Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | SVP; President, Lochinvar, LLC | February 11, 2022 | February 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 11, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,892 |
Ending reported balance
After 2022-02-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-11 · Exercise / conversion · Acquired 1,670 · Balance 18,550 F1: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Row 2 · 2022-02-11 · Tax withholding · Disposed 658 · Balance 17,892 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $71.72 | Direct | 4,465 |
Reported balance
After 2022-02-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-11 · Exercise / conversion · Disposed 1,670 · Balance 4,465 F1: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2022 Filed Feb 15, 2022 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,670 | $0.00 Strike: $71.72 | $0.00 |
DisclosureSEC source: 0000091142-22-000041 · wf-form4_164495590358816.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,465 Underlying: Common Stock · 1,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F1 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 658 | $71.72 | $47,188.47 |
DisclosureSEC source: 0000091142-22-000041 · wf-form4_164495590358816.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,892 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,670 | $71.72 | $119,764.05 |
DisclosureSEC source: 0000091142-22-000041 · wf-form4_164495590358816.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:47 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,165 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000007 · wf-form4_164443604097015.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,135 Underlying: Common Stock · 1,165 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:47 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 4,920 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000007 · wf-form4_164443604097015.xml · derivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,490 Underlying: Common Stock · 4,920 shares Expires 2032-02-07 F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:49 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,595 | $69.80 | $111,331.00 |
DisclosureSEC source: 0001567619-21-008989 · doc1.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,255 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| May 03, 2021 Filed May 11, 2021 21:02 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,595 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000087 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,570 Underlying: Common Stock · 1,595 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| May 03, 2021 Filed May 11, 2021 21:02 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,595 | $69.80 | $111,331.00 |
DisclosureSEC source: 0000091142-21-000087 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| May 03, 2021 Filed May 11, 2021 21:02 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,595 | $17.46 | $27,851.89 |
DisclosureSEC source: 0000091142-21-000087 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 19:29 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,505 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · derivative · entry 6 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,165 Underlying: Common Stock · 1,505 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 19:29 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,505 | $69.84 | $105,110.25 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 4 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.80 to $69.95. The reporting person has provided to the issuer, and will provide to any security holder of issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 19:29 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,505 | $17.46 | $26,280.31 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 15:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000054 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,970 Underlying: Common Stock · 2,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 15:20 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,000 | $70.00 | $140,000.00 |
DisclosureSEC source: 0000091142-21-000054 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 15:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,000 | $17.46 | $34,924.00 |
DisclosureSEC source: 0000091142-21-000054 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Good is a participant in the A. O. Smith Dividend Reinvestment Plan ("Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 12 shares of Common Stock. Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 19:29 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,300 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · derivative · entry 5 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,670 Underlying: Common Stock · 5,300 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 19:29 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 5,300 | $69.97 | $370,827.75 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.80 to $70.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 19:29 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,300 | $17.46 | $92,548.60 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Goodwin s a participant in the A. O. Smith Dividend Reinvestment Plan ("Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 12 shares of Common Stock. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:46 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 Strike: $60.65 | $0.00 |
DisclosureSEC source: 0000091142-21-000028 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,970 Underlying: Common Stock · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,200 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,200 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,200 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,200 shares of Common Stock to the reporting person. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:46 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 473 | $60.65 | $28,687.45 |
DisclosureSEC source: 0000091142-21-000028 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,838 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:46 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,200 | $60.65 | $72,780.00 |
DisclosureSEC source: 0000091142-21-000028 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,311 F1 · shares: 1,200 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,200 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,355 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000008 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP, Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,170 Underlying: Common Stock · 1,355 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 5,890 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000008 · edgar.xml · derivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP, Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,970 Underlying: Common Stock · 5,890 shares Expires 2031-02-08 F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 20:49 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-20-000053 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,080 Underlying: Common Stock · 4,800 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 20:49 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 4,800 | $57.50 | $276,000.00 |
DisclosureSEC source: 0000091142-20-000053 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 20:49 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,800 | $11.49 | $55,166.40 |
DisclosureSEC source: 0000091142-20-000053 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 18:49 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-20-000052 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,880 Underlying: Common Stock · 4,800 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 18:49 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 4,800 | $55.00 | $264,000.00 |
DisclosureSEC source: 0000091142-20-000052 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 18:49 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,800 | $11.49 | $55,166.40 |
DisclosureSEC source: 0000091142-20-000052 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 14:39 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,600 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0000091142-20-000051 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,680 Underlying: Common Stock · 5,600 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2012. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 14:39 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 5,600 | $52.28 | $292,760.72 |
DisclosureSEC source: 0000091142-20-000051 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,098 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $51.77 to $52.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| September 22, 2020 Filed Sep 23, 2020 14:39 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,600 | $10.78 | $60,362.40 |
DisclosureSEC source: 0000091142-20-000051 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 43 shares of Common Stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:39 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,445 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000021 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,815 Underlying: Common Stock · 1,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,445 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,445 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,445 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,445 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,445 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,445 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:39 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 569 | $43.96 | $25,013.24 |
DisclosureSEC source: 0000091142-20-000021 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,055 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:39 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,445 | $43.96 | $63,522.20 |
DisclosureSEC source: 0000091142-20-000021 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,624 F1 · shares: 1,445 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,445 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,445 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:03 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,945 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000006 · edgar.xml · derivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,260 Underlying: Common Stock · 1,945 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:03 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 10,125 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000006 · edgar.xml · derivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,280 Underlying: Common Stock · 10,125 shares Expires 2030-02-10 F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 17:50 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,600 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0000091142-20-000001 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,155 Underlying: Common Stock · 6,600 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2011. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 17:50 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 6,600 | $42.92 | $283,240.32 |
DisclosureSEC source: 0000091142-20-000001 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,179 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.60 to $43.53. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 17:50 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,600 | $6.98 | $46,087.80 |
DisclosureSEC source: 0000091142-20-000001 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 49 shares of Common Stock. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:19 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,620 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000007 · edgar.xml · derivative · entry 5 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,755 Underlying: Common Stock · 7,620 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:19 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,670 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000007 · edgar.xml · derivative · entry 4 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,315 Underlying: Common Stock · 1,670 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:19 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,190 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000007 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 Underlying: Common Stock · 2,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,190 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,190 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:19 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 843 | $48.72 | $41,070.96 |
DisclosureSEC source: 0000091142-19-000007 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,130 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:19 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,190 | $48.72 | $106,696.80 |
DisclosureSEC source: 0000091142-19-000007 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,973 F1 · shares: 2,190 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:01 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 13,200 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0000091142-19-000001 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,135 Underlying: Common Stock · 13,200 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2010. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:01 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 13,200 | $50.02 | $660,244.20 |
DisclosureSEC source: 0000091142-19-000001 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,783 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.00 to $50.08. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:01 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 13,200 | $4.75 | $62,713.20 |
DisclosureSEC source: 0000091142-19-000001 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · President & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 147 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.