Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 28, 2022 | August 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 28, 2022 · Filed August 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 31,402.69 |
Reported balance
After 2022-07-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-28 · Grant · Acquired 2,011.0957 · Balance 31,402.69 F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2022 Filed Aug 1, 2022 21:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,011.0957 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000102 · wf-form4_165939029129987.xml · derivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,402.69 Underlying: Class A Common · 2,011.0957 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 3,192.2791 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000148 · wf-form4_162733546172933.xml · derivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192.2791 Underlying: Class A Common · 3,192.2791 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,142.5171 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000122 · wf-form4_159649080149012.xml · derivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,184.2371 Underlying: Class A Common · 2,142.5171 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 12,188 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · derivative · entry 4 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 12,188 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 3,400 | $67.31 | $228,850.26 |
DisclosureSEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · nonDerivative · entry 3 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,046 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.2977 to $67.3186, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 2,739 | $67.14 | $183,896.46 |
DisclosureSEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · nonDerivative · entry 2 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,446 F1 · price: The closing price of BF-B on January 8, 2020 was used to calculate the withholding obligation. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 12,188 | $15.09 | $183,892.54 |
DisclosureSEC source: 0000014693-20-000008 · wf-form4_157870037425978.xml · nonDerivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2020 Filed Jun 3, 2020 21:13 UTC Amendment | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 3,400 | $67.31 | $228,850.26 |
DisclosureSEC source: 0000014693-20-000050 · wf-form4a_159121876206138.xml · nonDerivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,045 F1 · balance_after: Total adjusted to reflect shares acquired in the issuer's 2018 stock split. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,530.9336 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000145 · wf-form4_156443751034104.xml · derivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,769.4054 Underlying: Class A Common · 2,530.9336 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 9,032 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · derivative · entry 6 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 9,032 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 24,902 | $0.00 Strike: $13.53 | $0.00 |
DisclosureSEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · derivative · entry 5 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 24,902 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 6,653 | $67.71 | $450,497.25 |
DisclosureSEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 4 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,997 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.68 to $67.73, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 7,284 | $68.67 | $500,192.28 |
DisclosureSEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 3 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,650 F1 · price: The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 9,032 | $18.08 | $163,298.56 |
DisclosureSEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 2 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 24,902 | $13.53 | $336,799.55 |
DisclosureSEC source: 0000014693-18-000004 · wf-form4_151510437015049.xml · nonDerivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 00:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 3,539.9924 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000164 · wf-form4_150154695230713.xml · derivative · entry 1 Cook John D. · CIK 0001445047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,370.98 Underlying: Class A Common · 3,539.9924 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F3 · balance_after: Updated to reflect the August 2016 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.