Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | SVP, Chief Accounting Officer | July 26, 2018 | July 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 26, 2018 · Filed July 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $54.00 · Expires 2028-04-30 | Direct | 12,357 |
Reported balance
After 2018-07-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-07-26 · Grant · Acquired 12,357 · Balance 12,357 F1: No money was paid to or received by the reporting person for these SSARs. |
Filing footnotes · ownership attribution and instrument terms
F1: No money was paid to or received by the reporting person for these SSARs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2018 Filed Jul 30, 2018 21:47 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 12,357 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000114 · wf-form4_153298722647643.xml · derivative · entry 1 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,357 Underlying: Class B Common · 12,357 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 6,169 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000039 · wf-form4_152530479262311.xml · derivative · entry 3 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 6,169 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,064 | $56.04 | $171,706.56 |
DisclosureSEC source: 0000014693-18-000039 · wf-form4_152530479262311.xml · nonDerivative · entry 2 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,522 F2 · price: The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 6,169 | $13.94 | $86,008.20 |
DisclosureSEC source: 0000014693-18-000039 · wf-form4_152530479262311.xml · nonDerivative · entry 1 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 883 additional shares in the February 2018 stock split. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 14,429 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000136 · wf-form4_150153955232154.xml · derivative · entry 1 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,429 Underlying: Class B Common · 14,429 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 5,274 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000014693-17-000057 · wf-form4_149367891549238.xml · derivative · entry 3 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 5,274 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 2,637 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 2,637 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,128 | $46.76 | $146,265.28 |
DisclosureSEC source: 0000014693-17-000057 · wf-form4_149367891549238.xml · nonDerivative · entry 2 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F2 · price: The closing price of BF-B on April 26, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 27, 2017 Filed May 1, 2017 22:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 5,274 | $16.88 | $89,025.12 |
DisclosureSEC source: 0000014693-17-000057 · wf-form4_149367891549238.xml · nonDerivative · entry 1 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 694 additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.