Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | Senior Vice President - CIO | February 10, 2020 | February 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 10, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.39 · Expires 2030-02-10 | Direct | 37,358 |
Reported balance
After 2020-02-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-10 · Grant · Acquired 12,150 · Balance 37,358 F1: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $42.39 | Direct | 6,720 |
Reported balance
After 2020-02-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-10 · Grant · Acquired 2,335 · Balance 6,720 F2: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.
F2: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 20:09 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,335 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000012 · edgar.xml · derivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,720 Underlying: Common Stock · 2,335 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:09 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 12,150 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000012 · edgar.xml · derivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,358 Underlying: Common Stock · 12,150 shares Expires 2030-02-10 F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:25 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 8,535 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000013 · edgar.xml · derivative · entry 5 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,208 Underlying: Common Stock · 8,535 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:25 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,870 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000013 · edgar.xml · derivative · entry 4 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,385 Underlying: Common Stock · 1,870 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,820 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000013 · edgar.xml · derivative · entry 3 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,515 Underlying: Common · 1,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,820 Restricted Stock Units were granted on February 8, 2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on February 8, 2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting Person. F1 · derivative.expiration_date: 1,820 Restricted Stock Units were granted on February 8, 2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on February 8, 2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting Person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:25 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 813 | $48.72 | $39,609.36 |
DisclosureSEC source: 0000091142-19-000013 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,220 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:25 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,820 | $48.72 | $88,670.40 |
DisclosureSEC source: 0000091142-19-000013 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,033 F1 · shares: 1,820 Restricted Stock Units were granted on February 8, 2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on February 8, 2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting Person. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:29 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000016 · edgar.xml · derivative · entry 5 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,673 Underlying: Common Stock · 5,000 shares Expires 2028-02-12 F3 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:29 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,200 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000016 · edgar.xml · derivative · entry 4 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,335 Underlying: Common Stock · 1,200 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:29 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 652 | $60.11 | $39,191.72 |
DisclosureSEC source: 0000091142-18-000016 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:29 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,460 | $60.11 | $87,760.60 |
DisclosureSEC source: 0000091142-18-000016 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 22:29 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,460 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000016 · edgar.xml · derivative · entry 3 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,135 Underlying: Common · 1,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,460 Restricted Stock Units were granted on February 9, 2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,460 Restricted Stock Units vested on February 9, 2018. As a result of vesting, the Company is obligated to deliver 1,460 shares of Common Stock to the reporting Person. F1 · derivative.expiration_date: 1,460 Restricted Stock Units were granted on February 9, 2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,460 Restricted Stock Units vested on February 9, 2018. As a result of vesting, the Company is obligated to deliver 1,460 shares of Common Stock to the reporting Person. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 21:38 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 9,723 | $59.02 | $573,809.65 |
DisclosureSEC source: 0000091142-17-000072 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,405 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,434 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 11 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,673 Underlying: Common Stock · 2,434 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,493 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 10 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,107 Underlying: Common Stock · 3,493 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,140 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 9 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600 Underlying: Common Stock · 5,140 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,800 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 8 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,740 Underlying: Common Stock · 6,800 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,400 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 7 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,540 Underlying: Common Stock · 4,400 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 22,267 | $59.33 | $1,321,087.75 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 6 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,128 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,434 | $31.67 | $77,084.78 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 5 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,493 | $30.77 | $107,462.15 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 4 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,140 | $23.24 | $119,427.90 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 3 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,800 | $17.46 | $118,741.60 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,400 | $11.49 | $50,569.20 |
DisclosureSEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 22:11 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 7,500 | $50.59 | $379,460.25 |
DisclosureSEC source: 0000091142-17-000039 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,128 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:50 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,315 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000033 · edgar.xml · derivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,595 Underlying: Common Stock · 1,315 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:50 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 5,060 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000033 · edgar.xml · derivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,940 Underlying: Common Stock · 5,060 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:57 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,830 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000016 · edgar.xml · derivative · entry 3 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,280 Underlying: Common · 1,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,830 Restricted Stock Units were granted on February 10, 2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on February 10, 2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting Person. F1 · derivative.expiration_date: 1,830 Restricted Stock Units were granted on February 10, 2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on February 10, 2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting Person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,555 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:57 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 598 | $49.86 | $29,816.28 |
DisclosureSEC source: 0000091142-17-000016 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:57 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,830 | $49.86 | $91,243.80 |
DisclosureSEC source: 0000091142-17-000016 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Mar 6, 2017 20:37 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 598 | $49.86 | $29,816.28 |
DisclosureSEC source: 0000091142-17-000042 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,628 Read SEC document |
| February 10, 2017 Filed Mar 6, 2017 20:37 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,830 | $49.86 | $91,243.80 |
DisclosureSEC source: 0000091142-17-000042 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 9,698 additional shares of Common Stock. Read SEC document |
| May 27, 2016 Filed Mar 6, 2017 20:21 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 3,800 | $83.10 | $315,775.44 |
DisclosureSEC source: 0000091142-17-000041 · edgar.xml · nonDerivative · entry 3 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,698 Read SEC document |
| May 27, 2016 Filed Mar 6, 2017 20:21 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,000 | $22.99 | $22,985.00 |
DisclosureSEC source: 0000091142-17-000041 · edgar.xml · nonDerivative · entry 2 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2016 Filed Mar 6, 2017 20:21 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,800 | $21.56 | $60,362.40 |
DisclosureSEC source: 0000091142-17-000041 · edgar.xml · nonDerivative · entry 1 Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.