Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 23, 2026 | July 24, 2026 |
| REPUBLIC BANCORP INC /KY/RBCAA · Entity 1302 | Director | March 31, 2021 | April 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 39,422.7544 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 39,422.7544 F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
REPUBLIC BANCORP INC /KY/
Report date March 31, 2021 · Filed April 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,648.035 |
Reported balance
After 2021-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-31 · Grant · Acquired 90.314 · Balance 1,648.035 F1: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2026 Filed Jul 24, 2026 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 6,476.1905 | $0.00 | $0.00 |
DisclosureSEC source: 0001421727-26-000002 · wk-form4_1784926171.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,422.7544 Underlying: Class A Common · 6,476.1905 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,014.5584 | $0.00 | $0.00 |
DisclosureSEC source: 0001421727-25-000006 · wk-form4_1753475802.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,836.6116 Underlying: Class A Common · 5,014.5584 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 24, 2025, were based on the closing price of the Company's Class A common stock on that date ($30.91). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| July 09, 2025 Filed Jul 10, 2025 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 390,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001421727-25-000004 · wk-form4_1752179832.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · 2025 CLAT Disclosed balance after: 390,000 Read SEC document |
| July 09, 2025 Filed Jul 10, 2025 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 390,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001421727-25-000004 · wk-form4_1752179832.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,863 Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 20:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 8,697.5429 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000133 · wk-form4_1722284070.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,146.5763 Underlying: Class A Common · 8,697.5429 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 25, 2024, were based on the closing price of the Company's Class A common stock on that date ($45.99). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 2,874 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0000014693-24-000040 · wk-form4_1714684150.xml · derivative · entry 15 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 2,874 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 2,379 | $48.69 | $115,833.51 |
DisclosureSEC source: 0000014693-24-000040 · wk-form4_1714684150.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 570,863 F1 · price: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 2,874 | $35.60 | $102,314.40 |
DisclosureSEC source: 0000014693-24-000040 · wk-form4_1714684150.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 573,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 23:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,615.6113 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000108 · wk-form4_1690586453.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,164.2513 Underlying: Class A Common · 5,615.6113 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 27, 2023, were based on the closing price of the Company's Class A common stock on that date ($71.23). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 89 | $65.09 | $5,793.01 |
DisclosureSEC source: 0000014693-23-000051 · wk-form4_1686010458.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 570,368 F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 89 shares of Class B common stock. F3 · price: The closing price of BF-B on April 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000051 · wk-form4_1686010458.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 570,457 F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,755.8946 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000100 · wf-form4_165938881599833.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,410.36 Underlying: Class A Common · 5,755.8946 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 122 | $67.44 | $8,227.68 |
DisclosureSEC source: 0000014693-22-000046 · wf-form4_165429883280395.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,213 F3 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 122 shares of Class B common stock. F4 · price: The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000046 · wf-form4_165429883280395.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,335 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. F2 · balance_after: Total adjusted to reflect transfer of 12,883 shares previously held in the issuer's employee stock purchase plan and 22,997 shares previously held in the issuer's 401(k) plan. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 5,509.4432 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000138 · wf-form4_162733443768624.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,509.4432 Underlying: Class A Common · 5,509.4432 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:31 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 128 | $76.28 | $9,763.84 |
DisclosureSEC source: 0000014693-21-000071 · wf-form4_162275581550180.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,125 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 128 shares of Class B common stock. F3 · price: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:31 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000071 · wf-form4_162275581550180.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,253 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 16:56 UTC | REPUBLIC BANCORP INC /KY/ RBCAA · Entity 1302 | GrantClass A Common Stock | 90.314 | $44.29 | $4,000.01 |
DisclosureSEC source: 0001179110-21-004065 · edgar.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648.035 F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 00:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 189,452 | $73.46 | $13,917,143.92 |
DisclosureSEC source: 0000014693-21-000006 · wf-form4_161110433329667.xml · nonDerivative · entry 3 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SCB 2020 LLC Disclosed balance after: 191,850 F1 · kind: On January 15, 2021, the reporting person transferred LLC units to a family trust. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 191,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000006 · wf-form4_161110433329667.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SCB 2020 LLC Disclosed balance after: 191,850 Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 191,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000006 · wf-form4_161110433329667.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,907 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 19:27 UTC | REPUBLIC BANCORP INC /KY/ RBCAA · Entity 1302 | GrantClass A Common Stock | 213.068 | $28.16 | $5,999.99 |
DisclosureSEC source: 0001179110-20-010139 · edgar.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540.833 F1 · balance_after: Reflects additional dividend equivalent rights acquired since the date of the Reporting Person's last ownership report. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 8,894 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000089 · wf-form4_159648695594948.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,894 Underlying: Class B Common · 8,894 shares Expires 2030-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 19:43 UTC | REPUBLIC BANCORP INC /KY/ RBCAA · Entity 1302 | GrantClass A Common Stock | 183.43 | $32.71 | $6,000.00 |
DisclosureSEC source: 0001179110-20-007932 · edgar.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320.939 Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 2,260 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-20-000027 · wf-form4_158836543796369.xml · derivative · entry 16 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 2,260 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,108 | $63.26 | $70,092.08 |
DisclosureSEC source: 0000014693-20-000027 · wf-form4_158836543796369.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,757 F2 · price: The closing price of BF-B on April 29, 2020 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:37 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 2,260 | $15.09 | $34,098.88 |
DisclosureSEC source: 0000014693-20-000027 · wf-form4_158836543796369.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total adjusted to correct prior mathematical error. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 5,837 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000153 · wf-form4_156443932648874.xml · derivative · entry 16 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Class B Common · 5,837 shares Expires 2029-04-30 F4 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 08, 2019 Filed Jul 29, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000153 · wf-form4_156443932648874.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,292 Read SEC document |
| June 11, 2019 Filed Jul 29, 2019 22:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000153 · wf-form4_156443932648874.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,294 Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionRestricted Stock Units · Derivative | 3,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000048 · wf-form4_155683679083577.xml · derivative · entry 16 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F5 · derivative.expiration_date: The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,199 | $53.29 | $63,894.71 |
DisclosureSEC source: 0000014693-19-000048 · wf-form4_155683679083577.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,298 F1 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 3,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000048 · wf-form4_155683679083577.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 5,703 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000132 · wf-form4_153299033443290.xml · derivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703 Underlying: Class B Common · 5,703 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 26, 2018 Filed Jun 27, 2018 21:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 195,988 | $48.30 | $9,466,220.40 |
DisclosureSEC source: 0000014693-18-000104 · wf-form4_153013463538775.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GGB4 2013 Trust Disclosed balance after: 220,080 F3 · kind: On June 26, 2018, a family LLC transferred shares to the 2013 Trust in exchange for other assets. F4 · price: The closing price of Class B common stock as of June 25, 2018 was used to value the transaction. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:24 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 24,092 | $49.81 | $1,200,022.52 |
DisclosureSEC source: 0000014693-18-000104 · wf-form4_153013463538775.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GGB4 2013 Trust Disclosed balance after: 24,092 F1 · kind: On June 25, 2018, a family member transferred shares to the 2013 Trust in exchange for other assets. The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth on this form except to the extent of his pecuniary interest therein. F2 · price: The closing price of Class B common stock as of June 22, 2018 was used to value the transaction. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 87,284 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 17 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Charitable 2018 LLC Disclosed balance after: 88,166 F4 · kind: Represents a gift of LLC interests to a charitable foundation. F5 · balance_after: Shares were previously owned directly until transfer to the LLC on May 30, 2018. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 907,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 16 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Brown Barker 2013 LLC Disclosed balance after: 916,987 F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 907,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 15 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Brown Barker 2013 LLC Disclosed balance after: 916,987 F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 296,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 14 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Endowment 2018 LLC Disclosed balance after: 299,326 F1 · kind: Represents a gift of LLC interests to a family trust. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 296,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 13 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Endowment 2018 LLC Disclosed balance after: 299,326 F1 · kind: Represents a gift of LLC interests to a family trust. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 5,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 12 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Endowment 2018 LLC Disclosed balance after: 299,326 Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 5,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 11 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust FBO Campbell P. Brown Disclosed balance after: 30,285 Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 293,986 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 10 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Endowment 2018 LLC Disclosed balance after: 293,986 Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 293,986 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 9 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,783 F3 · balance_after: Excludes 88,166 shares that were transferred to CPBee Sale 2018 LLC and 88,166 shares that were transferred to CPBee Charitable 2018 LLC on May 30, 2018. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 953,901 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 8 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Brown Barker 2013 LLC Disclosed balance after: 963,536 F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 953,901 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 7 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Brown Barker 2013 LLC Disclosed balance after: 963,536 F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 240,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 6 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Endowment 2018 LLC Disclosed balance after: 242,858 F1 · kind: Represents a gift of LLC interests to a family trust. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 240,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 5 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Endowment 2018 LLC Disclosed balance after: 242,858 F1 · kind: Represents a gift of LLC interests to a family trust. Read SEC document |
| May 30, 2018 Filed Jun 14, 2018 00:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 242,858 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 4 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CPBee Endowment 2018 LLC Disclosed balance after: 242,858 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.