AB

SEC source: 0001389463-20-000004 · wf-form4_158205958567258.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,872

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $34.23 to $34.47 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000004 · wf-form4_158205958567258.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,872

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

SEC source: 0001550507-20-000002 · wf-form4_158085176265388.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 273,123

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On January 31, 2020, 26,499 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,764 AB Holding Units were withheld for tax purposes and 18,735 AB Holding Units were delivered to him.

F2 · shares: On January 31, 2020, 26,499 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,764 AB Holding Units were withheld for tax purposes and 18,735 AB Holding Units were delivered to him.

F3 · price: The closing price on the NYSE of an AB Holding Unit on January 31, 2020.

F2 · balance_after: On January 31, 2020, 26,499 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,764 AB Holding Units were withheld for tax purposes and 18,735 AB Holding Units were delivered to him.

SEC source: 0001389463-20-000002 · wf-form4_158085077673999.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 658,881

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On January 31, 2020, 39,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 12,923 AB Holding Units were withheld for tax purposes and 26,825 AB Holding Units were delivered to him.

F2 · shares: On January 31, 2020, 39,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 12,923 AB Holding Units were withheld for tax purposes and 26,825 AB Holding Units were delivered to him.

F3 · price: The closing price on the NYSE of an AB Holding Unit on January 31, 2020.

F2 · balance_after: On January 31, 2020, 39,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 12,923 AB Holding Units were withheld for tax purposes and 26,825 AB Holding Units were delivered to him.

SEC source: 0001296655-19-000008 · wf-form4_157618746925672.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 219,289

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 22,957 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 22,957 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 22,957 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

SEC source: 0001550507-19-000006 · wf-form4_157618771608027.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 299,622

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 29,304 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 29,304 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 29,304 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

SEC source: 0001738305-19-000004 · wf-form4_157618759747344.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 27,006

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,981 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,981 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,981 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

SEC source: 0001698316-19-000007 · wf-form4_157618734162514.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 211,940

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 36,000 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 36,000 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 36,000 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

SEC source: 0001705584-19-000003 · wf-form4_157618723835477.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 453,704

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 139,130 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 139,130 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 139,130 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019.

SEC source: 0001738305-19-000002 · wf-form4_157541611518397.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 22,025

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On November 29, 2019, 3,018 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 873 AB Holding Units were withheld for tax purposes and 2,145 AB Holding Units were delivered to him.

F2 · shares: On November 29, 2019, 3,018 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 873 AB Holding Units were withheld for tax purposes and 2,145 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit reflecting NYSE composite transactions on November 29, 2019.

F2 · balance_after: On November 29, 2019, 3,018 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 873 AB Holding Units were withheld for tax purposes and 2,145 AB Holding Units were delivered to him.

SEC source: 0001698316-19-000005 · wf-form4_157541559802912.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 175,940

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On November 29, 2019, 13,806 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,562 AB Holding Units were withheld for tax purposes and 9,244 AB Holding Units were delivered to her.

F3 · price: Closing price of an AB Holding Unit reflecting NYSE composite transactions on November 29, 2019.

F2 · balance_after: On November 29, 2019, 13,806 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,562 AB Holding Units were withheld for tax purposes and 9,244 AB Holding Units were delivered to her.

SEC source: 0001296655-19-000006 · wf-form4_157541505411866.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 196,332

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him.

F2 · shares: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2019.

F2 · balance_after: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him.

SEC source: 0001389463-19-000008 · wf-form4_157541434830186.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 698,629

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On November 29, 2019, 921,092 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 423,836 AB Holding Units were withheld for tax purposes and 497,256 AB Holding Units were delivered to him.

F2 · shares: On November 29, 2019, 921,092 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 423,836 AB Holding Units were withheld for tax purposes and 497,256 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2019.

F2 · balance_after: On November 29, 2019, 921,092 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 423,836 AB Holding Units were withheld for tax purposes and 497,256 AB Holding Units were delivered to him.

SEC source: 0001296655-20-000002 · wf-form4a_158085233049523.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 196,332

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him.

F2 · shares: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2019.

F2 · balance_after: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him.

SEC source: 0001550507-19-000004 · wf-form4_156452305828989.xml · nonDerivative · entry 3

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F4 · price: Reporting Person sold 12,723 AB Holding Units at prices ranging from $29.58 to $29.75 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001550507-19-000004 · wf-form4_156452305828989.xml · nonDerivative · entry 2

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,723

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · price: Reporting Person sold 10,000 AB Holding Units at prices ranging from $29.40 to $29.61 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001550507-19-000004 · wf-form4_156452305828989.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,723

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 10,000 AB Holding Units at prices ranging from $29.47 to $29.77 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001698316-19-000003 · wf-form4_156037444911241.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Reporting Person sold 18,897 AB Holding Units at prices ranging from $28.69 to $28.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices.

SEC source: 0001214685-19-000002 · wf-form4_155805177256792.xml · nonDerivative · entry 1

OLIVEIRA RAMON DE · CIK 0001214685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,189

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.

SEC source: 0001722626-19-000002 · wf-form4_155805218854872.xml · nonDerivative · entry 1

Leibowitz Shelley · CIK 0001722626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,955

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.

SEC source: 0001210401-19-000002 · wf-form4_155805142040470.xml · nonDerivative · entry 1

AUDET PAUL · CIK 0001210401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.

SEC source: 0001722643-19-000002 · wf-form4_155805101240466.xml · nonDerivative · entry 1

Narayandas Das · CIK 0001722643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.

SEC source: 0001556974-19-000002 · wf-form4_155805039051236.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,189

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.

SEC source: 0001739527-19-000014 · wf-form4_155805001444403.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.

SEC source: 0001703984-19-000004 · wf-form4_155804971548062.xml · nonDerivative · entry 1

Fallon-Walsh Barbara · CIK 0001703984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,189

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.

SEC source: 0001389463-19-000006 · wf-form4_155130128767598.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · price: Reporting Person sold 24,909 AB Holding Units at prices ranging from $28.76 to $29.28 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-19-000006 · wf-form4_155130128767598.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,909

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 20,000 AB Holding Units at prices ranging from $29.26 to $29.66 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-19-000004 · wf-form4_155112893553343.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,909

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $29.59 to $29.95 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001296655-19-000004 · wf-form4_155086929729747.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

SEC source: 0001389463-19-000004 · wf-form4_155112893553343.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $30.26 to $30.56 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-19-000002 · wf-form4_155078306042675.xml · nonDerivative · entry 4

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,909

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F5 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $30.08 to $30.28 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001296655-19-000002 · wf-form4_155070344241593.xml · nonDerivative · entry 3

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,913

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F4 · price: Reporting Person sold 122,601 AB Holding Units at prices ranging from $29.75 to $30.31 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-19-000002 · wf-form4_155078306042675.xml · nonDerivative · entry 3

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,909

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F4 · price: Reporting Person sold 15,000 AB Holding Units at prices ranging from $29.75 to $30.36 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001296655-19-000002 · wf-form4_155070344241593.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 216,415

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On January 31, 2019, 26,196 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 8,283 AB Holding Units were withheld for tax purposes and 17,913 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit on January 31, 2019.

F2 · balance_after: On January 31, 2019, 26,196 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 8,283 AB Holding Units were withheld for tax purposes and 17,913 AB Holding Units were delivered to him.

SEC source: 0001389463-19-000002 · wf-form4_155078306042675.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 1,619,721

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On January 31, 2019, 75,495 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 30,277 AB Holding Units were withheld for tax purposes and 45,218 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on January 31, 20198.

F2 · balance_after: On January 31, 2019, 75,495 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 30,277 AB Holding Units were withheld for tax purposes and 45,218 AB Holding Units were delivered to him.

SEC source: 0001209191-19-000975 · doc4.xml · nonDerivative · entry 1

ACMC, LLC · CIK 0000003798 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests ("Holding Units") in AllianceBernstein Holding L.P.

F2 · kind: On December 31, 2018, ACMC, LLC distributed 1,444,356 Holding Units and 74,406,933 units of limited partnership interests of AllianceBernstein L.P. ("AB Capital Units") to its sole member, AXA Equitable Life Insurance Company ("AXA Equitable"). Upon receipt of the 1,444,356 Holding Units and 74,406,933 AB Capital Units, AXA Equitable immediately contributed the 1,444,356 Holding Units and 74,406,933 AB Capital Units to its wholly owned subsidiary, Alpha Units Holdings, Inc.

F3 · price: Not applicable.

SEC source: 0001209191-19-000988 · doc4.xml · nonDerivative · entry 1

AXA EQUITABLE LIFE INSURANCE CO · CIK 0000727920 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests ("Holding Units") in AllianceBernstein Holding L.P.

F2 · kind: On December 31, 2018, ACMC, LLC distributed 1,444,356 Holding Units and 74,406,933 units of limited partnership interests of AllianceBernstein L.P. ("AB Capital Units") to its sole member, AXA Equitable Life Insurance Company ("AXA Equitable"). Upon receipt of the 1,444,356 Holding Units and 74,406,933 AB Capital Units, AXA Equitable immediately contributed the 1,444,356 Holding Units and 74,406,933 AB Capital Units to its wholly owned subsidiary, Alpha Units Holdings, Inc. AXA Equitable distributed the shares of Alpha Units Holdings, Inc. to its direct parent company, AXA Equitable Financial Services, LLC. Upon receipt of the shares of Alpha Units Holdings, Inc., AXA Equitable Financial Services, LLC immediately distributed the shares of Alpha Units Holdings, Inc. to its sole member, AXA Equitable Holdings, Inc.

F3 · price: Not applicable.

SEC source: 0001209191-19-001003 · doc4.xml · nonDerivative · entry 1

AXA EQUITABLE FINANCIAL SERVICES LLC · CIK 0001257148 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests ("Holding Units") in AllianceBernstein Holding L.P.

F2 · kind: On December 31, 2018, ACMC, LLC distributed 1,444,356 Holding Units and 74,406,933 units of limited partnership interests of AllianceBernstein L.P. ("AB Capital Units") to its sole member, AXA Equitable Life Insurance Company ("AXA Equitable"). Upon receipt of the 1,444,356 Holding Units and 74,406,933 AB Capital Units, AXA Equitable immediately contributed the 1,444,356 Holding Units and 74,406,933 AB Capital Units to its wholly owned subsidiary, Alpha Units Holdings, Inc. AXA Equitable distributed the shares of Alpha Units Holdings, Inc. to its direct parent company, AXA Equitable Financial Services, LLC. Upon receipt of the shares of Alpha Units Holdings, Inc., AXA Equitable Financial Services, LLC immediately distributed the shares of Alpha Units Holdings, Inc. to its sole member, AXA Equitable Holdings, Inc.

F3 · price: Not applicable.

SEC source: 0001209191-18-063888 · doc4.xml · nonDerivative · entry 1

AXA Equitable Holdings, Inc. · CIK 0001333986 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,566,838

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding").

F2 · kind: On April 30, 2017, AXA Equitable Holdings Inc. ("Equitable Holdings"), entered into a unit purchase agreement (the "Unit Purchase Agreement") with Peter S. Kraus covering all of the Holding Units beneficially owned by Mr. Kraus. Pursuant to the Unit Purchase Agreement, Equitable Holdings and Mr. Kraus agreed to call and put options, respectively, covering certain restricted Holding Units delivered in accordance with the terms of Mr. Kraus's employment agreement or with respect to which he had deferred delivery, at specified future market prices if the Holding Units are trading at or between $22.90 and $32.90 per Holding Unit. On December 20, 2018, Equitable Holdings exercised its call option for all units owned by Mr. Kraus as of the close of business on such date.

F3 · ownership.direct: AXA S.A. ("AXA") indirectly owns 59.2% the common stock of Equitable Holdings, a holding company for a group of insurance and related financial services companies. Equitable Holdings is the sole member of AXA Equitable Financial Services, LLC, which wholly owns (i) AXA Equitable Life Insurance Company ("AXA Equitable") which in turn owns ACMC, LLC ("ACMC") and (ii) MONY Life Insurance Company of America ("MLOA"). Equitable Holdings also wholly owns AXA-IM Holding U.S. Inc. ("AXA-IM Holding").

F4 · ownership.direct: As of December 31, 2017, AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle (collectively, "Mutuelles AXA"), directly beneficially owned approximately 14.13% of the issued ordinary shares (representing approximately 23.97% of the voting power) of AXA. The Mutuelles AXA and AXA expressly declare that the filing of this Form 4 shall not be construed as an admission that either of them is, for purposes of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this Form 4.

F5 · ownership.direct: Equitable Holdings beneficially owns directly 2,566,838 Holding Units and beneficially owns indirectly 1,444,356 Holding Units beneficially owned directly by ACMC.

F6 · ownership.direct: In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own units of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P. ("AllianceBernstein") as follows. As of December 21, 2018, Equitable Holdings beneficially owned directly 51,192,758 AB Capital Units; ACMC beneficially owned directly 74,406,933 AB Capital Units; AXA-IM Holding beneficially owned directly 41,934,582 AB Capital Units; MLOA beneficially owned directly 2,587,472 AB Capital Units; and AllianceBernstein Corporation, a wholly-owned subsidiary of AXA Equitable, owned a 1% general partnership interest in AllianceBernstein and 100,000 units of general partnership interest in Holding. For more information on the Reporting Person and its affiliates' holdings of AB Capital Units, see their separate Form 4 filings with respect to AB Capital Units.

SEC source: 0001738305-18-000020 · wf-form4_154628368583986.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 25,043

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: A portion of Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 3,653 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018.

SEC source: 0001550507-18-000006 · wf-form4_154628357903508.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 270,318

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 31,566 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018.

SEC source: 0001705584-18-000002 · wf-form4_154628348845443.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 314,574

F1 · shares: Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 149,868 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018.

SEC source: 0001296655-18-000012 · wf-form4_154628339238619.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 242,611

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 24,728 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018.

SEC source: 0001698316-18-000006 · wf-form4_154628328402179.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Head of Human Capital and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 189,746

F1 · shares: Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 16,486 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018.

SEC source: 0001550507-18-000004 · wf-form4_154395806695609.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 238,752

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On November 30, 2018, 5,157 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 1,752 AB Holding Units were withheld for tax purposes and 3,405 AB Holding Units were delivered to him.

F2 · shares: On November 30, 2018, 5,157 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 1,752 AB Holding Units were withheld for tax purposes and 3,405 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018.

F2 · balance_after: On November 30, 2018, 5,157 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 1,752 AB Holding Units were withheld for tax purposes and 3,405 AB Holding Units were delivered to him.

SEC source: 0001738305-18-000018 · wf-form4_154395797220774.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 21,390

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On November 30, 2018, 2,523 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 858 AB Holding Units were withheld for tax purposes and 1,665 AB Holding Units were delivered to him.

F2 · shares: On November 30, 2018, 2,523 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 858 AB Holding Units were withheld for tax purposes and 1,665 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018.

F2 · balance_after: On November 30, 2018, 2,523 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 858 AB Holding Units were withheld for tax purposes and 1,665 AB Holding Units were delivered to him.

SEC source: 0001389463-18-000006 · wf-form4_154395783483311.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 1,695,216

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On November 30, 2018, 56,312 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 27,286 AB Holding Units were withheld for tax purposes and 29,026 AB Holding Units were delivered to him.

F2 · shares: On November 30, 2018, 56,312 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 27,286 AB Holding Units were withheld for tax purposes and 29,026 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018.

F2 · balance_after: On November 30, 2018, 56,312 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 27,286 AB Holding Units were withheld for tax purposes and 29,026 AB Holding Units were delivered to him.

SEC source: 0001296655-18-000010 · wf-form4_154395774946805.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 217,883

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On November 30, 2018, 20,082 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 10,688 AB Holding Units were withheld for tax purposes and 9,394 AB Holding Units were delivered to him.

F2 · shares: On November 30, 2018, 20,082 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 10,688 AB Holding Units were withheld for tax purposes and 9,394 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018.

F2 · balance_after: On November 30, 2018, 20,082 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 10,688 AB Holding Units were withheld for tax purposes and 9,394 AB Holding Units were delivered to him.

SEC source: 0001698316-18-000004 · wf-form4_154395760986627.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Head of Human Capital and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 173,260

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On November 30, 2018, 11,396 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,356 AB Holding Units were withheld for tax purposes and 7,040 AB Holding Units were delivered to her.

F2 · shares: On November 30, 2018, 11,396 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,356 AB Holding Units were withheld for tax purposes and 7,040 AB Holding Units were delivered to her.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018.

F2 · balance_after: On November 30, 2018, 11,396 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,356 AB Holding Units were withheld for tax purposes and 7,040 AB Holding Units were delivered to her.

SEC source: 0001738305-18-000016 · wf-form4_153334148213295.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 23,913

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: The award vests on December 1, 2022. The AB Holding Units underlying the award will be delivered to the Reporting Person, net of applicable withholding, promptly after December 1, 2022, subject to the terms and conditions set forth in the award agreement.