Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Director | March 21, 2022 | March 23, 2022 |
| ALTRIA GROUP, INC.MO · Entity 188 | President & CEO, PM USA | February 09, 2017 | February 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date March 21, 2022 · Filed March 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 256,195 |
Reported balance
After 2022-03-21 transaction · row 1
1 source rowRow 1 · 2022-03-21 · Grant · Acquired 51,808 · Balance 256,195 F1: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company.
ALTRIA GROUP, INC.
Report date February 09, 2017 · Filed February 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,780 |
Reported balance
After 2017-02-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-09 · Tax withholding · Disposed 6,647 · Balance 83,780 F1: Shares withheld to satisfy taxes on the vesting of Restricted Stock. F2: The average of the high and low intraday trading price of Altria Group, Inc. common stock on February 9, 2017. F3: Includes 53,601 Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | IndirectDPS | 145 |
Reported balance
Holding disclosure · report date 2017-02-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 145 F4: Shares held in the Altria Deferred Profit-Sharing Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 926 |
Reported balance
Holding disclosure · report date 2017-02-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 926 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy taxes on the vesting of Restricted Stock.
F2: The average of the high and low intraday trading price of Altria Group, Inc. common stock on February 9, 2017.
F3: Includes 53,601 Restricted Stock Units.
F4: Shares held in the Altria Deferred Profit-Sharing Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2022 Filed Mar 23, 2022 21:02 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007398 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,195 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 21:31 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GiftCommon Stock | 29,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-154725 · tm2136575d1_4seq1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,387 Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:23 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 125,000 | $4.78 | $597,500.00 |
DisclosureSEC source: 0001567619-21-012023 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,932 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.67 to $4.92, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:31 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 77,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006758 · doc1.xml · nonDerivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,932 F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:31 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GiftCommon Stock | 45,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006758 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,368 Read SEC document |
| March 16, 2020 Filed May 15, 2020 20:21 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 126,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-010537 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,823 F1 · shares: Restricted stock units vest 100% on March 16, 2021, subject to continued service by the Reporting Person with the Company. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:10 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Disposition to issuerStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-19-023286 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. F1 · derivative.exercise_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. F1 · derivative.expiration_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:10 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Disposition to issuerCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023286 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. Read SEC document |
| December 13, 2019 Filed Mar 16, 2020 20:51 UTC Amendment | 22nd Century Group, Inc. XXII · Entity 8519 | Disposition to issuerStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-20-006425 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.exercise_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.expiration_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| December 13, 2019 Filed Mar 16, 2020 20:51 UTC Amendment | 22nd Century Group, Inc. XXII · Entity 8519 | Disposition to issuerCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006425 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| December 13, 2019 Filed Apr 1, 2021 14:27 UTC Amendment | 22nd Century Group, Inc. XXII · Entity 8519 | Disposition to issuerStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-21-007347 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.exercise_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. F1 · derivative.expiration_date: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| December 13, 2019 Filed Apr 1, 2021 14:27 UTC Amendment | 22nd Century Group, Inc. XXII · Entity 8519 | Disposition to issuerCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007347 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · kind: Cancellation of restricted stock units and stock options in connection with reporting person's resignation as an executive officer of the Issuer. The amendment is filed solely to correct the number of restricted stock units that were cancelled. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:23 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantStock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0001567619-19-018149 · doc1.xml · derivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2029-09-09 F2 · derivative.exercise_date: Stock option grant which vests one-third on each of August 2, 2020, August 2, 2021 and August 2, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:23 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018149 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 F1 · shares: Restricted stock units ("RSUs") vested immediately with respect to 100,000 RSUs. The remaining 250,000 RSUs vest annually over a period of two years, subject to continued service by the Reporting Person with the Company. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 20:31 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 75,000 | $1.88 | $140,797.50 |
DisclosureSEC source: 0001567619-19-017638 · doc1.xml · nonDerivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.865 to $1.890, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:31 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 25,000 | $1.97 | $49,250.00 |
DisclosureSEC source: 0001567619-19-017638 · doc1.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:11 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 6,647 | $72.18 | $479,747.23 |
DisclosureSEC source: 0001182489-17-000181 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,780 F1 · shares: Shares withheld to satisfy taxes on the vesting of Restricted Stock. F2 · price: The average of the high and low intraday trading price of Altria Group, Inc. common stock on February 9, 2017. F3 · balance_after: Includes 53,601 Restricted Stock Units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:02 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 10,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-17-000115 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,427 F1 · shares: Restricted Stock Units awarded in accordance with the terms of the Issuer's equity compensation plans. F2 · balance_after: Includes 53,601 Restricted Stock Units and 13,930 shares of Restricted Stock. Read SEC document |
| February 11, 2016 Filed Feb 16, 2016 21:02 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 2,990 | $59.74 | $178,622.60 |
DisclosureSEC source: 0001182489-16-000931 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,984 F1 · shares: Shares withheld to satisfy taxes on the vesting of Restricted Stock. F2 · price: The average of the high and low price of Altria Group, Inc. common stock on February 11, 2016. F3 · balance_after: Includes 43,158 Restricted Stock Units and 13,930 shares of Restricted Stock. Read SEC document |
| January 26, 2016 Filed Jan 28, 2016 20:54 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 11,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-16-000866 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,974 F1 · shares: Restricted Stock Units awarded in accordance with the terms of the Issuer's equity compensation plans. F2 · balance_after: Includes 43,158 Restricted Stock Units and 22,960 shares of Restricted Stock. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 20:59 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 2,910 | $54.32 | $158,056.65 |
DisclosureSEC source: 0001182489-15-000306 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,996 F1 · shares: Shares withheld to satisfy taxes on the vesting of Restricted Stock. F2 · price: The average of the high and low price of Altria Group, Inc. common stock on February 11, 2015. F3 · balance_after: Includes 31,180 Restricted Stock Units and 22,960 shares of Restricted Stock. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 20:55 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 18,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-15-000161 · edgar.xml · nonDerivative · entry 2 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,906 F2 · shares: Additional grant of Restricted Stock Units awarded in accordance with the terms of the Issuer's equity compensation plans. F3 · balance_after: Includes 31,180 Restricted Stock Units and 31,750 shares of Restricted Stock. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 20:55 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 12,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-15-000161 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,566 F1 · shares: Restricted Stock Units awarded in accordance with the terms of the Issuer's equity compensation plans. Read SEC document |
| December 30, 2014 Filed Jan 2, 2015 21:27 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 9,675 | $50.10 | $484,683.64 |
DisclosureSEC source: 0001182489-15-000003 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,726 F1 · shares: Shares withheld to satisfy taxes on the vesting of Restricted Stock. F2 · price: The average of the high and low price of Altria Group, Inc. common stock on December 30, 2014. F3 · balance_after: Includes 31,750 shares of Restricted Stock. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 20:56 UTC | ALTRIA GROUP, INC. MO · Entity 188 | SaleCommon Stock | 5,000 | $49.04 | $245,185.00 |
DisclosureSEC source: 0001182489-14-001120 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,401 F1 · balance_after: Includes 52,030 shares of Restricted Stock. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 20:55 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Tax withholdingCommon Stock | 2,225 | $35.01 | $77,902.81 |
DisclosureSEC source: 0001182489-14-000186 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,401 F1 · shares: Shares withheld to satisfy taxes on the vesting of Restricted Stock. F2 · price: The average of the high and low price of Altria Group, Inc. common stock on February 11, 2014. F3 · balance_after: Includes 52,030 shares of Restricted Stock. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 21:05 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 13,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-14-000075 · edgar.xml · nonDerivative · entry 1 FLEET CLIFFORD B · CIK 0001592081 · President & CEO, PM USA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,626 F1 · shares: Restricted Stock awarded in accordance with the terms of the Issuer's equity compensation plans. F2 · balance_after: Includes 58,500 shares of Restricted Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.