Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | President - A. O. Smith China | February 13, 2020 | February 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 13, 2020 · Filed February 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,528 |
Ending reported balance
After 2020-02-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-13 · Grant · Acquired 2,895 · Balance 11,668 F1: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. Row 2 · 2020-02-13 · Tax withholding · Disposed 1,140 · Balance 10,528 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $43.96 | Direct | 5,935 |
Reported balance
After 2020-02-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-13 · Exercise / conversion · Disposed 2,895 · Balance 5,935 F1: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2020 Filed Feb 18, 2020 14:37 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,895 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000020 · edgar.xml · derivative · entry 3 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,935 Underlying: Common Stock · 2,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:37 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,140 | $43.96 | $50,114.40 |
DisclosureSEC source: 0000091142-20-000020 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,528 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:37 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,895 | $43.96 | $127,264.20 |
DisclosureSEC source: 0000091142-20-000020 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 F1 · shares: 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:17 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 15,390 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000006 · edgar.xml · derivative · entry 5 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,328 Underlying: Common Stock · 15,390 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:17 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,370 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000006 · edgar.xml · derivative · entry 4 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,830 Underlying: Common Stock · 3,370 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:17 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,580 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000006 · edgar.xml · derivative · entry 3 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,460 Underlying: Common Stock · 4,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:17 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,882 | $48.72 | $91,691.04 |
DisclosureSEC source: 0000091142-19-000006 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,623 F2 · balance_after: Mr. Ding is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 72 shares of Common Stock. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:17 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 4,580 | $48.72 | $223,137.60 |
DisclosureSEC source: 0000091142-19-000006 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,433 F1 · shares: 4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 21:03 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,143 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-18-000027 · edgar.xml · derivative · entry 5 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,938 Underlying: Common Stock · 6,143 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 21:03 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,630 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-18-000027 · edgar.xml · derivative · entry 4 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,081 Underlying: Common Stock · 5,630 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 21:03 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 11,773 | $65.29 | $768,676.83 |
DisclosureSEC source: 0000091142-18-000027 · edgar.xml · nonDerivative · entry 3 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,853 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.07 to $65.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 21:03 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,143 | $31.67 | $194,548.81 |
DisclosureSEC source: 0000091142-18-000027 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 21:03 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,630 | $30.77 | $173,206.95 |
DisclosureSEC source: 0000091142-18-000027 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:22 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 10,660 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000011 · edgar.xml · derivative · entry 5 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,711 Underlying: Common Stock · 10,660 shares Expires 2028-02-12 F4 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:22 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,565 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000011 · edgar.xml · derivative · entry 4 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,040 Underlying: Common Stock · 2,565 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F3 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:22 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,710 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000011 · edgar.xml · derivative · entry 3 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,475 Underlying: Common Stock · 4,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,710 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,710 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 4,710 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,710 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,710 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 4,710 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:22 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,918 | $60.11 | $115,290.98 |
DisclosureSEC source: 0000091142-18-000011 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,853 F2 · balance_after: Mr. Ding is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 22 shares of Common Stock. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:22 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,710 | $60.11 | $283,118.10 |
DisclosureSEC source: 0000091142-18-000011 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · President - A. O. Smith China 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,710 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,710 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 4,710 shares of Common Stock to the reporting person. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,144 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-17-000038 · edgar.xml · derivative · entry 7 Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,051 Underlying: Common Stock · 6,144 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 11,260 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-17-000038 · edgar.xml · derivative · entry 6 Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,195 Underlying: Common Stock · 11,260 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000038 · edgar.xml · derivative · entry 5 Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,455 Underlying: Common Stock · 4,000 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:41 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 21,404 | $51.10 | $1,093,669.49 |
DisclosureSEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 4 Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,039 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,144 | $31.67 | $194,580.48 |
DisclosureSEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 3 Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 11,260 | $30.77 | $346,413.90 |
DisclosureSEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:41 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,000 | $23.24 | $92,940.00 |
DisclosureSEC source: 0000091142-17-000038 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · Pres. AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:43 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,895 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000028 · edgar.xml · derivative · entry 2 Ding Wei · CIK 0001566652 · Pres. AOSCIC, Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,185 Underlying: Common Stock · 2,895 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:43 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 11,135 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000028 · edgar.xml · derivative · entry 1 Ding Wei · CIK 0001566652 · Pres. AOSCIC, Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,455 Underlying: Common Stock · 11,135 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:17 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,300 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000011 · edgar.xml · derivative · entry 3 Ding Wei · CIK 0001566652 · Pres.AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,290 Underlying: Common Stock · 4,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,300 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,300 shares of Common Stock to the reporting person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 6,795 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:17 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,261 | $49.86 | $62,873.46 |
DisclosureSEC source: 0000091142-17-000011 · edgar.xml · nonDerivative · entry 2 Ding Wei · CIK 0001566652 · Pres.AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,039 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:17 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,300 | $49.86 | $214,398.00 |
DisclosureSEC source: 0000091142-17-000011 · edgar.xml · nonDerivative · entry 1 Ding Wei · CIK 0001566652 · Pres.AOSCIC; Manager AOSCWHC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,300 shares of Common Stock to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.