Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director · President & CEO | July 23, 2026 | July 24, 2026 |
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Director | March 04, 2026 | March 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,484 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 95,484 · Balance 95,484 F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F2: The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F2: The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
Keurig Dr Pepper Inc.
Report date March 04, 2026 · Filed March 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,062 |
Reported balance
After 2026-03-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 6,062 · Balance 6,062 F1: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 4, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 4, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2026 Filed Jul 24, 2026 20:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantRestricted Stock Units · Derivative | 95,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001572783-26-000006 · wk-form4_1784926075.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,484 Underlying: Class B Common · 95,484 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F2 · derivative.exercise_date: The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. F2 · derivative.expiration_date: The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. Read SEC document |
| May 27, 2026 Filed May 29, 2026 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 16,494 | $26.72 | $440,719.68 |
DisclosureSEC source: 0001572783-26-000004 · wk-form4_1780088362.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,913 F2 · shares: To satisfy withholding obligations associated with the July 27, 2023, award of performance-based restricted stock units that were issued as shares on May 27, 2026, the reporting person surrendered 16,494 shares of Class A common stock. F3 · price: The closing price of BF-A on May 27, 2026, was used to calculate the withholding obligation. Read SEC document |
| May 27, 2026 Filed May 29, 2026 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 36,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001572783-26-000004 · wk-form4_1780088362.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,407 F1 · shares: These shares were issued on May 27, 2026, in connection with a July 27, 2023, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2026. Read SEC document |
| March 04, 2026 Filed Mar 7, 2026 00:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 6,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015781 · wk-form4_1772844837.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,062 Underlying: Common Stock · 6,062 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 4, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 4, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 4, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| February 12, 2026 Filed Feb 14, 2026 00:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 25,915 | $31.01 | $803,624.15 |
DisclosureSEC source: 0001572783-26-000002 · wk-form4_1771027332.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,018 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.04 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). F2 · ownership.direct: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, dated March 31, 2025. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 8,834 | $31.00 | $273,854.00 |
DisclosureSEC source: 0001572783-25-000009 · wk-form4_1765921289.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,933 F1 · ownership.direct: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, dated March 31, 2025. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 00:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 4,785 | $31.00 | $148,335.00 |
DisclosureSEC source: 0001572783-25-000007 · wk-form4_1764979365.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2 F1 · ownership.direct: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, dated March 31, 2025. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 00:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 7,746 | $31.01 | $240,203.46 |
DisclosureSEC source: 0001572783-25-000007 · wk-form4_1764979365.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,767 F1 · ownership.direct: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, dated March 31, 2025. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 22:41 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 3,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-042236 · wk-form4_1758321668.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,210 Underlying: Common Stock · 3,210 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on September 17, 2030. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on September 17, 2030. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on September 17, 2030. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 21:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 288,238 | $0.00 Strike: $31.15 | $0.00 |
DisclosureSEC source: 0001572783-25-000005 · wk-form4_1753477333.xml · derivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 288,238 Underlying: Class B Common · 288,238 shares Expires 2035-04-30 Read SEC document |
| July 23, 2025 Filed Jul 25, 2025 21:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 23,641 | $31.00 | $732,871.00 |
DisclosureSEC source: 0001572783-25-000005 · wk-form4_1753477333.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,787 F1 · ownership.direct: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, dated March 31, 2025. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 5,989 | $34.61 | $207,279.29 |
DisclosureSEC source: 0000014693-25-000041 · wk-form4_1748984383.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,513 F2 · shares: To satisfy withholding obligations associated with the July 28, 2022, award of performance-based restricted stock units that were issued as shares on June 2, 2025, the reporting person surrendered 5,989 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2025, was used to calculate the withholding obligation. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 13,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-25-000041 · wk-form4_1748984383.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,502 F1 · shares: These shares were issued on June 2, 2025, in connection with a July 28, 2022, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2025. Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 20:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 183,445 | $0.00 Strike: $45.07 | $0.00 |
DisclosureSEC source: 0000014693-24-000143 · wk-form4_1722284545.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,445 Underlying: Class B Common · 183,445 shares Expires 2034-04-30 Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 5,935 | $49.07 | $291,230.45 |
DisclosureSEC source: 0000014693-24-000077 · wk-form4_1717621853.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,498 F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 5,935 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 12,887 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000077 · wk-form4_1717621853.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,433 F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 15,601 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0000014693-24-000018 · wk-form4_1710362875.xml · derivative · entry 4 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 15,601 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 12,617 | $55.16 | $695,953.72 |
DisclosureSEC source: 0000014693-24-000018 · wk-form4_1710362875.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,428 F1 · price: The closing price of BF-B on March 11, 2024, was used to calculate the withholding obligation. Read SEC document |
| March 12, 2024 Filed Mar 13, 2024 20:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 15,601 | $35.60 | $555,442.40 |
DisclosureSEC source: 0000014693-24-000018 · wk-form4_1710362875.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 21:12 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 101,906 | $0.00 Strike: $69.87 | $0.00 |
DisclosureSEC source: 0000014693-23-000136 · wk-form4_1690837940.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,906 Underlying: Class B Common · 101,906 shares Expires 2033-04-30 Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 6,831 | $65.88 | $450,026.28 |
DisclosureSEC source: 0000014693-23-000062 · wk-form4_1686010962.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,546 F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 6,831 shares of Class A common stock. F3 · price: The closing price of BF-A on April 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 14,832 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000062 · wk-form4_1686010962.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,377 F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023. Read SEC document |
| February 22, 2023 Filed Feb 22, 2023 22:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 22,195 | $0.00 Strike: $28.03 | $0.00 |
DisclosureSEC source: 0000014693-23-000017 · wf-form4_167710518866543.xml · derivative · entry 4 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 22,195 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2023 Filed Feb 22, 2023 22:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 15,394 | $64.90 | $999,070.60 |
DisclosureSEC source: 0000014693-23-000017 · wf-form4_167710518866543.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,444 F1 · price: The closing price of BF-B on February 21, 2023, was used to calculate the withholding obligation. Read SEC document |
| February 22, 2023 Filed Feb 22, 2023 22:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 22,195 | $28.03 | $622,214.63 |
DisclosureSEC source: 0000014693-23-000017 · wf-form4_167710518866543.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 22:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 86,430 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0000014693-22-000117 · wf-form4_165939238207875.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,430 Underlying: Class B Common · 86,430 shares Expires 2032-04-30 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 9,908 | $62.42 | $618,457.36 |
DisclosureSEC source: 0000014693-22-000055 · wf-form4_165429938879831.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,545 F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 9,908 shares of Class A common stock. F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 21,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000055 · wf-form4_165429938879831.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,453 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 22:57 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 20,044 | $0.00 Strike: $22.72 | $0.00 |
DisclosureSEC source: 0000014693-22-000002 · wf-form4_164220105885788.xml · derivative · entry 4 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 20,044 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 19,763 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 19,763 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 22:57 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 13,033 | $67.01 | $873,341.33 |
DisclosureSEC source: 0000014693-22-000002 · wf-form4_164220105885788.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,643 F1 · price: The closing price of BF-B on January 12, 2022, was used to calculate the withholding obligation. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 22:57 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 20,044 | $22.72 | $455,479.86 |
DisclosureSEC source: 0000014693-22-000002 · wf-form4_164220105885788.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 100,332 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000137 · wf-form4_162733435691384.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,332 Underlying: Class B Common · 100,332 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 3,432 | $71.35 | $244,873.20 |
DisclosureSEC source: 0000014693-21-000067 · wf-form4_162275496135934.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,597 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 3,432 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 7,371 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000067 · wf-form4_162275496135934.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,029 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 22:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 21,848 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-21-000004 · wf-form4_161075029033158.xml · derivative · entry 4 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 21,848 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 22:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 13,129 | $73.46 | $964,456.34 |
DisclosureSEC source: 0000014693-21-000004 · wf-form4_161075029033158.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,632 F1 · price: The closing price of BF-B on January 14, 2021 was used to calculate the withholding obligation. Read SEC document |
| January 15, 2021 Filed Jan 15, 2021 22:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 21,848 | $18.22 | $398,005.02 |
DisclosureSEC source: 0000014693-21-000004 · wf-form4_161075029033158.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 107,803 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000106 · wf-form4_159648869678524.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,803 Underlying: Class B Common · 107,803 shares Expires 2030-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 378 | $62.20 | $23,511.60 |
DisclosureSEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 4 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 378 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 3 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,291 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,510 | $56.72 | $85,647.20 |
DisclosureSEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,658 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 1,510 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 4,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000034 · wf-form4_159121721198205.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,168 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 110,063 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000112 · wf-form4_156443525115921.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,063 Underlying: Class B Common · 110,063 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 565 | $53.29 | $30,108.85 |
DisclosureSEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 4 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,095 F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 565 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 3 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,660 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 2,260 | $52.30 | $118,198.00 |
DisclosureSEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,386 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 2,260 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 4,852 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000060 · wf-form4_155977060384185.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,646 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 334 | $53.29 | $17,798.86 |
DisclosureSEC source: 0000014693-19-000052 · wf-form4_155683716688270.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448 F3 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 334 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,336 | $52.30 | $69,872.80 |
DisclosureSEC source: 0000014693-19-000052 · wf-form4_155683716688270.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,794 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,336 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 40,688 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000136 · wf-form4_153299066771870.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,688 Underlying: Class B Common · 40,688 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.