. F2 · price: The mean price of the issuer's Class B common stock as of March 31, 2017 ($46.365) was used to value the transactions. Read SEC document |
| March 23, 2017 Filed Mar 28, 2017 00:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 5 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GGB4 2012 LP Disclosed balance after: 2,160,472 F5 · kind: Reflects contribution of shares to a limited liability company. F5 · price: Reflects contribution of shares to a limited liability company. F6 · balance_after: Reflects the acquisition of 2,580,236 additional shares in the August 2016 stock split. Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 4 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Crummey Trust Disclosed balance after: 15,842 F4 · balance_after: Reflects the acquisition of 7,346 additional shares in the August 2016 stock split. Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 3 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's trust Disclosed balance after: 18,012 F3 · balance_after: Reflects the acquisition of 7,471 additional shares in the August 2016 stock split. Read SEC document |
| February 13, 2017 Filed Mar 28, 2017 00:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 3,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,029 F2 · balance_after: Reflects the acquisition of 57,837 additional shares in the August 2016 stock split. Read SEC document |
| September 13, 2016 Filed Mar 28, 2017 00:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000039 · wf-form4_149066023900168.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Crummey Trust Disclosed balance after: 7,390 F1 · balance_after: Reflects the acquisition of 3,095 additional shares in the August 2016 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.