Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | SVP, Chief Diversity Officer | June 01, 2022 | June 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 3,395 |
Ending reported balance
After 2022-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-06-01 · Grant · Acquired 937 · Balance 3,685 F1: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Row 2 · 2022-06-01 · Tax withholding · Disposed 290 · Balance 3,395 F2: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock. F3: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $28.03 · Expires 2023-04-30 | Direct | 1,492 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,492 F4: These stock appreciation rights were previously reported as covering 1,471 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $35.60 · Expires 2024-04-30 | Direct | 1,725 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,725 F5: These stock appreciation rights were previously reported as covering 1,700 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $39.58 · Expires 2025-04-30 | Direct | 7,254 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,254 F6: These stock appreciation rights were previously reported as covering 7,152 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $37.94 · Expires 2026-04-30 | Direct | 8,309 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,309 F7: These stock appreciation rights were previously reported as covering 8,192 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $39.20 · Expires 2027-04-30 | Direct | 7,009 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,009 F8: These stock appreciation rights were previously reported as covering 6,910 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $53.24 · Expires 2028-04-30 | Direct | 4,349 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,349 F9: These stock appreciation rights were previously reported as covering 4,288 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $53.88 · Expires 2029-04-30 | Direct | 5,468 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 5,468 F10: These stock appreciation rights were previously reported as covering 5,391 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $68.24 · Expires 2030-04-30 | Direct | 7,498 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,498 F11: These stock appreciation rights were previously reported as covering 7,393 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $70.24 · Expires 2031-04-30 | Direct | 5,032 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 5,032 F12: These stock appreciation rights were previously reported as covering 4,961 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
F2: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock.
F3: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.
F4: These stock appreciation rights were previously reported as covering 1,471 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
F5: These stock appreciation rights were previously reported as covering 1,700 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
F6: These stock appreciation rights were previously reported as covering 7,152 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
F7: These stock appreciation rights were previously reported as covering 8,192 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
F8: These stock appreciation rights were previously reported as covering 6,910 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
F9: These stock appreciation rights were previously reported as covering 4,288 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
F10: These stock appreciation rights were previously reported as covering 5,391 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
F11: These stock appreciation rights were previously reported as covering 7,393 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
F12: These stock appreciation rights were previously reported as covering 4,961 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 3, 2022 23:32 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 290 | $62.42 | $18,101.80 |
DisclosureSEC source: 0000014693-22-000051 · wf-form4_165429912324740.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,395 F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock. F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:32 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000051 · wf-form4_165429912324740.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,685 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 4,961 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000140 · wf-form4_162733461806195.xml · derivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,961 Underlying: Class B Common · 4,961 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 239 | $71.35 | $17,052.65 |
DisclosureSEC source: 0000014693-21-000075 · wf-form4_162276034980905.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,748 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 239 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 777 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000075 · wf-form4_162276034980905.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,987 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 21:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 3,074 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · derivative · entry 4 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,074 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 21:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 1,613 | $78.17 | $126,088.21 |
DisclosureSEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · nonDerivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,106.097 Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 21:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,461 | $78.09 | $114,089.49 |
DisclosureSEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719.097 F2 · price: The closing price of BF-B on October 13, 2020 was used to calculate the withholding obligation. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 21:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 3,074 | $18.22 | $55,999.06 |
DisclosureSEC source: 0000014693-20-000151 · wf-form4_160288430251224.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,180.097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total updated to reflect dividend reinvestment. Read SEC document |
| October 07, 2020 Filed Oct 8, 2020 23:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 695 | $69.68 | $48,426.56 |
DisclosureSEC source: 0000014693-20-000149 · wf-form4_160219924906405.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.6401 to $69.775, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 7,393 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000092 · wf-form4_159648716695559.xml · derivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,393 Underlying: Class B Common · 7,393 shares Expires 2030-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 108 | $62.20 | $6,717.60 |
DisclosureSEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 4 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,098.818 F5 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 108 shares of Class B common stock. F6 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,206.818 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. F4 · balance_after: Total updated to reflect dividend reinvestment. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 428 | $56.72 | $24,276.16 |
DisclosureSEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 428 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000046 · wf-form4_159121831807423.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 21:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 1,300 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · derivative · entry 4 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074 Underlying: Class B Common · 1,300 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 21:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 598 | $67.70 | $40,484.60 |
DisclosureSEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · nonDerivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,858.188 Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 21:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 702 | $67.38 | $47,300.76 |
DisclosureSEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,456.188 F2 · price: The closing price of BF-B on January 9, 2020 was used to calculate the withholding obligation. Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 21:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 1,300 | $18.22 | $23,682.10 |
DisclosureSEC source: 0000014693-20-000010 · wf-form4_157895192959278.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,158.188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total has been updated to reflect dividend reinvestment. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 5,391 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000134 · wf-form4_156443685367458.xml · derivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,391 Underlying: Class B Common · 5,391 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 110 | $53.29 | $5,861.90 |
DisclosureSEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 4 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,836.194 F5 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 110 shares of Class B common stock. F6 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,946.194 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. F4 · balance_after: Total has been updated to reflect dividend reinvestment. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 435 | $52.30 | $22,750.50 |
DisclosureSEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 435 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000068 · wf-form4_155977188349172.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 1,503 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · derivative · entry 5 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 1,503 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 120 | $53.29 | $6,394.80 |
DisclosureSEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 4 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,567.495 F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 120 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 696 | $52.98 | $36,874.08 |
DisclosureSEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,687.495 F3 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 1,503 | $10.62 | $15,961.86 |
DisclosureSEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,383.495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 473 | $52.30 | $24,737.90 |
DisclosureSEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 473 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 4,288 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000122 · wf-form4_153298954095640.xml · derivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,288 Underlying: Class B Common · 4,288 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000061 · wf-form4_152823953361590.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000061 · wf-form4_152823953361590.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880.495 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000037 · wf-form4_152530461478978.xml · derivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F4 · derivative.expiration_date: The restricted stock units were granted July 24, 2014, and vested April 30, 2018. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 139 | $56.04 | $7,789.56 |
DisclosureSEC source: 0000014693-18-000037 · wf-form4_152530461478978.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,423 F2 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000037 · wf-form4_152530461478978.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 640 additional shares in the February 2018 stock split. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 5,425 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000134 · wf-form4_150153943912886.xml · derivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,425 Underlying: Class B Common · 5,425 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000073 · wf-form4_149376992355010.xml · derivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F1 · derivative.exercise_date: The Restricted Stock Units were granted on July 25, 2013, and vested April 30, 2017. F1 · derivative.expiration_date: The Restricted Stock Units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 98 | $47.32 | $4,637.36 |
DisclosureSEC source: 0000014693-17-000073 · wf-form4_149376992355010.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,749.726 F2 · price: The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000073 · wf-form4_149376992355010.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,847.726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units were granted on July 25, 2013, and vested April 30, 2017. Read SEC document |
| April 30, 2017 Filed Jun 14, 2017 22:05 UTC Amendment | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 98 | $47.32 | $4,637.36 |
DisclosureSEC source: 0000014693-17-000122 · wf-form4a_149747790872898.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556.888 F1 · balance_after: Amended to correct total for consistency with prior amendment and reflects shares acquired through dividend reinvestment. Read SEC document |
| April 30, 2017 Filed Jun 14, 2017 22:05 UTC Amendment | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000122 · wf-form4a_149747790872898.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,654.888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amended to correct total for consistency with prior amendment and reflects shares acquired through dividend reinvestment. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 21:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 1,760 | $45.53 | $80,129.81 |
DisclosureSEC source: 0000014693-17-000051 · wf-form4_149194453307940.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,609.726 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.5271 to $45.53, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Updated to reflect the August 2016 stock split and corrected as a result of prior reporting error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.