Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | Senior VP, CTO | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,889 |
Ending reported balance
After 2025-02-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-07 · Exercise / conversion · Acquired 1,960 · Balance 9,915 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. Row 2 · 2025-02-07 · Sale · Disposed 1,026 · Balance 8,889 F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-02-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-07 · Exercise / conversion · Disposed 1,960 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F3: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,200 |
Reported balance
After 2025-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-10 · Grant · Acquired 3,815 · Balance 10,200 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F4: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F4: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2025 Filed Feb 11, 2025 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,815 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · derivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock · 3,815 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. F4 · derivative.expiration_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,026 | $65.65 | $67,356.90 |
DisclosureSEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,889 F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000010 · wk-form4_1739308376.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. Read SEC document |
| November 18, 2024 Filed Nov 22, 2024 14:51 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000177 · wk-form4_1732287101.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,955 F1 · price: Bona fide gift. Read SEC document |
| March 05, 2024 Filed Mar 5, 2024 19:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 9,890 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · derivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,890 shares Expires 2031-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
| March 05, 2024 Filed Mar 5, 2024 19:13 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 9,890 | $84.63 | $837,039.16 |
DisclosureSEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,455 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $84.34 to $84.81. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| March 05, 2024 Filed Mar 5, 2024 19:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 9,890 | $60.82 | $601,509.80 |
DisclosureSEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Mar 5, 2024 19:13 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000093 · wk-form4_1709665992.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,455 Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:09 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000064 · wk-form4_1707948546.xml · derivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,345 Underlying: Common Stock · 2,960 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:23 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000024 · wk-form4_1707517414.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/08/2024. F4 · balance_after: Robert Heideman beneficially owns 5,385 restricted stock units that have not yet vested. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:23 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,152 | $80.28 | $92,476.80 |
DisclosureSEC source: 0000091142-24-000024 · wk-form4_1707517414.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,040 F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 22:23 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000024 · wk-form4_1707517414.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 22:16 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,622 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-23-000114 · wk-form4_1700000200.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,622 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 22:16 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 4,622 | $75.69 | $349,820.69 |
DisclosureSEC source: 0000091142-23-000114 · wk-form4_1700000200.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,912 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.665 to $75.69. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 22:16 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,622 | $49.42 | $228,419.24 |
DisclosureSEC source: 0000091142-23-000114 · wk-form4_1700000200.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 12, 2023 18:00 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000064 · wf-form4_168391443567596.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,912 Read SEC document |
| February 15, 2023 Filed Feb 15, 2023 20:47 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 12,283 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · derivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,887 Underlying: Common Stock · 12,283 shares Expires 2030-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| February 15, 2023 Filed Feb 15, 2023 20:47 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 12,283 | $67.31 | $826,816.63 |
DisclosureSEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,412 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.12 to $67.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 15, 2023 Filed Feb 15, 2023 20:47 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 12,283 | $42.39 | $520,676.37 |
DisclosureSEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:47 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,665 Underlying: Common Stock · 3,425 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F3 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000014 · wf-form4_167639510391481.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240 Underlying: Common Stock · 3,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,755 | $65.80 | $115,479.00 |
DisclosureSEC source: 0000091142-23-000014 · wf-form4_167639510391481.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,412 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:18 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000014 · wf-form4_167639510391481.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:12 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 3,040 | $0.00 Strike: $71.72 | $0.00 |
DisclosureSEC source: 0000091142-22-000043 · wf-form4_164495593738917.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,780 Underlying: Common Stock · 3,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:12 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,429 | $71.72 | $102,480.74 |
DisclosureSEC source: 0000091142-22-000043 · wf-form4_164495593738917.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,627 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:12 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,040 | $71.72 | $218,013.60 |
DisclosureSEC source: 0000091142-22-000043 · wf-form4_164495593738917.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:51 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,960 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000018 · wf-form4_164443628087301.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,820 Underlying: Common Stock · 1,960 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:51 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 8,270 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000018 · wf-form4_164443628087301.xml · derivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,170 Underlying: Common Stock · 8,270 shares Expires 2032-02-07 F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. Read SEC document |
| November 10, 2021 Filed Feb 9, 2022 19:51 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-22-000018 · wf-form4_164443628087301.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,016 Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 15:42 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 9,243 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-21-000149 · wf-form4_163647255063377.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,900 Underlying: Common Stock · 9,243 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 15:42 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 9,243 | $77.49 | $716,255.78 |
DisclosureSEC source: 0000091142-21-000149 · wf-form4_163647255063377.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.30 to $77.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 15:42 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 9,243 | $49.42 | $456,789.06 |
DisclosureSEC source: 0000091142-21-000149 · wf-form4_163647255063377.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 16:36 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,142 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0001567619-21-009190 · doc1.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,143 Underlying: Common Stock · 6,142 shares Expires 2030-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| May 05, 2021 Filed May 6, 2021 16:36 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 6,142 | $70.71 | $434,324.16 |
DisclosureSEC source: 0001567619-21-009190 · doc1.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,010 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.58 to $70.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 05, 2021 Filed May 6, 2021 16:36 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,142 | $42.39 | $260,359.38 |
DisclosureSEC source: 0001567619-21-009190 · doc1.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 12, 2021 21:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 6,142 | $70.71 | $434,324.16 |
DisclosureSEC source: 0000091142-21-000090 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.58 to $70.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 05, 2021 Filed May 12, 2021 21:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,142 | $42.39 | $260,359.38 |
DisclosureSEC source: 0000091142-21-000090 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed May 12, 2021 21:07 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 644 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000090 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F1 · price: Gift Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,430 | $0.00 Strike: $60.65 | $0.00 |
DisclosureSEC source: 0000091142-21-000030 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,860 Underlying: Common Stock · 2,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,430 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,430 Restricted Stock Units vested on 02/12/20221. As a result of vesting, the Company is obligated to deliver 2,430 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,430 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,430 Restricted Stock Units vested on 02/12/20221. As a result of vesting, the Company is obligated to deliver 2,430 shares of Common Stock to the reporting person. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,143 | $60.65 | $69,322.95 |
DisclosureSEC source: 0000091142-21-000030 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,010 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,430 | $60.65 | $147,379.50 |
DisclosureSEC source: 0000091142-21-000030 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,153 F1 · shares: 2,430 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,430 Restricted Stock Units vested on 02/12/20221. As a result of vesting, the Company is obligated to deliver 2,430 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 22:43 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 7,336 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-21-000021 · edgar.xml · derivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,285 Underlying: Common Stock · 7,336 shares Expires 2027-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 22:43 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 7,336 | $61.02 | $447,633.18 |
DisclosureSEC source: 0000091142-21-000021 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,723 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.750 to $61.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 22:43 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 7,336 | $50.16 | $367,973.76 |
DisclosureSEC source: 0000091142-21-000021 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:43 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,280 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000021 · edgar.xml · derivative · entry 5 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,290 Underlying: Common Stock · 2,280 shares Expires not disclosed F4 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F4 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:43 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 9,890 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000021 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,621 Underlying: Common Stock · 9,890 shares Expires 2031-02-08 F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:16 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,000 | $56.37 | $56,370.70 |
DisclosureSEC source: 0000091142-20-000075 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,723 Read SEC document |
| October 30, 2020 Filed Dec 1, 2020 18:16 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 2,038 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000075 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,723 F1 · price: Gift Read SEC document |
| March 02, 2020 Filed Dec 1, 2020 18:16 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 757 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000075 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,761 F1 · price: Gift Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.