Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | Executive Vice President & CFO | February 08, 2019 | February 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 08, 2019 · Filed February 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,247 |
Ending reported balance
After 2019-02-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-08 · Grant · Acquired 8,230 · Balance 50,147 F1: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person. Row 2 · 2019-02-08 · Tax withholding · Disposed 3,900 · Balance 46,247 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $48.72 | Direct | 10,335 |
Reported balance
After 2019-02-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-08 · Exercise / conversion · Disposed 8,230 · Balance 10,335 F1: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $49.72 | Direct | 16,680 |
Reported balance
After 2019-02-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-11 · Grant · Acquired 6,345 · Balance 16,680 F2: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.42 · Expires 2029-02-11 | Direct | 132,430 |
Reported balance
After 2019-02-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-11 · Grant · Acquired 28,955 · Balance 132,430 F3: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person.
F2: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.
F3: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2019 Filed Feb 12, 2019 20:23 UTC | SMITH A O CORP AOS · Entity 3642 | GrantStock Options (Right to Buy) · Derivative | 28,955 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000011 · edgar.xml · derivative · entry 5 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,430 Underlying: Common Stock · 28,955 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:23 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 6,345 | $0.00 Strike: $49.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000011 · edgar.xml · derivative · entry 4 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,680 Underlying: Common Stock · 6,345 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:23 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 8,230 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000011 · edgar.xml · derivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,335 Underlying: Common Stock · 8,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person. F1 · derivative.exercise_date: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:23 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 3,900 | $48.72 | $190,008.00 |
DisclosureSEC source: 0000091142-19-000011 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,247 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:23 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 8,230 | $48.72 | $400,965.60 |
DisclosureSEC source: 0000091142-19-000011 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,147 F1 · shares: 8,230 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,230 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 8,230 shares of Common Stock to the reporting person. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 14:33 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 9,000 | $64.61 | $581,458.50 |
DisclosureSEC source: 0000091142-18-000053 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,917 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.44 to $64.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 21:02 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 25,000 | $66.10 | $1,652,492.50 |
DisclosureSEC source: 0000091142-18-000025 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,917 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.93 to $66.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | GrantStock Options (Right to Buy) · Derivative | 19,990 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000014 · edgar.xml · derivative · entry 6 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,475 Underlying: Common Stock · 19,990 shares Expires 2028-02-12 F4 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 4,810 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000014 · edgar.xml · derivative · entry 5 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,565 Underlying: Common Stock · 4,810 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F3 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 8,130 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000014 · edgar.xml · derivative · entry 4 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,755 Underlying: Common Stock · 8,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: 8,130 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,130 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 8,130 shares of Common Stock to the reporting person. F2 · derivative.exercise_date: 8,130 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,130 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 8,130 shares of Common Stock to the reporting person. F2 · derivative.expiration_date: 8,130 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,130 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 8,130 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 3,880 | $60.11 | $233,226.80 |
DisclosureSEC source: 0000091142-18-000014 · edgar.xml · nonDerivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,917 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 8,130 | $60.11 | $488,694.30 |
DisclosureSEC source: 0000091142-18-000014 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: 8,130 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 8,130 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 8,130 shares of Common Stock to the reporting person. Read SEC document |
| December 13, 2017 Filed Feb 13, 2018 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-18-000014 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,667 F1 · price: Gift Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 22:19 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 8,958 | $60.78 | $544,464.55 |
DisclosureSEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 4 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,677 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:19 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 28,900 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000073 · edgar.xml · derivative · entry 5 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,485 Underlying: Common Stock · 28,900 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:19 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 19,942 | $60.36 | $1,203,699.12 |
DisclosureSEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,635 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:19 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 28,900 | $23.24 | $671,491.50 |
DisclosureSEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Nov 22, 2017 22:19 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,677 F1 · price: Gift Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 18:04 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 12,200 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-17-000064 · edgar.xml · derivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,385 Underlying: Common Stock · 12,200 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 18:04 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 12,200 | $56.32 | $687,149.14 |
DisclosureSEC source: 0000091142-17-000064 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,867 Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 18:04 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 12,200 | $17.46 | $213,036.40 |
DisclosureSEC source: 0000091142-17-000064 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-17-000056 · edgar.xml · derivative · entry 4 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,585 Underlying: Common Stock · 25,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:26 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 6,619 | $53.86 | $356,509.27 |
DisclosureSEC source: 0000091142-17-000056 · edgar.xml · nonDerivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,867 Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:26 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 25,000 | $53.87 | $1,346,645.00 |
DisclosureSEC source: 0000091142-17-000056 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,486 Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 25,000 | $17.46 | $436,500.00 |
DisclosureSEC source: 0000091142-17-000056 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:40 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 5,525 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000024 · edgar.xml · derivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,885 Underlying: Common Stock · 5,525 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:40 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 21,255 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000024 · edgar.xml · derivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,585 Underlying: Common Stock · 21,255 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:50 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 10,300 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000014 · edgar.xml · derivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,360 Underlying: Common Stock · 10,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. F1 · derivative.exercise_date: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:50 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 3,683 | $49.86 | $183,634.38 |
DisclosureSEC source: 0000091142-17-000014 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,846 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:50 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 10,300 | $49.86 | $513,558.00 |
DisclosureSEC source: 0000091142-17-000014 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 10,300 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 10,300 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 10,300 shares of Common Stock to the reporting person. Read SEC document |
| December 08, 2016 Filed Feb 8, 2017 17:48 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000004 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,869 F1 · price: Gift Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 20,000 | $49.74 | $994,832.00 |
DisclosureSEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 4 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,869 Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 3 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,869 F1 · price: Gift F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for 1, resulting in the reporting person's ownership of 47,487 additional shares of Common Stock. Read SEC document |
| August 18, 2016 Filed Dec 7, 2016 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 2 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,487 F1 · price: Gift Read SEC document |
| June 07, 2016 Filed Dec 7, 2016 20:15 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-16-000122 · edgar.xml · nonDerivative · entry 1 KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,597 F1 · price: Gift Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.