Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | SVP, Global Operations | February 16, 2021 | February 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 16, 2021 · Filed February 18, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,021 |
Reported balance
After 2021-02-16 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-02-16 · Gift · Disposed 900 · Balance 4,021 F1: Gift |
Filing footnotes · ownership attribution and instrument terms
F1: Gift
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2021 Filed Feb 18, 2021 15:53 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091142-21-000039 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,021 F1 · price: Gift Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:45 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,850 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-21-000027 · edgar.xml · derivative · entry 6 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,125 Underlying: Common Stock · 4,850 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options wre granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:45 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,415 | $0.00 Strike: $60.65 | $0.00 |
DisclosureSEC source: 0000091142-21-000027 · edgar.xml · derivative · entry 5 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 Underlying: Common Stock · 1,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1,415 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,415 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,415 shares of Common Stock to the reporting person. F2 · derivative.expiration_date: 1,415 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,415 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,415 shares of Common Stock to the reporting person. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:45 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 4,850 | $60.22 | $292,063.61 |
DisclosureSEC source: 0000091142-21-000027 · edgar.xml · nonDerivative · entry 4 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,921 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.14 to $60.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:45 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,850 | $31.67 | $153,599.50 |
DisclosureSEC source: 0000091142-21-000027 · edgar.xml · nonDerivative · entry 3 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:45 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 557 | $60.65 | $33,782.05 |
DisclosureSEC source: 0000091142-21-000027 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,921 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:45 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,415 | $60.65 | $85,819.75 |
DisclosureSEC source: 0000091142-21-000027 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,478 F2 · shares: 1,415 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,415 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,415 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:22 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,735 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000007 · edgar.xml · derivative · entry 3 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,645 Underlying: Common Stock · 1,735 shares Expires not disclosed F4 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024. F4 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:22 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,535 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000007 · edgar.xml · derivative · entry 2 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,975 Underlying: Common Stock · 7,535 shares Expires 2031-02-08 F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
| June 04, 2020 Filed Feb 10, 2021 21:22 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000007 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,063 F1 · price: Gift F2 · balance_after: Mr. Dana was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and received a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:35 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000019 · edgar.xml · derivative · entry 3 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 Underlying: Common Stock · 1,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,580 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,580 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,580 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,580 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,580 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,580 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:35 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 622 | $43.96 | $27,343.12 |
DisclosureSEC source: 0000091142-20-000019 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,958 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:35 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,580 | $43.96 | $69,456.80 |
DisclosureSEC source: 0000091142-20-000019 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,580 F1 · shares: 1,580 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,580 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,580 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:00 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,490 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000004 · edgar.xml · derivative · entry 3 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,490 Underlying: Common Stock · 2,490 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:00 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 12,960 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000004 · edgar.xml · derivative · entry 2 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,440 Underlying: Common Stock · 12,960 shares Expires 2030-02-10 F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,700 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · derivative · entry 5 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 Underlying: Common Stock · 6,700 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,570 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · derivative · entry 4 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,180 Underlying: Common Stock · 2,570 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 9,010 | $52.76 | $475,348.68 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · nonDerivative · entry 3 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,225 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.32 to $52.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,700 | $30.77 | $206,125.50 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 2, 2019 20:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,570 | $23.24 | $59,713.95 |
DisclosureSEC source: 0000091142-19-000035 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,570 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 10 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 Underlying: Common stock · 2,570 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,266 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 9 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,320 Underlying: Common Stock · 2,266 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 9,145 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 8 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,586 Underlying: Common Stock · 9,145 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,005 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 7 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,005 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 4,836 | $49.50 | $239,400.38 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 5 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,965 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.46 to $49.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,570 | $23.24 | $59,713.95 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 4 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,266 | $17.46 | $39,568.89 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 3 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2020 20:00 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000004 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · Senior VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: Gift Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,080 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · derivative · entry 6 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,995 Underlying: Common Stock · 2,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,080 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,080 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,080 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,080 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,080 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,080 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 926 | $48.72 | $45,114.72 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,965 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,080 | $48.72 | $101,337.60 |
DisclosureSEC source: 0000091142-19-000004 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,891 F1 · shares: 2,080 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 2,080 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,080 shares of Common Stock to the reporting person. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:21 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 5,885 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000010 · edgar.xml · derivative · entry 5 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,441 Underlying: Common Stock · 5,885 shares Expires 2028-02-12 F3 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:21 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,415 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000010 · edgar.xml · derivative · entry 4 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 Underlying: Common Stock · 1,415 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:21 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,870 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000010 · edgar.xml · derivative · entry 3 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,660 Underlying: Common Stock · 1,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,870 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,870 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,870 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,870 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,870 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,870 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:21 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 819 | $60.11 | $49,230.09 |
DisclosureSEC source: 0000091142-18-000010 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,811 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:21 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,870 | $60.11 | $112,405.70 |
DisclosureSEC source: 0000091142-18-000010 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:49 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000032 · edgar.xml · derivative · entry 2 Dana Paul R · CIK 0001639644 · Senior VP Global Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,530 Underlying: Common Stock · 1,580 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:49 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 6,070 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000032 · edgar.xml · derivative · entry 1 Dana Paul R · CIK 0001639644 · Senior VP Global Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,556 Underlying: Common Stock · 6,070 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:12 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,830 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000010 · edgar.xml · derivative · entry 3 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 Underlying: Common Stock · 1,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,830 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,830 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,830 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 1,830 shares of Common Stock to the reporting person. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,890 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:12 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 598 | $49.86 | $29,816.28 |
DisclosureSEC source: 0000091142-17-000010 · edgar.xml · nonDerivative · entry 2 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,760 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:12 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,830 | $49.86 | $91,243.80 |
DisclosureSEC source: 0000091142-17-000010 · edgar.xml · nonDerivative · entry 1 Dana Paul R · CIK 0001639644 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 764 additional shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.