Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | Director | April 15, 2020 | April 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date April 15, 2020 · Filed April 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.02 | Direct | 22,939 |
Reported balance
After 2020-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-15 · Grant · Acquired 3,249 · Balance 22,939 F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 15, 2020. F2: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 307 units of Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 15, 2020.
F2: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.
F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 307 units of Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2020 Filed Apr 17, 2020 12:58 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,249 | $0.00 Strike: $40.02 | $0.00 |
DisclosureSEC source: 0000091142-20-000032 · edgar.xml · derivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,939 Underlying: Common Stock · 3,249 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 15, 2020. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 307 units of Restricted Stock Units. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 20:13 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 55 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0000091142-19-000040 · edgar.xml · derivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,383 Underlying: Common Stock · 55 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on July 8, 2019. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 78 units of Restricted Stock Units. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:12 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,299 | $0.00 Strike: $54.38 | $0.00 |
DisclosureSEC source: 0000091142-19-000022 · edgar.xml · derivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,250 Underlying: Common Stock · 2,299 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2019. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 257 units of Restricted Stock Units. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 20:52 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,970 | $0.00 Strike: $63.48 | $0.00 |
DisclosureSEC source: 0000091142-18-000036 · edgar.xml · derivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,694 Underlying: Common Stock · 1,970 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2018. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 40 units of Restricted Stock Units. Read SEC document |
| February 01, 2018 Filed Feb 1, 2018 19:31 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 17,856 | $66.50 | $1,187,424.00 |
DisclosureSEC source: 0000091142-18-000002 · edgar.xml · nonDerivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.50 to $66.61. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 19:27 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 17,856 | $0.00 Strike: $62.19 | $0.00 |
DisclosureSEC source: 0000091142-18-000001 · edgar.xml · derivative · entry 2 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,684 Underlying: Common Stock · 17,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.underlying_shares: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F2 · balance_after: The Restricted Stock Units that William P. Greubel has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 379 Restricted Stock Units. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 19:27 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 17,856 | $62.19 | $1,110,464.64 |
DisclosureSEC source: 0000091142-18-000001 · edgar.xml · nonDerivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,856 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 19:56 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,509 | $0.00 Strike: $49.83 | $0.00 |
DisclosureSEC source: 0000091142-17-000046 · edgar.xml · derivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,161 Underlying: Common Stock · 2,509 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 13, 2017. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 17:56 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 17,621 | $49.00 | $863,429.00 |
DisclosureSEC source: 0000091142-17-000008 · edgar.xml · nonDerivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:52 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 17,621 | $0.00 Strike: $47.92 | $0.00 |
DisclosureSEC source: 0000091142-17-000001 · edgar.xml · derivative · entry 2 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,652 Underlying: Common Stock · 17,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F1 · derivative.underlying_shares: The Plan permits the participant to defer the receipt of the award. Mr Greubel's elected a deferral until 01/01/2014 with a distribution over five years. F2 · balance_after: The Restricted Stock Units that William P. Greubel has deferred receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 178 Restricted Stock Units. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 23,577 additional Restricted Stock Units. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:52 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 17,621 | $47.92 | $844,398.32 |
DisclosureSEC source: 0000091142-17-000001 · edgar.xml · nonDerivative · entry 1 GREUBEL WILLIAM P · CIK 0001244813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,621 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.