person · Reporting owner
Moynihan Michael Robert
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Vice President of R&D | September 29, 2017 | September 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date September 29, 2017 · Filed September 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 867,220 |
Reported balance
After 2017-09-29 transaction · row 1
1 source rowRow 1 · 2017-09-29 · Sale · Disposed 50,000 · Balance 867,220 F1: Shares sold pursuant to predetermined criteria contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on August 30, 2017. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at share prices ranging from $2.64 to $2.71, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.69 · Expires 2022-05-18 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 100,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.80 · Expires 2023-02-25 | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 75,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.96 · Expires 2025-02-16 | Direct | 194,529 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 194,529 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.82 · Expires 2026-04-29 | Direct | 90,000 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 90,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.39 · Expires 2027-05-24 | Direct | 62,000 |
Reported balance
Holding disclosure · report date 2017-09-29 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 62,000 F3: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to predetermined criteria contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on August 30, 2017.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at share prices ranging from $2.64 to $2.71, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2017 Filed Sep 29, 2017 17:31 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 50,000 | $2.67 | $133,275.00 |
DisclosureSEC source: 0001140361-17-036994 · doc1.xml · nonDerivative · entry 1 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,220 F1 · kind: Shares sold pursuant to predetermined criteria contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on August 30, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at share prices ranging from $2.64 to $2.71, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 16:16 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 29,532 | $2.00 | $59,064.00 |
DisclosureSEC source: 0001140361-17-029892 · doc1.xml · nonDerivative · entry 1 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,220 F1 · kind: Shares sold pursuant to predetermined criteria ($2.00 market price) contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on October 26, 2015. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 17:04 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 20,468 | $2.00 | $40,936.00 |
DisclosureSEC source: 0001140361-17-024587 · doc1.xml · nonDerivative · entry 1 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,752 F1 · kind: Shares sold pursuant to predetermined criteria ($2.00 market price) contained in a Rule 10b5-1 trading plan instituted by the Reporting Person on October 26, 2015. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:25 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantStock Option (Right to Buy) · Derivative | 62,000 | $1.39 Strike: $1.39 | $86,180.00 |
DisclosureSEC source: 0001140361-17-022555 · doc1.xml · derivative · entry 2 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Underlying: Common Stock · 62,000 shares Expires 2027-05-24 F1 · derivative.exercise_date: Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1. 2020. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 16:57 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | OtherWarrant to Purchase · Derivative | 150,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001140361-17-014209 · doc1.xml · derivative · entry 3 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-05-15 Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 16:57 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 71,714 | $1.26 | $90,001.07 |
DisclosureSEC source: 0001140361-17-014209 · doc1.xml · nonDerivative · entry 2 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,220 Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 16:57 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | OtherCommon Stock | 150,000 | $0.60 | $90,000.00 |
DisclosureSEC source: 0001140361-17-014209 · doc1.xml · nonDerivative · entry 1 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,934 F1 · kind: Mr. Moynihan exercised warrants via a cashless exercise prior to the Issuer's blackout period commencing April 1, 2017, in advance of the May 15, 2017 expiration date of the warrants. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 17:36 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 100,000 | $1.28 | $128,060.00 |
DisclosureSEC source: 0001140361-16-084417 · doc1.xml · nonDerivative · entry 1 Moynihan Michael Robert · CIK 0001508751 · Vice President of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,934 F1 · kind: Shares sold pursuant to Rule 10b5-1 trading plan maintained by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were old in multiple transactions at prices ranging from $1.25 to $1.34, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.