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person · Reporting owner

O'BRIEN ROGER D

Disclosed activity across 1 company

Tapewire entity
128839
SEC CIK
0001800264

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
22nd Century Group, Inc.XXII · Entity 8519DirectorMarch 21, 2022March 23, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

22nd Century Group, Inc.

Report date March 21, 2022 · Filed March 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect308,595 Reported balance After 2022-03-21 transaction · row 1
1 source row

Row 1 · 2022-03-21 · Grant · Acquired 51,808 · Balance 308,595

F1: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2022 Filed Mar 23, 2022 21:03 UTC 22nd Century Group, Inc. XXII · Entity 8519 GrantCommon Stock 51,808 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007399 · doc1.xml · nonDerivative · entry 1

O'BRIEN ROGER D · CIK 0001800264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,595

F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:26 UTC 22nd Century Group, Inc. XXII · Entity 8519 GrantCommon Stock 77,564 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006754 · doc1.xml · nonDerivative · entry 1

O'BRIEN ROGER D · CIK 0001800264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,787

F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:31 UTC 22nd Century Group, Inc. XXII · Entity 8519 PurchaseCommon Stock 52,400 $2.86 $149,864.00
Disclosure

SEC source: 0001567619-21-006494 · doc1.xml · nonDerivative · entry 1

O'BRIEN ROGER D · CIK 0001800264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,223

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.85 to $2.88 inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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March 16, 2020 Filed Mar 16, 2020 20:45 UTC 22nd Century Group, Inc. XXII · Entity 8519 GrantCommon Stock 126,823 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006419 · doc1.xml · nonDerivative · entry 1

O'BRIEN ROGER D · CIK 0001800264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,823

F1 · shares: Restricted stock units which vest 100% on March 16, 2021, subject to continued service by the Reporting Person to the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.