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Nasdaq · USD

XXII

22nd Century Group, Inc.

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Tapewire entity
8519
SEC CIK
0001347858
Parsed reports
146

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2025 Filed Nov 13, 2025 17:31 UTC
FIRESTONE LAWRENCEDirector · Chief Executive Officer
GrantStock option (right to buy) · Derivative 200,472 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001685 · form4.xml · derivative · entry 2

FIRESTONE LAWRENCE · CIK 0001112888 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,472

Underlying: Common Stock · 200,472 shares

Expires 2025-11-10

F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:31 UTC
FIRESTONE LAWRENCEDirector · Chief Executive Officer
GrantCommon Stock 66,824 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001685 · form4.xml · nonDerivative · entry 1

FIRESTONE LAWRENCE · CIK 0001112888 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,129

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:36 UTC
Marion Arvil S.VP of Mfg. Operations*
GrantStock option (right to buy) · Derivative 97,288 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001691 · form4.xml · derivative · entry 2

Marion Arvil S. · CIK 0002039286 · VP of Mfg. Operations*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,288

Underlying: Common Stock · 97,288 shares

Expires 2035-11-10

F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:36 UTC
Marion Arvil S.VP of Mfg. Operations*
GrantCommon Stock 32,429 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001691 · form4.xml · nonDerivative · entry 1

Marion Arvil S. · CIK 0002039286 · VP of Mfg. Operations*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,062

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:38 UTC
Staffeldt JonathanVP and Deputy General Counsel
GrantStock option (right to buy) · Derivative 111,439 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001693 · form4.xml · derivative · entry 2

Staffeldt Jonathan · CIK 0002020416 · VP and Deputy General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,439

Underlying: Common Stock · 111,439 shares

Expires 2035-11-10

F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:38 UTC
Staffeldt JonathanVP and Deputy General Counsel
GrantCommon Stock 37,146 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001693 · form4.xml · nonDerivative · entry 1

Staffeldt Jonathan · CIK 0002020416 · VP and Deputy General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,871

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:32 UTC
Otto Daniel AChief Financial Officer
GrantStock option (right to buy) · Derivative 111,439 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001687 · form4.xml · derivative · entry 2

Otto Daniel A · CIK 0002020253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,439

Underlying: Common Stock · 111,439 shares

Expires 2035-11-10

F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:32 UTC
Otto Daniel AChief Financial Officer
GrantCommon Stock 37,146 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001687 · form4.xml · nonDerivative · entry 1

Otto Daniel A · CIK 0002020253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,871

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 16:53 UTC
KEYS DAVID NDirector
GrantStock option (right to buy) · Derivative 37,737 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001683 · form4.xml · derivative · entry 2

KEYS DAVID N · CIK 0001267667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,737

Underlying: Common Stock · 37,737 shares

Expires 2035-11-10

F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 16:53 UTC
KEYS DAVID NDirector
GrantCommon Stock 12,578 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001683 · form4.xml · nonDerivative · entry 1

KEYS DAVID N · CIK 0001267667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,696

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:34 UTC GrantNon-Qualified Stock Option · Derivative 33,020 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001689 · form4.xml · derivative · entry 2

SALHANY LUCILLE S · CIK 0001231076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,020

Underlying: Common Stock · 33,020 shares

Expires 2035-11-10

F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 17:34 UTC GrantCommon Stock 11,006 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001689 · form4.xml · nonDerivative · entry 1

SALHANY LUCILLE S · CIK 0001231076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,114

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 22:40 UTC
MANFREDONIA ROBERT PEVP of Sales and Marketing
GrantStock option (right to buy) · Derivative 97,288 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001695 · form4.xml · derivative · entry 2

MANFREDONIA ROBERT P · CIK 0001761643 · EVP of Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,288

Underlying: Common Stock · 97,288 shares

Expires 2025-11-10

F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 22:40 UTC
MANFREDONIA ROBERT PEVP of Sales and Marketing
GrantCommon Stock 32,429 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001695 · form4.xml · nonDerivative · entry 1

MANFREDONIA ROBERT P · CIK 0001761643 · EVP of Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,062

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

Read SEC document
November 10, 2025 Filed Nov 14, 2025 21:58 UTC
Arno AndrewDirector
GrantNon-Qualified Stock Option · Derivative 51,888 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0000897069-25-001707 · form4.xml · derivative · entry 2

Arno Andrew · CIK 0001472122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,888

Underlying: Common Stock · 51,888 shares

Expires 2035-11-10

F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
November 10, 2025 Filed Nov 14, 2025 21:58 UTC
Arno AndrewDirector
GrantCommon Stock 17,295 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001707 · form4.xml · nonDerivative · entry 1

Arno Andrew · CIK 0001472122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,481

F1 · shares: The restricted stock units vest 1/3 per year on November 10, 2026, 2027 and 2028, subject to continued service with the Company.

F2 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 1-for-23 stock split effectuated by the issuer on June 20, 2025.

Read SEC document
August 25, 2025 Filed Oct 6, 2025 17:01 UTC
KEYS DAVID NDirector
GrantStock option (right to buy) · Derivative 6,357 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0000897069-25-001566 · form4.xml · derivative · entry 2

KEYS DAVID N · CIK 0001267667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,357

Underlying: Common Stock · 6,357 shares

Expires 2035-03-10

F2 · derivative.exercise_date: Options vest on June 10, 2026, subject to continued service with the Company.

Read SEC document
August 25, 2025 Filed Oct 6, 2025 17:01 UTC
KEYS DAVID NDirector
GrantCommon Stock 2,118 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-001566 · form4.xml · nonDerivative · entry 1

KEYS DAVID N · CIK 0001267667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,118

F1 · shares: The restricted stock units vest on March 10, 2026, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:28 UTC
FIRESTONE LAWRENCEDirector · Chief Executive Officer
GrantStock option (right to buy) · Derivative 90,043 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000584 · form4.xml · derivative · entry 2

FIRESTONE LAWRENCE · CIK 0001112888 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,043

Underlying: Common Stock · 90,043 shares

Expires 2035-03-10

F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:28 UTC
FIRESTONE LAWRENCEDirector · Chief Executive Officer
GrantCommon Stock 30,014 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000584 · form4.xml · nonDerivative · entry 1

FIRESTONE LAWRENCE · CIK 0001112888 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,416

F1 · shares: The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:19 UTC
Marion Arvil S.VP of Mfg. Operations*
GrantStock option (right to buy) · Derivative 43,698 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000576 · form4.xml · derivative · entry 2

Marion Arvil S. · CIK 0002039286 · VP of Mfg. Operations*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,698

Underlying: Common Stock · 43,698 shares

Expires 2035-03-10

F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:19 UTC
Marion Arvil S.VP of Mfg. Operations*
GrantCommon Stock 14,565 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000576 · form4.xml · nonDerivative · entry 1

Marion Arvil S. · CIK 0002039286 · VP of Mfg. Operations*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,569

F1 · shares: The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:24 UTC
Staffeldt JonathanVP and Deputy General Counsel
GrantStock option (right to buy) · Derivative 50,054 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000580 · form4.xml · derivative · entry 2

Staffeldt Jonathan · CIK 0002020416 · VP and Deputy General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,054

Underlying: Common Stock · 50,054 shares

Expires 2035-03-10

F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:24 UTC
Staffeldt JonathanVP and Deputy General Counsel
GrantCommon Stock 16,684 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000580 · form4.xml · nonDerivative · entry 1

Staffeldt Jonathan · CIK 0002020416 · VP and Deputy General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,690

F1 · shares: The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:21 UTC
Otto Daniel AChief Financial Officer
GrantStock option (right to buy) · Derivative 50,054 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000578 · form4.xml · derivative · entry 2

Otto Daniel A · CIK 0002020253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,054

Underlying: Common Stock · 50,054 shares

Expires 2035-03-10

F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:21 UTC
Otto Daniel AChief Financial Officer
GrantCommon Stock 16,684 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000578 · form4.xml · nonDerivative · entry 1

Otto Daniel A · CIK 0002020253 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,686

F1 · shares: The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:37 UTC GrantNon-Qualified Stock Option · Derivative 7,416 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000591 · form4.xml · derivative · entry 2

Johnson Anthony L. · CIK 0001880142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,416

Underlying: Common Stock · 7,416 shares

Expires 2035-03-10

F2 · derivative.exercise_date: 33.33% exercisable on March 10, 2026, 33.33% exercisable on March 10, 2027, and 33.34% exercisable on March 10, 2028..

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:37 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000591 · form4.xml · nonDerivative · entry 1

Johnson Anthony L. · CIK 0001880142 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,479

F1 · shares: Restricted stock units vest 100% on March 10, 2026, subject to continued service by the Reporting Person with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:30 UTC
Arno AndrewDirector
GrantNon-Qualified Stock Option · Derivative 12,713 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000586 · form4.xml · derivative · entry 2

Arno Andrew · CIK 0001472122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,713

Underlying: Common Stock · 12,713 shares

Expires 2030-03-10

F2 · derivative.exercise_date: 33.33% exercisable on March 10, 2026, 33.33% exercisable on March 10, 2027, and 33.34% exercisable on March 10, 2028..

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:30 UTC
Arno AndrewDirector
GrantCommon Stock 4,237 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000586 · form4.xml · nonDerivative · entry 1

Arno Andrew · CIK 0001472122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,284

F1 · shares: Restricted stock units vest 100% on March 10, 2026, subject to continued service by the Reporting Person with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:35 UTC GrantNon-Qualified Stock Option · Derivative 7,416 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000589 · form4.xml · derivative · entry 2

SALHANY LUCILLE S · CIK 0001231076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,416

Underlying: Common Stock · 7,416 shares

Expires 2035-03-10

F2 · derivative.exercise_date: 33.33% exercisable on March 10, 2026, 33.33% exercisable on March 10, 2027, and 33.34% exercisable on March 10, 2028.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 17:35 UTC GrantCommon Stock 2,472 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000589 · form4.xml · nonDerivative · entry 1

SALHANY LUCILLE S · CIK 0001231076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,477

F1 · shares: Restricted stock units vest 100% on March 10, 2026, subject to continued service by the Reporting Person with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:25 UTC
MANFREDONIA ROBERT PEVP of Sales and Marketing
GrantStock option (right to buy) · Derivative 43,698 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0000897069-25-000582 · form4.xml · derivative · entry 2

MANFREDONIA ROBERT P · CIK 0001761643 · EVP of Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,698

Underlying: Common Stock · 43,698 shares

Expires 2035-03-10

F2 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:25 UTC
MANFREDONIA ROBERT PEVP of Sales and Marketing
GrantCommon Stock 14,565 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000582 · form4.xml · nonDerivative · entry 1

MANFREDONIA ROBERT P · CIK 0001761643 · EVP of Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,565

F1 · shares: The restricted stock units vest 1/3 per year on March 10, 2026, 2027 and 2028, subject to continued service with the Company.

Read SEC document
September 12, 2024 Filed Sep 12, 2024 17:00 UTC
FIRESTONE LAWRENCEDirector · Chief Executive Officer
PurchaseCommon Stock 39,000 $0.27 $10,467.60
Disclosure

SEC source: 0001104659-24-099370 · tm2423939-1_4seq1.xml · nonDerivative · entry 1

FIRESTONE LAWRENCE · CIK 0001112888 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,250

Read SEC document
May 30, 2024 Filed May 31, 2024 16:05 UTC
FIRESTONE LAWRENCEDirector · Chief Executive Officer
PurchaseCommon Stock 9,000 $1.09 $9,828.90
Disclosure

SEC source: 0001104659-24-067136 · tm2416169-1_4seq1.xml · nonDerivative · entry 1

FIRESTONE LAWRENCE · CIK 0001112888 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,250

Read SEC document
January 05, 2024 Filed Jan 9, 2024 01:04 UTC
Arno AndrewDirector
PurchaseCommon Stock 100,000 $0.17 $17,490.00
Disclosure

SEC source: 0001104659-24-002361 · tm242457-1_4seq1.xml · nonDerivative · entry 1

Arno Andrew · CIK 0001472122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The price reported in Column 4 is a weighted average price. The purchase prices ranged from $.17 to $.18. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 16:32 UTC
FIRESTONE LAWRENCEDirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $0.17 $17,360.00
Disclosure

SEC source: 0001104659-24-001826 · tm242258-1_4seq1.xml · nonDerivative · entry 1

FIRESTONE LAWRENCE · CIK 0001112888 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
March 21, 2023 Filed Mar 21, 2023 20:23 UTC
MISH JAMES ADirector · Chief Executive Officer
Tax withholdingCommon Stock 225,841 $0.87 $197,023.69
Disclosure

SEC source: 0001140361-23-012878 · form4.xml · nonDerivative · entry 2

MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,137,954

F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units.

Read SEC document
March 21, 2023 Filed Mar 21, 2023 20:22 UTC
FRANZINO JOHNChief Administrative Officer
Tax withholdingCommon Stock 14,244 $0.87 $12,426.47
Disclosure

SEC source: 0001140361-23-012877 · form4.xml · nonDerivative · entry 2

FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,949

F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:23 UTC
MISH JAMES ADirector · Chief Executive Officer
Tax withholdingCommon Stock 54,735 $0.87 $47,723.45
Disclosure

SEC source: 0001140361-23-012878 · form4.xml · nonDerivative · entry 1

MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,363,795

F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:22 UTC
FRANZINO JOHNChief Administrative Officer
Tax withholdingCommon Stock 21,210 $0.87 $18,493.00
Disclosure

SEC source: 0001140361-23-012877 · form4.xml · nonDerivative · entry 1

FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,193

F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 18:13 UTC GrantCommon Stock 128,342 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005203 · doc1.xml · nonDerivative · entry 1

SULLIVAN NORA B · CIK 0001057067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,049

F1 · shares: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 18:16 UTC GrantCommon Stock 128,342 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005206 · doc1.xml · nonDerivative · entry 1

Johnson Anthony L. · CIK 0001880142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,150

F1 · shares: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company.

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March 14, 2023 Filed Mar 16, 2023 18:18 UTC
MISH JAMES ADirector · Chief Executive Officer
GrantCommon Stock 431,730 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005208 · doc1.xml · nonDerivative · entry 1

MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418,530

F1 · shares: The restricted stock units vest 1/3 per year on March 14, 2024, 2025, and 2026, subject to continued service with the Company.

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March 14, 2023 Filed Mar 16, 2023 18:06 UTC
FRANZINO JOHNChief Administrative Officer
GrantCommon Stock 235,829 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005195 · doc1.xml · nonDerivative · entry 1

FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,403

F1 · shares: The restricted stock units vest 1/3 per year on March 14, 2024, 2025, and 2026; subject to continued service with the Company.

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March 14, 2023 Filed Mar 16, 2023 18:23 UTC
Ferola PeterChief Legal Officer & Secy.
GrantCommon Stock 308,972 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005212 · doc1.xml · nonDerivative · entry 1

Ferola Peter · CIK 0001465497 · Chief Legal Officer & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,972

F1 · shares: The restricted stock units vest 1/3 per year on March 14, 2024, 2025, and 2026; subject to continued service with the Company.

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March 14, 2023 Filed Mar 16, 2023 18:09 UTC GrantCommon Stock 128,342 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005197 · doc1.xml · nonDerivative · entry 1

SALHANY LUCILLE S · CIK 0001231076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,954

F1 · shares: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company.

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March 14, 2023 Filed Mar 16, 2023 22:25 UTC
Kinsman Robert HughChief Financial Officer
GrantCommon Stock 275,698 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005214 · doc1.xml · nonDerivative · entry 1

Kinsman Robert Hugh · CIK 0001940772 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,025

F1 · shares: The restricted stock units vest 1/3 per year on March 14, 2024, 2025, and 2026; subject to continued service with the Company.

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March 14, 2023 Filed Mar 16, 2023 22:20 UTC
Miller John JPresident, Tobacco
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005210 · doc1.xml · nonDerivative · entry 1

Miller John J · CIK 0001954460 · President, Tobacco

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: Includes performance shares which vested upon the achievement of certain performance conditions. The performance shares were issued pursuant to the Issuer's equity incentive plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.