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BROWN RONALD D

Disclosed activity across 2 companies

Tapewire entity
21082
SEC CIK
0001206562

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LSI INDUSTRIES INCLYTS · Entity 5205DirectorAugust 19, 2026August 21, 2026
SMITH A O CORPAOS · Entity 3642DirectorApril 08, 2025April 09, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LSI INDUSTRIES INC

Report date August 19, 2026 · Filed August 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect79,228 Reported balance After 2026-08-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-19 · Grant · Acquired 1,455 · Balance 79,228

F1: Restricted stock units vest one year from grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units vest one year from grant date.

SMITH A O CORP

Report date April 08, 2025 · Filed April 09, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct75,391 Reported balance After 2025-04-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-04-08 · Grant · Acquired 2,468 · Balance 75,391

F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 8, 2025.

F2: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 1,260 units of Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 8, 2025.

F2: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 1,260 units of Restricted Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2026 Filed Aug 21, 2026 20:55 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,455 $24.06 $35,007.30
Disclosure

SEC source: 0000892251-26-000137 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,228

F1 · security: Restricted stock units vest one year from grant date.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:10 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 853 $26.39 $22,510.67
Disclosure

SEC source: 0000892251-26-000075 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,216

F1 · security: Restricted stock units vest one year from grant date.

Read SEC document
July 01, 2026 Filed Jul 13, 2026 20:45 UTC Amendment LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 3,410 $26.39 $89,989.90
Disclosure

SEC source: 0000892251-26-000102 · form4a.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,773

F1 · security: Restricted stock units vest one year from grant date.

F2 · balance_after: This amendment is being filed to amend the Form 4 filed on July 6, 2026, which incorrectly reported an acquisition of 853 common shares instead of 3,410.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 14:45 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,200 $18.75 $22,500.00
Disclosure

SEC source: 0000892251-26-000050 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,363

Read SEC document
January 02, 2026 Filed Jan 6, 2026 17:29 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,218 $18.47 $22,496.46
Disclosure

SEC source: 0000892251-26-000026 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,163

Read SEC document
October 01, 2025 Filed Oct 3, 2025 12:46 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 948 $23.73 $22,496.04
Disclosure

SEC source: 0000892251-25-000187 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,945

Read SEC document
July 01, 2025 Filed Jul 2, 2025 16:27 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,305 $17.24 $22,498.20
Disclosure

SEC source: 0000892251-25-000041 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,997

Read SEC document
April 08, 2025 Filed Apr 9, 2025 17:49 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,468 $60.78 Strike: $0.00 $150,005.04
Disclosure

SEC source: 0000091142-25-000053 · wk-form4_1744220984.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,391

Underlying: Common Stock · 2,468 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 8, 2025.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 1,260 units of Restricted Stock Units.

Read SEC document
April 02, 2025 Filed Apr 2, 2025 20:18 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,080 $17.36 $18,748.80
Disclosure

SEC source: 0000892251-25-000020 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,692

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:14 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 968 $19.37 $18,750.16
Disclosure

SEC source: 0000892251-25-000002 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,612

Read SEC document
October 02, 2024 Filed Oct 2, 2024 19:05 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,162 $16.13 $18,743.06
Disclosure

SEC source: 0000892251-24-000097 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,644

Read SEC document
July 30, 2024 Filed Jul 31, 2024 16:06 UTC SMITH A O CORP AOS · Entity 3642 GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0000091142-24-000155 · wk-form4_1722441970.xml · nonDerivative · entry 2

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Gift

Read SEC document
July 30, 2024 Filed Jul 31, 2024 16:06 UTC SMITH A O CORP AOS · Entity 3642 SaleCommon Stock 3,631 $85.67 $311,071.40
Disclosure

SEC source: 0000091142-24-000155 · wk-form4_1722441970.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
July 02, 2024 Filed Jul 3, 2024 13:07 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,334 $14.06 $18,756.04
Disclosure

SEC source: 0000892251-24-000066 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,482

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:24 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,626 $86.14 Strike: $0.00 $140,063.64
Disclosure

SEC source: 0000091142-24-000106 · wk-form4_1712780647.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,663

Underlying: Common Stock · 1,626 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 9, 2024.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 1,462 units of Restricted Stock Units.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 16:32 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,234 $15.20 $18,756.80
Disclosure

SEC source: 0000892251-24-000042 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,148

Read SEC document
January 03, 2024 Filed Jan 5, 2024 19:32 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,354 $13.85 $18,752.90
Disclosure

SEC source: 0000892251-24-000018 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,914

F1 · balance_after: Amount adjusted for prior over-reporting of 181 shares.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 17:45 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,187 $15.80 $18,754.60
Disclosure

SEC source: 0000892251-23-000152 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,741

Read SEC document
July 05, 2023 Filed Jul 7, 2023 19:45 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Shares 1,493 $12.56 $18,752.08
Disclosure

SEC source: 0000892251-23-000081 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,554

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:36 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,126 $65.86 Strike: $0.00 $140,018.36
Disclosure

SEC source: 0000091142-23-000044 · wf-form4_168140378462064.xml · derivative · entry 2

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,575

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 11, 2023.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 927 units of Restricted Stock Units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 18:38 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 1,151 $14.12 $16,252.12
Disclosure

SEC source: 0000892251-23-000015 · form4.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,061

Read SEC document
January 03, 2023 Filed Jan 5, 2023 13:50 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 1,328 $12.29 $16,321.12
Disclosure

SEC source: 0001567619-23-000399 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,910

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:35 UTC SMITH A O CORP AOS · Entity 3642 SaleCommon Stock 4,165 $60.48 $251,902.53
Disclosure

SEC source: 0000091142-22-000105 · wf-form4_166846167505886.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.26 to $60.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:28 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,113 $7.69 $16,248.97
Disclosure

SEC source: 0001567619-22-018105 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,582

F1 · balance_after: This amount includes 207 additional shares issued on July 1, 2022 at $6.03 per share that were not previously reported due to administrative error.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:02 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 181 $6.90 $1,248.90
Disclosure

SEC source: 0001567619-22-016484 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,262

Read SEC document
July 01, 2022 Filed Jul 5, 2022 17:49 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,488 $6.03 $15,002.64
Disclosure

SEC source: 0001567619-22-013637 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,081

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:04 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,160 $64.82 Strike: $0.00 $140,011.20
Disclosure

SEC source: 0000091142-22-000050 · wf-form4_164987662531648.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,522

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 12, 2022.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 682 units of Restricted Stock Units.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:02 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,534 $5.92 $15,001.28
Disclosure

SEC source: 0001567619-22-007954 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,593

Read SEC document
January 03, 2022 Filed Jan 5, 2022 14:03 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,177 $6.89 $14,999.53
Disclosure

SEC source: 0001567619-22-000418 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,059

Read SEC document
November 01, 2021 Filed Nov 1, 2021 19:37 UTC SMITH A O CORP AOS · Entity 3642 SaleCommon Stock 15,000 $74.41 $1,116,135.00
Disclosure

SEC source: 0000091142-21-000144 · wf-form4_163579543534291.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,896

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $74.405 to $74.43. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 16:55 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 1,847 $8.12 $14,997.64
Disclosure

SEC source: 0001567619-21-017788 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,882

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:34 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 142 $0.00 Strike: $70.86 $0.00
Disclosure

SEC source: 0000091142-21-000107 · edgar.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,680

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on July 12, 2021.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 219 units of Restricted Stock Units.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 13:56 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 1,926 $7.79 $15,003.54
Disclosure

SEC source: 0001567619-21-012966 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,035

Read SEC document
May 03, 2021 Filed May 4, 2021 20:47 UTC SMITH A O CORP AOS · Entity 3642 SaleCommon Stock 12,000 $68.71 $824,487.60
Disclosure

SEC source: 0001567619-21-008987 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,896

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.70 to $68.845. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 19:09 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,922 $0.00 Strike: $67.67 $0.00
Disclosure

SEC source: 0000091142-21-000060 · edgar.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,319

Underlying: Common Stock · 1,922 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2021.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,156 units of Restricted Stock Units.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 14:39 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 1,678 $8.94 $15,001.32
Disclosure

SEC source: 0001567619-21-007423 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,109

Read SEC document
January 04, 2021 Filed Jan 5, 2021 16:17 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 1,854 $8.09 $14,998.86
Disclosure

SEC source: 0001567619-21-000150 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,431

Read SEC document
October 01, 2020 Filed Oct 2, 2020 17:51 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,209 $6.79 $14,999.11
Disclosure

SEC source: 0001567619-20-017413 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,577

Read SEC document
July 01, 2020 Filed Jul 10, 2020 14:16 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,423 $6.19 $14,998.37
Disclosure

SEC source: 0001567619-20-013132 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,368

F1 · date: Late filing due to administrative error.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 12:57 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 3,249 $0.00 Strike: $40.02 $0.00
Disclosure

SEC source: 0000091142-20-000031 · edgar.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,241

Underlying: Common Stock · 3,249 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 15, 2020.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 844 units of Restricted Stock Units.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 16:19 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 4,274 $3.51 $15,001.74
Disclosure

SEC source: 0001567619-20-007361 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,945

Read SEC document
January 02, 2020 Filed Jan 3, 2020 19:03 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,463 $6.09 $14,999.67
Disclosure

SEC source: 0001567619-20-000245 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,671

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October 01, 2019 Filed Oct 2, 2019 19:56 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,994 $5.01 $14,999.94
Disclosure

SEC source: 0001567619-19-019052 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,208

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July 08, 2019 Filed Jul 10, 2019 20:08 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 55 $0.00 Strike: $45.88 $0.00
Disclosure

SEC source: 0000091142-19-000039 · edgar.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,148

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on July 8, 2019.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 241 units of Restricted Stock Units.

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July 01, 2019 Filed Jul 2, 2019 18:56 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 4,132 $3.63 $14,999.16
Disclosure

SEC source: 0001567619-19-014248 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,214

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May 02, 2019 Filed May 2, 2019 16:38 UTC SMITH A O CORP AOS · Entity 3642 SaleCommon Stock 8,000 $52.45 $419,601.60
Disclosure

SEC source: 0000091142-19-000031 · edgar.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,896

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.14 to $52.72. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

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April 09, 2019 Filed Apr 10, 2019 21:11 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,299 $0.00 Strike: $54.38 $0.00
Disclosure

SEC source: 0000091142-19-000021 · edgar.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,852

Underlying: Common Stock · 2,299 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2019.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 797 units of Restricted Stock Units.

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April 01, 2019 Filed Apr 3, 2019 13:20 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 5,769 $2.60 $14,999.40
Disclosure

SEC source: 0001567619-19-008252 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,082

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January 02, 2019 Filed Jan 3, 2019 21:12 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 4,087 $3.67 $14,999.29
Disclosure

SEC source: 0001567619-19-000274 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,313

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December 13, 2018 Filed Dec 14, 2018 21:17 UTC LSI INDUSTRIES INC LYTS · Entity 5205 GrantCommon Stock 2,226 $4.11 $9,148.86
Disclosure

SEC source: 0001567619-18-008012 · doc1.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,226

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.