Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2020 Filed Nov 4, 2020 01:01 UTC |
Koganov MichaelDirector
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-121084 · tm2034958-1_4.xml · nonDerivative · entry 1 Koganov Michael · CIK 0001825428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Restricted stock units vest 100% on March 16, 2021, subject to continued service by the Reporting Person with the Company. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 16:34 UTC |
SULLIVAN NORA BDirector
|
PurchaseCommon Stock | 22,000 | $0.78 | $17,160.00 |
DisclosureSEC source: 0001567619-20-012691 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,523 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.79 to $0.83, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 16:18 UTC |
MISH JAMES AChief Executive Officer
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012508 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · price: Restricted stock units which vest on June 22, 2021, subject to continued service to the Company. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 16:54 UTC | GrantRestricted Common Stock Units | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011965 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · price: The restricted stock units vest 50% on the one year anniversary of the date of grant and 50% on the two year anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
|
| June 05, 2020 Filed Jun 5, 2020 16:13 UTC |
SULLIVAN NORA BDirector
|
PurchaseCommon Stock | 29,953 | $0.82 | $24,561.46 |
DisclosureSEC source: 0001567619-20-011799 · doc1.xml · nonDerivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,523 Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 16:13 UTC |
SULLIVAN NORA BDirector
|
PurchaseCommon Stock | 71,372 | $0.82 | $58,660.65 |
DisclosureSEC source: 0001567619-20-011799 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,570 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.82 to $0.83, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 16:47 UTC |
SULLIVAN NORA BDirector
|
GrantCommon Stock | 126,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006421 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,198 F1 · shares: Restricted stock units vest 100% on March 16, 2021, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 16:48 UTC |
ZERCHER MICHAELPresident and COO
|
GrantCommon Stock | 665,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006423 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,536 F1 · shares: Restricted stock units which vest one-third on March 16, 2021, one-third on March 16, 2022 and one-third on March 16, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:49 UTC |
Jentsch Andrea SChief Financial Officer
|
GrantCommon Stock | 158,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006424 · doc1.xml · nonDerivative · entry 1 Jentsch Andrea S · CIK 0001795049 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,528 F1 · shares: Restricted stock units which vest one-third on March 16, 2021, one-third on March 16, 2022 and one-third on March 16, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:46 UTC |
SANDERS RICHARD M.Director
|
GrantCommon Stock | 126,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006420 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,823 F1 · shares: Restricted stock units which vest 100% on March 16, 2021, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:45 UTC |
O'BRIEN ROGER DDirector
|
GrantCommon Stock | 126,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006419 · doc1.xml · nonDerivative · entry 1 O'BRIEN ROGER D · CIK 0001800264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,823 F1 · shares: Restricted stock units which vest 100% on March 16, 2021, subject to continued service by the Reporting Person to the Company. Read SEC document |
| March 16, 2020 Filed May 15, 2020 20:21 UTC |
FLEET CLIFFORD BDirector
|
GrantCommon Stock | 126,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-010537 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,823 F1 · shares: Restricted stock units vest 100% on March 16, 2021, subject to continued service by the Reporting Person with the Company. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 18:13 UTC |
ZERCHER MICHAELPresident and COO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023289 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,715 F1 · shares: Restricted stock units vest one-half on 12/13/2020 and one-half on 12/13/2021, subject to continued service. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:10 UTC |
FLEET CLIFFORD BDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-19-023286 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. F1 · derivative.exercise_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. F1 · derivative.expiration_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:10 UTC |
FLEET CLIFFORD BDirector
|
Disposition to issuerCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023286 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. Read SEC document |
| December 13, 2019 Filed Mar 16, 2020 20:51 UTC Amendment |
FLEET CLIFFORD BDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-20-006425 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.exercise_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.expiration_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| December 13, 2019 Filed Mar 16, 2020 20:51 UTC Amendment |
FLEET CLIFFORD BDirector
|
Disposition to issuerCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006425 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| December 13, 2019 Filed Apr 1, 2021 14:27 UTC Amendment |
FLEET CLIFFORD BDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-21-007347 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.exercise_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.expiration_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| December 13, 2019 Filed Apr 1, 2021 14:27 UTC Amendment |
FLEET CLIFFORD BDirector
|
Disposition to issuerCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007347 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:32 UTC |
Cornell James WDirector
|
GrantNon-Qualified Stock Option · Derivative | 150,000 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001567619-19-018271 · doc1.xml · derivative · entry 2 Cornell James W · CIK 0001523111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2024-09-11 Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:32 UTC |
Cornell James WDirector
|
GrantCommon Stock | 108,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018271 · doc1.xml · nonDerivative · entry 1 Cornell James W · CIK 0001523111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,947 F1 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject is continued service by the Reporting Person with the Company. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:23 UTC |
FLEET CLIFFORD BDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-19-018149 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2029-09-09 F2 · derivative.exercise_date: Stock option grant which vests one-third on each of August 2, 2020, August 2, 2021 and August 2, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:23 UTC |
FLEET CLIFFORD BDirector · President and CEO
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018149 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 F1 · shares: Restricted stock units ("RSUs") vested immediately with respect to 100,000 RSUs. The remaining 250,000 RSUs vest annually over a period of two years, subject to continued service by the Reporting Person with the Company. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 20:31 UTC |
FLEET CLIFFORD BDirector · President and CEO
|
PurchaseCommon Stock | 75,000 | $1.88 | $140,797.50 |
DisclosureSEC source: 0001567619-19-017638 · doc1.xml · nonDerivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.865 to $1.890, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:31 UTC |
FLEET CLIFFORD BDirector · President and CEO
|
PurchaseCommon Stock | 25,000 | $1.97 | $49,250.00 |
DisclosureSEC source: 0001567619-19-017638 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:47 UTC |
JAMES THOMAS L.VP, General Counsel & Sec'y.
|
SaleCommon Stock | 48,000 | $2.11 | $101,198.40 |
DisclosureSEC source: 0001567619-19-013691 · doc1.xml · nonDerivative · entry 1 JAMES THOMAS L. · CIK 0001608342 · VP, General Counsel & Sec'y. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · balance_after: Includes 78,000 restricted stock units that vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022 and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:42 UTC |
SULLIVAN NORA BDirector
|
GrantCommon Stock | 42,000 | $2.41 | $101,220.00 |
DisclosureSEC source: 0001567619-19-006024 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,375 F3 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:39 UTC |
JAMES THOMAS L.VP, General Counsel & Sec'y.
|
GrantCommon Stock | 78,000 | $2.41 | $187,980.00 |
DisclosureSEC source: 0001567619-19-006022 · doc1.xml · nonDerivative · entry 1 JAMES THOMAS L. · CIK 0001608342 · VP, General Counsel & Sec'y. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,000 F4 · shares: Restricted stock units vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022 and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:50 UTC |
Cornell James WDirector
|
GrantCommon Stock | 42,000 | $2.41 | $101,220.00 |
DisclosureSEC source: 0001567619-19-006031 · doc1.xml · nonDerivative · entry 1 Cornell James W · CIK 0001523111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,947 F3 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject is continued service by the Reporting Person with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:45 UTC |
Dunn Joseph ADirector
|
GrantCommon Stock | 42,000 | $2.41 | $101,220.00 |
DisclosureSEC source: 0001567619-19-006027 · doc1.xml · nonDerivative · entry 1 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,947 F3 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:40 UTC |
BRODFUEHRER JOHN TCFO & Treasurer
|
GrantCommon Stock | 71,000 | $2.41 | $171,110.00 |
DisclosureSEC source: 0001567619-19-006023 · doc1.xml · nonDerivative · entry 1 BRODFUEHRER JOHN T · CIK 0001573515 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,500 F4 · shares: Restricted stock units vest one-third on February 28, 2020, February 28, 2021, and February 28, 2022, and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:43 UTC |
SANDERS RICHARD M.Director
|
GrantCommon Stock | 42,000 | $2.41 | $101,220.00 |
DisclosureSEC source: 0001567619-19-006025 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,000 F3 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:18 UTC |
JAMES THOMAS L.VP, General Counsel & Sec'y.
|
SaleCommon Stock | 50,000 | $2.44 | $121,925.00 |
DisclosureSEC source: 0001140361-18-031152 · doc1.xml · nonDerivative · entry 1 JAMES THOMAS L. · CIK 0001608342 · VP, General Counsel & Sec'y. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.42 to $2.49, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 17:06 UTC |
SULLIVAN NORA BDirector
|
GrantNon-Qualified Stock Option · Derivative | 51,724 | $2.76 Strike: $2.76 | $142,758.24 |
DisclosureSEC source: 0001140361-18-016791 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2023-03-06 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on March 6, 2019. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 17:05 UTC |
SICIGNANO HENRY IIIDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 279,553 | $2.76 Strike: $2.76 | $771,566.28 |
DisclosureSEC source: 0001140361-18-016790 · doc1.xml · derivative · entry 5 SICIGNANO HENRY III · CIK 0001508753 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,553 Underlying: Common Stock · 279,553 shares Expires 2028-03-06 F2 · derivative.exercise_date: Stock option grant which vests one-third on March 6, 2019, March 6, 2020 and March 6, 2021. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 21:04 UTC |
SANDERS RICHARD M.Director
|
GrantNon-Qualified Stock Option · Derivative | 51,724 | $2.76 Strike: $2.76 | $142,758.24 |
DisclosureSEC source: 0001140361-18-016788 · doc1.xml · derivative · entry 2 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2023-03-06 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on March 6, 2019. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 21:03 UTC |
JAMES THOMAS L.VP, General Counsel & Sec'y.
|
GrantStock Option (Right to Buy) · Derivative | 117,146 | $2.76 Strike: $2.76 | $323,322.96 |
DisclosureSEC source: 0001140361-18-016787 · doc1.xml · derivative · entry 2 JAMES THOMAS L. · CIK 0001608342 · VP, General Counsel & Sec'y. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,146 Underlying: Common Stock · 117,146 shares Expires 2028-03-06 F1 · derivative.exercise_date: Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 20:58 UTC |
Dunn Joseph ADirector
|
GrantNon-Qualified Stock Option · Derivative | 51,724 | $2.76 Strike: $2.76 | $142,758.24 |
DisclosureSEC source: 0001140361-18-016786 · doc1.xml · derivative · entry 2 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2023-03-06 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on March 6, 2019. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 20:57 UTC |
Cornell James WDirector
|
GrantNon-Qualified Stock Option · Derivative | 51,724 | $2.76 Strike: $2.76 | $142,758.24 |
DisclosureSEC source: 0001140361-18-016785 · doc1.xml · derivative · entry 2 Cornell James W · CIK 0001523111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2023-03-06 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on March 6, 2019. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 20:56 UTC |
BRODFUEHRER JOHN TCFO & Treasurer
|
GrantStock Option (Right to Buy) · Derivative | 117,146 | $2.76 Strike: $2.76 | $323,322.96 |
DisclosureSEC source: 0001140361-18-016784 · doc1.xml · derivative · entry 2 BRODFUEHRER JOHN T · CIK 0001573515 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,146 Underlying: Common Stock · 117,146 shares Expires 2028-03-06 F1 · derivative.exercise_date: Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021. Read SEC document |
| October 31, 2017 Filed Nov 8, 2017 22:20 UTC |
Swauger James E.Senior VP-Science & Regulatory
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001140361-17-041623 · doc1.xml · derivative · entry 2 Swauger James E. · CIK 0001722086 · Senior VP-Science & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-10-31 F2 · derivative.exercise_date: Vests upon the satisfaction of certain performance conditions. Read SEC document |
| October 31, 2017 Filed Nov 8, 2017 22:20 UTC |
Swauger James E.Senior VP-Science & Regulatory
|
GrantStock Option (Right to Buy) · Derivative | 900,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001140361-17-041623 · doc1.xml · derivative · entry 1 Swauger James E. · CIK 0001722086 · Senior VP-Science & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Common Stock · 900,000 shares Expires 2027-10-31 F1 · derivative.exercise_date: Vests one-third on each of November 1, 2018, November 1, 2019 and November 1, 2020. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 17:31 UTC |
Moynihan Michael RobertVice President of R&D
|
SaleCommon Stock | 50,000 | $2.67 | $133,275.00 |
DisclosureSEC source: 0001140361-17-036994 · doc1.xml · nonDerivative · entry 1 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,220 F1 · kind: Shares sold pursuant to predetermined criteria contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on August 30, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at share prices ranging from $2.64 to $2.71, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:11 UTC |
Dunn Joseph ADirector
|
OtherWarrant to Purchase · Derivative | 31,500 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001140361-17-032595 · doc1.xml · derivative · entry 3 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-11-09 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:11 UTC |
Dunn Joseph ADirector
|
Tax withholdingCommon Stock | 8,553 | $2.21 | $18,902.13 |
DisclosureSEC source: 0001140361-17-032595 · doc1.xml · nonDerivative · entry 2 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,947 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:11 UTC |
Dunn Joseph ADirector
|
OtherCommon Stock | 31,500 | $0.60 | $18,900.00 |
DisclosureSEC source: 0001140361-17-032595 · doc1.xml · nonDerivative · entry 1 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,500 F2 · kind: The Reporting Owner exercised warrant shares via a cashless exercise. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:08 UTC |
Cornell James WDirector
|
OtherWarrant to Purchase · Derivative | 31,500 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001140361-17-032594 · doc1.xml · derivative · entry 3 Cornell James W · CIK 0001523111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-11-09 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:08 UTC |
Cornell James WDirector
|
Tax withholdingCommon Stock | 8,553 | $221.00 | $1,890,213.00 |
DisclosureSEC source: 0001140361-17-032594 · doc1.xml · nonDerivative · entry 2 Cornell James W · CIK 0001523111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,947 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:08 UTC |
Cornell James WDirector
|
OtherCommon Stock | 31,500 | $0.60 | $18,900.00 |
DisclosureSEC source: 0001140361-17-032594 · doc1.xml · nonDerivative · entry 1 Cornell James W · CIK 0001523111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,500 F2 · kind: The Reporting Owner exercised warrant shares via a cashless exercise. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 16:16 UTC |
Moynihan Michael RobertVice President of R&D
|
SaleCommon Stock | 29,532 | $2.00 | $59,064.00 |
DisclosureSEC source: 0001140361-17-029892 · doc1.xml · nonDerivative · entry 1 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,220 F1 · kind: Shares sold pursuant to predetermined criteria ($2.00 market price) contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on October 26, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.