Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2019 Filed May 2, 2019 20:13 UTC |
Dana Paul RSenior VP Global Operations
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,570 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · derivative · entry 4 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,180 Underlying: Common Stock · 2,570 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC |
Dana Paul RSenior VP Global Operations
|
SaleCommon Stock | 9,010 | $52.76 | $475,348.68 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · nonDerivative · entry 3 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,225 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.32 to $52.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC |
Dana Paul RSenior VP Global Operations
|
Exercise / conversionCommon Stock | 6,700 | $30.77 | $206,125.50 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC |
Dana Paul RSenior VP Global Operations
|
Exercise / conversionCommon Stock | 2,570 | $23.24 | $59,713.95 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 2, 2019 16:38 UTC |
BROWN RONALD DDirector
|
SaleCommon Stock | 8,000 | $52.45 | $419,601.60 |
DisclosureSEC source: 0000091142-19-000031 · edgar.xml · nonDerivative · entry 1 BROWN RONALD D · CIK 0001206562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,896 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.14 to $52.72. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:35 UTC |
Heideman Robert JSenior VP Engineering & Tech.
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,073 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · derivative · entry 5 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,306 Underlying: Common Stock · 6,073 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:35 UTC |
Heideman Robert JSenior VP Engineering & Tech.
|
SaleCommon Stock | 6,073 | $52.14 | $316,648.65 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,912 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.03 to $52.46. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:35 UTC |
Heideman Robert JSenior VP Engineering & Tech.
|
Exercise / conversionCommon Stock | 6,073 | $31.67 | $192,331.91 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:55 UTC |
Kempken Daniel LVice President and Controller
|
GrantRestricted Stock Units · Derivative | 425 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000034 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,665 Underlying: Common Stock · 425 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:55 UTC |
Kempken Daniel LVice President and Controller
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 2,020 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000034 · edgar.xml · derivative · entry 2 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,950 Underlying: Common Stock · 2,020 shares Expires 2029-05-01 F2 · derivative.exercise_date: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:26 UTC |
Lauber Charles TSVP, Strategy & Corporate Dev.
|
GrantRestricted Stock Units · Derivative | 1,900 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000033 · edgar.xml · derivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,415 Underlying: Common Stock · 1,900 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:26 UTC |
Lauber Charles TSVP, Strategy & Corporate Dev.
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 8,985 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000033 · edgar.xml · derivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,473 Underlying: Common Stock · 8,985 shares Expires 2029-05-01 F1 · derivative.exercise_date: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:04 UTC |
Gurholt Helen EVice President and Controller
|
GrantRestricted Stock Units · Derivative | 115 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000032 · edgar.xml · derivative · entry 2 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045 Underlying: Common Stock · 115 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:04 UTC |
Gurholt Helen EVice President and Controller
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 540 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000032 · edgar.xml · derivative · entry 1 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 Underlying: Common Stock · 540 shares Expires 2029-05-01 F1 · derivative.exercise_date: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:11 UTC |
BROWN RONALD DDirector
|
GrantRestricted Stock Units · Derivative | 2,299 | $0.00 Strike: $54.38 | $0.00 |
DisclosureSEC source: 0000091142-19-000021 · edgar.xml · derivative · entry 1 BROWN RONALD D · CIK 0001206562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,852 Underlying: Common Stock · 2,299 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2019. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 797 units of Restricted Stock Units. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:13 UTC |
JONES PAUL WDirector
|
GrantCommon Stock | 2,299 | $54.38 | $125,019.62 |
DisclosureSEC source: 0000091142-19-000023 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,266 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:19 UTC |
WULF GENE CDirector
|
GrantCommon Stock | 2,299 | $54.38 | $125,019.62 |
DisclosureSEC source: 0000091142-19-000028 · edgar.xml · nonDerivative · entry 1 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,430 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:19 UTC |
WOLF IDELLE KDirector
|
GrantCommon Stock | 2,299 | $54.38 | $125,019.62 |
DisclosureSEC source: 0000091142-19-000027 · edgar.xml · nonDerivative · entry 5 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,308 F2 · shares: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:18 UTC |
SMITH MARK DDirector
|
GrantCommon Stock | 2,299 | $54.38 | $125,019.62 |
DisclosureSEC source: 0000091142-19-000026 · edgar.xml · nonDerivative · entry 1 SMITH MARK D · CIK 0001236626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,878 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:17 UTC |
SMITH BRUCE MDirector
|
GrantCommon Stock | 2,299 | $54.38 | $125,019.62 |
DisclosureSEC source: 0000091142-19-000025 · edgar.xml · nonDerivative · entry 1 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,683 F1 · shares: Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:14 UTC |
Kadri IlhamDirector
|
GrantCommon Stock | 2,299 | $54.38 | $125,019.62 |
DisclosureSEC source: 0000091142-19-000024 · edgar.xml · nonDerivative · entry 1 Kadri Ilham · CIK 0001566514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,569 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:12 UTC |
GREUBEL WILLIAM PDirector
|
GrantRestricted Stock Units · Derivative | 2,299 | $0.00 Strike: $54.38 | $0.00 |
DisclosureSEC source: 0000091142-19-000022 · edgar.xml · derivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,250 Underlying: Common Stock · 2,299 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2019. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 257 units of Restricted Stock Units. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:35 UTC |
SMITH BRUCE MDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,384 | $0.00 Strike: $53.99 | $0.00 |
DisclosureSEC source: 0000091142-19-000020 · edgar.xml · derivative · entry 4 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,279 Underlying: Common Stock · 8,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The Plan permits the participant to defer the receipt of the award. Mr. Bruce Smith elected a deferral until 04/01/2019. F3 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award. Mr. Bruce Smith elected a deferral until 04/01/2019. F3 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award. Mr. Bruce Smith elected a deferral until 04/01/2019. F4 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,861 units of Restricted Stock Units. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:35 UTC |
SMITH BRUCE MDirector
|
GrantCommon Stock | 8,384 | $53.99 | $452,652.16 |
DisclosureSEC source: 0000091142-19-000020 · edgar.xml · nonDerivative · entry 1 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,384 Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:33 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 22,400 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000017 · edgar.xml · derivative · entry 5 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,430 Underlying: Common Stock · 22,400 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:33 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
GrantRestricted Stock Units · Derivative | 4,910 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000017 · edgar.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,595 Underlying: Common Stock · 4,910 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:35 UTC |
Wheeler Kevin J.President and CEO
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 79,240 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000019 · edgar.xml · derivative · entry 5 Wheeler Kevin J. · CIK 0001566416 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,425 Underlying: Common Stock · 79,240 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:35 UTC |
Wheeler Kevin J.President and CEO
|
GrantRestricted Stock Units · Derivative | 17,360 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000019 · edgar.xml · derivative · entry 4 Wheeler Kevin J. · CIK 0001566416 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,970 Underlying: Common Stock · 17,360 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:34 UTC |
Warren David RSenior VP & President and GM
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 17,065 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000018 · edgar.xml · derivative · entry 5 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,731 Underlying: Common Stock · 17,065 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:34 UTC |
Warren David RSenior VP & President and GM
|
GrantRestricted Stock Units · Derivative | 3,740 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000018 · edgar.xml · derivative · entry 4 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,640 Underlying: Common Stock · 3,740 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:27 UTC |
Rajendra Ajita GChairman, President & CEO
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 115,440 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · derivative · entry 7 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,120 Underlying: Common Stock · 115,440 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:27 UTC |
Rajendra Ajita GChairman, President & CEO
|
GrantRestricted Stock Unis · Derivative | 25,295 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · derivative · entry 6 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,720 Underlying: Common Stock · 25,295 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:25 UTC |
Martineau Peter RSenior Vice President - CIO
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 8,535 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000013 · edgar.xml · derivative · entry 5 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,208 Underlying: Common Stock · 8,535 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:25 UTC |
Martineau Peter RSenior Vice President - CIO
|
GrantRestricted Stock Units · Derivative | 1,870 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000013 · edgar.xml · derivative · entry 4 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,385 Underlying: Common Stock · 1,870 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:26 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 14,780 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000014 · edgar.xml · derivative · entry 5 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,410 Underlying: Common Stock · 14,780 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:26 UTC |
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
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GrantRestriced Stock Units · Derivative | 3,240 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000014 · edgar.xml · derivative · entry 4 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,560 Underlying: Common Stock · 3,240 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:23 UTC |
KITA JOHN JExecutive Vice President & CFO
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GrantStock Options (Right to Buy) · Derivative | 28,955 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000011 · edgar.xml · derivative · entry 5 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,430 Underlying: Common Stock · 28,955 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:23 UTC |
KITA JOHN JExecutive Vice President & CFO
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GrantRestricted Stock Units · Derivative | 6,345 | $0.00 Strike: $49.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000011 · edgar.xml · derivative · entry 4 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,680 Underlying: Common Stock · 6,345 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:24 UTC |
Lauber Charles TSVP, Strategy & Corporate Dev.
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GrantEmployee Stock Options (Right to Buy) · Derivative | 12,190 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000012 · edgar.xml · derivative · entry 5 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,488 Underlying: Common Stock · 12,190 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:24 UTC |
Lauber Charles TSVP, Strategy & Corporate Dev.
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GrantRestricted Stock Units · Derivative | 2,670 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000012 · edgar.xml · derivative · entry 4 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,515 Underlying: Common Stock · 2,670 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:22 UTC |
Kempken Daniel LVice President and Controller
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GrantEmployee Stock Options (Right to Buy) · Derivative | 5,310 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · derivative · entry 5 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,930 Underlying: Common Stock · 5,310 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:22 UTC |
Kempken Daniel LVice President and Controller
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GrantRestricted Stock Units · Derivative | 1,165 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · derivative · entry 4 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,240 Underlying: Common Stock · 1,165 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:22 UTC |
Kempken Daniel LVice President and Controller
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Exercise / conversionRestricted Stock Units · Derivative | 1,820 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075 Underlying: Common Stock · 1,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,820 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,820 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting person. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:21 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
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GrantEmployee Stock Options (Right to Buy) · Derivative | 5,310 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000009 · edgar.xml · derivative · entry 2 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Underlying: Common Stock · 5,310 shares Expires 2029-02-11 F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:21 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
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GrantRestricted Stock Units · Derivative | 1,165 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000009 · edgar.xml · derivative · entry 1 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 Underlying: Common Stock · 1,165 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:20 UTC |
Heideman Robert JSenior VP, CTO
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GrantStock Options (Right to Buy) · Derivative | 13,865 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · derivative · entry 7 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,379 Underlying: Common Stock · 13,865 shares Expires 2029-02-11 F5 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:20 UTC |
Heideman Robert JSenior VP, CTO
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GrantRestricted Stock Units · Derivative | 3,040 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · derivative · entry 6 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,330 Underlying: Common Stock · 3,040 shares Expires not disclosed F4 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F4 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:19 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
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GrantEmployee Stock Options (Right to Buy) · Derivative | 7,620 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000007 · edgar.xml · derivative · entry 5 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,755 Underlying: Common Stock · 7,620 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:19 UTC |
Goodwin Wallace EPresident & GM, Lochinvar, LLC
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GrantRestricted Stock Units · Derivative | 1,670 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000007 · edgar.xml · derivative · entry 4 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,315 Underlying: Common Stock · 1,670 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:17 UTC |
Ding WeiPresident - A. O. Smith China
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GrantEmployee Stock Options (Right to Buy) · Derivative | 15,390 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000006 · edgar.xml · derivative · entry 5 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,328 Underlying: Common Stock · 15,390 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.