Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | Senior VP & President and GM | February 12, 2024 | March 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 12, 2024 · Filed March 05, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,635 |
Reported balance
After 2024-02-12 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-02-12 · Grant · Acquired 5,000 · Balance 13,635 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2024 Filed Feb 14, 2024 22:11 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 4,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000069 · wk-form4_1707948679.xml · derivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,510 Underlying: Common Stock · 4,875 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. Read SEC document |
| February 12, 2024 Filed Mar 5, 2024 18:57 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000091 · wk-form4a_1709665025.xml · derivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,635 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:32 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000037 · wk-form4_1707517936.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F4 · balance_after: David Warren beneficially owns 8,635 restricted stock units that have not yet vested. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:32 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,511 | $80.28 | $121,295.53 |
DisclosureSEC source: 0000091142-24-000037 · wk-form4_1707517936.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,228 F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:32 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000037 · wk-form4_1707517936.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:48 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 5,510 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000037 · wf-form4_167649407352456.xml · derivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,270 Underlying: Common Stock · 5,510 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000015 · wf-form4_167639512491801.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,760 Underlying: Common Stock · 4,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,928 | $65.80 | $126,862.40 |
DisclosureSEC source: 0000091142-23-000015 · wf-form4_167639512491801.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,104 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:19 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000015 · wf-form4_167639512491801.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:08 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,740 | $0.00 Strike: $71.72 | $0.00 |
DisclosureSEC source: 0000091142-22-000030 · wf-form4_164495569062691.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,430 Underlying: Common Stock · 3,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:08 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,472 | $71.72 | $105,564.48 |
DisclosureSEC source: 0000091142-22-000030 · wf-form4_164495569062691.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,362 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:08 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,740 | $71.72 | $268,214.10 |
DisclosureSEC source: 0000091142-22-000030 · wf-form4_164495569062691.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:49 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000011 · wf-form4_164443614700973.xml · derivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,170 Underlying: Common Stock · 3,125 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:49 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 13,190 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000011 · wf-form4_164443614700973.xml · derivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,604 Underlying: Common Stock · 13,190 shares Expires 2032-02-07 F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 8,099 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 11 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,414 Underlying: Common Stock · 8,099 shares Expires 2030-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 11,377 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 10 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,513 Underlying: Common Stock · 11,377 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,710 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 9 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,890 Underlying: Common Stock · 5,710 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,492 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 8 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,600 Underlying: Common Stock · 3,492 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,714 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 7 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,092 Underlying: Common Stock · 1,714 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 30,392 | $70.79 | $2,151,385.86 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 6 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,094 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.69 to $70.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 8,099 | $42.39 | $343,316.61 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 5 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 11,377 | $49.42 | $562,251.34 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 4 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,710 | $31.67 | $180,835.70 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,492 | $30.77 | $107,431.38 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,714 | $23.24 | $39,824.79 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:56 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,925 | $0.00 Strike: $60.65 | $0.00 |
DisclosureSEC source: 0000091142-21-000036 · edgar.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,045 Underlying: Common Stock · 1,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,925 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,925 Restrited Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,925 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,925 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,925 Restrited Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,925 shares of Common Stock to the reporting person. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:56 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 758 | $60.65 | $45,972.70 |
DisclosureSEC source: 0000091142-21-000036 · edgar.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,094 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:56 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,925 | $60.65 | $116,751.25 |
DisclosureSEC source: 0000091142-21-000036 · edgar.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,852 F1 · shares: 1,925 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,925 Restrited Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,925 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:10 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,635 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000019 · edgar.xml · derivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,970 Underlying: Common Stock · 3,635 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:10 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 15,780 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000019 · edgar.xml · derivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 Underlying: Common Stock · 15,780 shares Expires 2031-02-08 F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:54 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 975 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000029 · edgar.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,335 Underlying: Common Stock · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 975 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 975 Restrited Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 975 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 975 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 975 Restrited Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 975 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:54 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 384 | $43.96 | $16,880.64 |
DisclosureSEC source: 0000091142-20-000029 · edgar.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,927 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:54 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 975 | $43.96 | $42,861.00 |
DisclosureSEC source: 0000091142-20-000029 · edgar.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,311 F1 · shares: 975 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 975 Restrited Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 975 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:14 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 4,670 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000016 · edgar.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,310 Underlying: Common Stock · 4,670 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:14 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 24,295 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000016 · edgar.xml · derivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,026 Underlying: Common Stock · 24,295 shares Expires 2030-02-10 F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:34 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 17,065 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000018 · edgar.xml · derivative · entry 5 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,731 Underlying: Common Stock · 17,065 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:34 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,740 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000018 · edgar.xml · derivative · entry 4 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,640 Underlying: Common Stock · 3,740 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:34 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,420 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000018 · edgar.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Underlying: Common Stock · 1,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,420 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,420 Restrited Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,420 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,420 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,420 Restrited Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,420 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:34 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 635 | $48.72 | $30,937.20 |
DisclosureSEC source: 0000091142-19-000018 · edgar.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:34 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,420 | $48.72 | $69,182.40 |
DisclosureSEC source: 0000091142-19-000018 · edgar.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963 F1 · shares: 1,420 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,420 Restrited Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,420 shares of Common Stock to the reporting person. F2 · balance_after: Mr. Warren was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 2 shares of Common Stock. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:36 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,995 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000021 · edgar.xml · derivative · entry 5 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,666 Underlying: Common Stock · 7,995 shares Expires 2028-02-12 F4 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:36 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,925 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000021 · edgar.xml · derivative · entry 4 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,320 Underlying: Common Stock · 1,925 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F3 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:36 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,460 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000021 · edgar.xml · derivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,395 Underlying: Common Stock · 1,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,460 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,460 Restrited Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,460 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,460 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,460 Restrited Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,460 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:36 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 652 | $60.11 | $39,191.72 |
DisclosureSEC source: 0000091142-18-000021 · edgar.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,541 F2 · balance_after: Mr. Warren was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 3 shares of Common Stock. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:36 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,460 | $60.11 | $87,760.60 |
DisclosureSEC source: 0000091142-18-000021 · edgar.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.