Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FEDERAL SIGNAL CORP /DE/FSS · Entity 3709 | Director | May 24, 2017 | May 25, 2017 |
| SMITH A O CORPAOS · Entity 3642 | Director | November 02, 2020 | November 03, 2020 |
| WEC ENERGY GROUP, INC.WEC · Entity 758 | Director | January 03, 2017 | January 05, 2017 |
| Zurn Elkay Water Solutions CorpRXN · Entity 3659 | Director | May 04, 2020 | May 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FEDERAL SIGNAL CORP /DE/
Report date May 24, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,901 |
Reported balance
After 2017-05-24 transaction · row 1
1 source rowRow 1 · 2017-05-24 · Sale · Disposed 50,000 · Balance 72,901 F1: This transaction was executed in multiple trades at prices ranging from $15.87 to $16.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $15.87 to $16.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
SMITH A O CORP
Report date November 02, 2020 · Filed November 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 151,147 |
Ending reported balance
After 2020-11-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-11-02 · Sale · Disposed 10,000 · Balance 173,216 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.30 to $52.61. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Row 2 · 2020-11-02 · Sale · Disposed 10,000 · Balance 163,216 F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.41 to $52.645. The reporting person has provided to the issuer, and will provide to any security holder of e issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Row 3 · 2020-11-02 · Sale · Disposed 12,069 · Balance 151,147 F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.61 to $52.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.30 to $52.61. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.41 to $52.645. The reporting person has provided to the issuer, and will provide to any security holder of e issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.61 to $52.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
WEC ENERGY GROUP, INC.
Report date January 03, 2017 · Filed January 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,165.0872 |
Reported balance
After 2017-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-03 · Grant · Acquired 2,144 · Balance 7,165.0872 F1: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.
Zurn Elkay Water Solutions Corp
Report date May 04, 2020 · Filed May 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,968 |
Reported balance
After 2020-05-04 transaction · row 1
1 source rowRow 1 · 2020-05-04 · Grant · Acquired 5,095 · Balance 73,968 F1: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.37 · Expires 2024-12-10 | Direct | 11,003 |
Reported balance
Holding disclosure · report date 2020-05-04 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 11,003 F2: Option fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director.
F2: Option fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2020 Filed Nov 3, 2020 19:12 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 12,069 | $52.68 | $635,797.33 |
DisclosureSEC source: 0000091142-20-000058 · edgar.xml · nonDerivative · entry 3 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,147 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.61 to $52.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 19:12 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 10,000 | $52.50 | $524,956.00 |
DisclosureSEC source: 0000091142-20-000058 · edgar.xml · nonDerivative · entry 2 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,216 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.41 to $52.645. The reporting person has provided to the issuer, and will provide to any security holder of e issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 19:12 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 10,000 | $52.39 | $523,937.00 |
DisclosureSEC source: 0000091142-20-000058 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,216 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.30 to $52.61. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 20:25 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,354 | $49.83 | $117,305.94 |
DisclosureSEC source: 0000091142-20-000047 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,216 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.755 to $49.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 04, 2020 Filed May 6, 2020 18:31 UTC | Zurn Elkay Water Solutions Corp RXN · Entity 3659 | GrantCommon Stock | 5,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001439288-20-000077 · wf-form4_158880429461332.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,968 F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 12:59 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 3,249 | $40.02 | $130,024.98 |
DisclosureSEC source: 0000091142-20-000033 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,570 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on July 8, 2019. Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 20:17 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 55 | $45.88 | $2,523.40 |
DisclosureSEC source: 0000091142-19-000041 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,321 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on July 8, 2019. Read SEC document |
| May 13, 2019 Filed May 15, 2019 18:31 UTC | Zurn Elkay Water Solutions Corp RXN · Entity 3659 | GrantCommon Stock | 4,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001439288-19-000052 · wf-form4_155795945098478.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,873 F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director. Read SEC document |
| May 09, 2019 Filed May 9, 2019 16:21 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,000 | $49.50 | $49,500.00 |
DisclosureSEC source: 0000091142-19-000038 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,266 Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,299 | $54.38 | $125,019.62 |
DisclosureSEC source: 0000091142-19-000023 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,266 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2019. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 21:50 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 20,000 | $49.00 | $980,000.00 |
DisclosureSEC source: 0000091142-19-000002 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,967 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:19 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 9,000 | $45.99 | $413,901.90 |
DisclosureSEC source: 0000091142-18-000062 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,967 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.75 to $46.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 15:00 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 4,591 | $58.92 | $270,504.93 |
DisclosureSEC source: 0000091142-18-000055 · edgar.xml · nonDerivative · entry 2 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,967 Read SEC document |
| August 06, 2018 Filed Aug 22, 2018 15:00 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 51,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-18-000055 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,558 F1 · price: Gift Read SEC document |
| May 25, 2018 Filed May 30, 2018 17:25 UTC | Zurn Elkay Water Solutions Corp RXN · Entity 3659 | GrantCommon Stock | 3,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001439288-18-000067 · wf-form4_152771549604892.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,145 F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 20:53 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,970 | $63.48 | $125,055.60 |
DisclosureSEC source: 0000091142-18-000037 · edgar.xml · nonDerivative · entry 2 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,878 F2 · balance_after: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 9, 2018. Read SEC document |
| February 20, 2018 Filed Apr 10, 2018 20:53 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 13,557 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-18-000037 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,908 F1 · price: Gift Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 13:36 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 60,000 | $54.02 | $3,241,122.00 |
DisclosureSEC source: 0000091142-17-000067 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,465 Read SEC document |
| May 24, 2017 Filed May 25, 2017 19:35 UTC | FEDERAL SIGNAL CORP /DE/ FSS · Entity 3709 | SaleCommon Stock | 50,000 | $15.96 | $798,000.00 |
DisclosureSEC source: 0001659154-17-000067 · wf-form4_149574091763651.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,901 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.87 to $16.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation. Read SEC document |
| May 19, 2017 Filed May 23, 2017 11:39 UTC | Zurn Elkay Water Solutions Corp RXN · Entity 3659 | GrantCommon Stock | 4,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001439288-17-000070 · wf-form4_149555391851724.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,340 F1 · price: Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 14:56 UTC | FEDERAL SIGNAL CORP /DE/ FSS · Entity 3709 | GrantCommon Stock | 5,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001659154-17-000036 · wf-form4_149313215025065.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,901 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 19:57 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,509 | $49.83 | $125,023.47 |
DisclosureSEC source: 0000091142-17-000047 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,465 F1 · balance_after: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 13, 2017. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:58 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 24,645 | $49.23 | $1,213,293.07 |
DisclosureSEC source: 0000091142-17-000037 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,956 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Rigy to Buy) · Derivative | 120,900 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000022 · edgar.xml · derivative · entry 6 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,900 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. F5 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 60,450 additional Employee Stock Options. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 43,000 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000022 · edgar.xml · derivative · entry 5 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person. F1 · derivative.exercise_date: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 21,500 additional Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 120,900 | $49.81 | $6,022,161.99 |
DisclosureSEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 4 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,601 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 120,900 | $23.24 | $2,809,111.50 |
DisclosureSEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 3 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 18,355 | $49.86 | $915,180.30 |
DisclosureSEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 2 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,601 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 43,000 | $49.86 | $2,143,980.00 |
DisclosureSEC source: 0000091142-17-000022 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 189,723 additional shares of Common Stock. Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 21:30 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 44,490 | $49.47 | $2,201,133.85 |
DisclosureSEC source: 0000091142-17-000002 · edgar.xml · nonDerivative · entry 2 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,233 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:18 UTC | WEC ENERGY GROUP, INC. WEC · Entity 758 | GrantCommon Stock | 2,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000107815-17-000020 · wf-form4_148365466979465.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,165.0872 F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11. Read SEC document |
| August 30, 2016 Filed Feb 6, 2017 21:30 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000002 · edgar.xml · nonDerivative · entry 1 JONES PAUL W · CIK 0001111599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,723 F1 · price: Gift Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.