Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | EVP/Pres., Emerging Intl | June 03, 2024 | June 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date June 03, 2024 · Filed June 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 6,138 |
Ending reported balance
After 2024-06-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-03 · Grant · Acquired 1,433 · Balance 6,819 F1: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024. Row 2 · 2024-06-03 · Tax withholding · Disposed 681 · Balance 6,138 F2: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 681 shares of Class A common stock. F3: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024.
F2: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 681 shares of Class A common stock.
F3: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2024 Filed Jun 5, 2024 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 681 | $49.07 | $33,416.67 |
DisclosureSEC source: 0000014693-24-000070 · wk-form4_1717621508.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,138 F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 681 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2024, was used to calculate the withholding obligation. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000070 · wk-form4_1717621508.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,819 F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 21:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 8,628 | $0.00 Strike: $69.87 | $0.00 |
DisclosureSEC source: 0000014693-23-000130 · wk-form4_1690837583.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,628 Underlying: Class B Common · 8,628 shares Expires 2033-04-30 Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 507 | $65.88 | $33,401.16 |
DisclosureSEC source: 0000014693-23-000057 · wk-form4_1686010701.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,386 F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 507 shares of Class A common stock. F3 · price: The closing price of BF-A on April 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000057 · wk-form4_1686010701.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,893 F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023. Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:26 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 11,293 | $0.00 Strike: $28.03 | $0.00 |
DisclosureSEC source: 0000014693-23-000030 · wf-form4_168305916788492.xml · derivative · entry 3 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 11,293 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:26 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 7,909 | $65.28 | $516,299.52 |
DisclosureSEC source: 0000014693-23-000030 · wf-form4_168305916788492.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,387 F1 · price: The closing price of BF-B on April 27, 2023, was used to calculate the withholding obligation. Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:26 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 11,293 | $28.03 | $316,587.96 |
DisclosureSEC source: 0000014693-23-000030 · wf-form4_168305916788492.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · EVP/Pres., Emerging Intl 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:50 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 8,038 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0000014693-22-000106 · wf-form4_165939061646639.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,038 Underlying: Class B Common · 8,038 shares Expires 2032-04-30 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 962 | $62.42 | $60,048.04 |
DisclosureSEC source: 0000014693-22-000047 · wf-form4_165429888678864.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,827 F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 962 shares of Class A common stock. F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,026 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000047 · wf-form4_165429888678864.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,663 | $0.00 Strike: $22.72 | $0.00 |
DisclosureSEC source: 0000014693-22-000029 · wf-form4_165153891498822.xml · derivative · entry 3 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 14,663 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 14,457 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. F2 · balance_after: These stock appreciation rights were previously reported as covering 14,457 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,510 | $68.70 | $653,337.00 |
DisclosureSEC source: 0000014693-22-000029 · wf-form4_165153891498822.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,003 F1 · price: The closing price of BF-B on April 28, 2022 was used to calculate the withholding obligation. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,663 | $22.72 | $333,202.01 |
DisclosureSEC source: 0000014693-22-000029 · wf-form4_165153891498822.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 11,153 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000132 · wf-form4_162733383884008.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,153 Underlying: Class B Common · 11,153 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:00 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 960 | $71.35 | $68,496.00 |
DisclosureSEC source: 0000014693-21-000059 · wf-form4_162275396370553.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,763 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 960 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:00 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,021 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000059 · wf-form4_162275396370553.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,723 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 12,302 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-21-000044 · wf-form4_162016103023127.xml · derivative · entry 3 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 12,302 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 7,349 | $78.09 | $573,883.41 |
DisclosureSEC source: 0000014693-21-000044 · wf-form4_162016103023127.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,850 F1 · price: The closing price of BF-B on April 29, 2021 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 12,302 | $18.22 | $224,105.53 |
DisclosureSEC source: 0000014693-21-000044 · wf-form4_162016103023127.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 17,708 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000108 · wf-form4_159648897029901.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,708 Underlying: Class B Common · 17,708 shares Expires 2030-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 296 | $62.20 | $18,411.20 |
DisclosureSEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 4 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897 F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 296 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 621 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 3 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,193 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,179 | $56.72 | $66,872.88 |
DisclosureSEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,702 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 1,179 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000042 · wf-form4_159121794230914.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,881 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 10,568 | $60.57 | $640,123.84 |
DisclosureSEC source: 0000014693-19-000167 · wf-form4_156763110633327.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,572 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.52 to $60.65, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 1,434 | $59.25 | $84,968.09 |
DisclosureSEC source: 0000014693-19-000167 · wf-form4_156763110633327.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.1782 to $59.3306, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 11,134 | $0.00 Strike: $40.15 | $0.00 |
DisclosureSEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · derivative · entry 7 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 11,134 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 8,808 | $0.00 Strike: $36.11 | $0.00 |
DisclosureSEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · derivative · entry 6 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 8,808 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 6,503 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · derivative · entry 5 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 6,503 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 20,018 | $58.49 | $1,170,852.82 |
DisclosureSEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 4 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,140 F1 · price: The closing price of BF-B on August 19, 2019 was used to calculate the withholding obligation. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 11,134 | $40.15 | $446,974.43 |
DisclosureSEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 3 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,808 | $36.11 | $318,048.07 |
DisclosureSEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2019 Filed Aug 20, 2019 21:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 6,503 | $15.09 | $98,117.26 |
DisclosureSEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:42 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 23,319 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000128 · wf-form4_156443651233705.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,319 Underlying: Class B Common · 23,319 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 284 | $53.29 | $15,134.36 |
DisclosureSEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 4 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,713 F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 284 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 629 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 3 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,997 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,132 | $52.30 | $59,203.60 |
DisclosureSEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 1,132 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000070 · wf-form4_155977212312846.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,966 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 8,604 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · derivative · entry 5 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 8,604 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 294 | $53.29 | $15,667.26 |
DisclosureSEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 4 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,368 F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 294 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,821 | $52.98 | $255,416.58 |
DisclosureSEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 3 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,935 F3 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,604 | $10.62 | $91,374.48 |
DisclosureSEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,174 | $52.30 | $61,400.20 |
DisclosureSEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · President, International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,174 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:42 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 11,153 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000112 · wf-form4_153298693203973.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,153 Underlying: Class B Common · 11,153 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:12 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 3.2636 | $52.83 | $172.42 |
DisclosureSEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 4 Hinrichs Thomas · CIK 0001631268 · Pres., International Division 10b5-1 filing: Not disclosed Ownership: Indirect · DRIP Disclosed balance after: 0 Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:12 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 28 | $52.83 | $1,479.24 |
DisclosureSEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 3 Hinrichs Thomas · CIK 0001631268 · Pres., International Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,152 Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:12 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 6.3471 | $51.12 | $324.46 |
DisclosureSEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 2 Hinrichs Thomas · CIK 0001631268 · Pres., International Division 10b5-1 filing: Not disclosed Ownership: Indirect · DRIP Disclosed balance after: 0 Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 23:12 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass A Common | 36 | $51.12 | $1,840.32 |
DisclosureSEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 1 Hinrichs Thomas · CIK 0001631268 · Pres., International Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,626 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:31 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 9,930 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000140 · wf-form4_150154029277092.xml · derivative · entry 1 Hinrichs Thomas · CIK 0001631268 · SVP, Pres. Eur, N.Asia, ANZSEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,930 Underlying: Class B Common · 9,930 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.