Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Director · Chief Executive Officer | March 19, 2023 | March 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date March 19, 2023 · Filed March 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,137,954 |
Ending reported balance
After 2023-03-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-19 · Tax withholding · Disposed 54,735 · Balance 2,363,795 F1: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Row 2 · 2023-03-21 · Tax withholding · Disposed 225,841 · Balance 2,137,954 F1: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2023 Filed Mar 21, 2023 20:23 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 225,841 | $0.87 | $197,023.69 |
DisclosureSEC source: 0001140361-23-012878 · form4.xml · nonDerivative · entry 2 MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,137,954 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| March 19, 2023 Filed Mar 21, 2023 20:23 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 54,735 | $0.87 | $47,723.45 |
DisclosureSEC source: 0001140361-23-012878 · form4.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,363,795 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 18:18 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 431,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005208 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,418,530 F1 · shares: The restricted stock units vest 1/3 per year on March 14, 2024, 2025, and 2026, subject to continued service with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:57 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 950,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007392 · doc1.xml · nonDerivative · entry 2 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050,205 F2 · shares: The restricted stock units vest 50% on the one year anniversary of the date of grant and 50% on the two year anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:57 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 431,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007392 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,205 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. Read SEC document |
| March 19, 2022 Filed Feb 10, 2023 16:37 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 63,405 | $2.35 | $149,001.75 |
DisclosureSEC source: 0001567619-23-002389 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986,800 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from vesting of Restricted Stock Units. Read SEC document |
| September 30, 2021 Filed Sep 30, 2021 16:33 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 20,000 | $2.88 | $57,600.00 |
DisclosureSEC source: 0001567619-21-017666 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,475 Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:31 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 66,525 | $4.50 | $299,362.50 |
DisclosureSEC source: 0001567619-21-012570 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,475 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| March 31, 2021 Filed Mar 31, 2021 16:37 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseRestricted Stock Units | 15,000 | $3.23 | $48,450.00 |
DisclosureSEC source: 0001567619-21-007309 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,000 Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 12:39 UTC Amendment | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 15,000 | $3.23 | $48,450.00 |
DisclosureSEC source: 0001567619-21-007359 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,000 F1 · security: The amendment is being filed solely to correct the form to reflect a purchase of common stock. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 17:06 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantRestricted Stock Units | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006805 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 F1 · price: The restricted stock units vest 1/3 per year on March 19, 2022, 2023 and 2024, subject to continued service with the Company. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 14:32 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 100,000 | $0.93 | $92,800.00 |
DisclosureSEC source: 0001567619-20-019947 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.919 to $0.930, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 16:18 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012508 · doc1.xml · nonDerivative · entry 1 MISH JAMES A · CIK 0001814203 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · price: Restricted stock units which vest on June 22, 2021, subject to continued service to the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.