Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Director of Fund's Adviser | November 14, 2017 | November 24, 2017 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973 | Director of Fund's Adviser | November 14, 2017 | November 24, 2017 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director of Fund's Adviser | November 14, 2017 | November 24, 2017 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | May 14, 2019 | May 17, 2019 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | November 14, 2017 | November 24, 2017 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director of Fund's Adviser | November 14, 2017 | November 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date November 14, 2017 · Filed November 24, 2017
This filing explicitly reported no securities owned.
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Report date November 14, 2017 · Filed November 24, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date November 14, 2017 · Filed November 24, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date May 14, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 21,955 |
Reported balance
After 2019-05-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-14 · Grant · Acquired 5,810 · Balance 21,955 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023.
ALLIANCEBERNSTEIN L.P.
Report date November 14, 2017 · Filed November 24, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date November 14, 2017 · Filed November 24, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2019 Filed May 17, 2019 00:16 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 5,810 | $29.26 | $170,000.60 |
DisclosureSEC source: 0001722626-19-000002 · wf-form4_155805218854872.xml · nonDerivative · entry 1 Leibowitz Shelley · CIK 0001722626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,955 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023. Read SEC document |
| May 15, 2018 Filed May 15, 2018 22:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 6,320 | $26.90 | $170,008.00 |
DisclosureSEC source: 0001722626-18-000002 · wf-form4_152642238987724.xml · nonDerivative · entry 1 Leibowitz Shelley · CIK 0001722626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,145 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 6,320 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 15, 2018; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 15, 2019, 2020, 2021 and 2022. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 15, 2018, the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.