Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Director | March 14, 2023 | March 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date March 14, 2023 · Filed March 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 877,049 |
Reported balance
After 2023-03-14 transaction · row 1
1 source rowRow 1 · 2023-03-14 · Grant · Acquired 128,342 · Balance 877,049 F1: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.05 · Expires 2026-03-12 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2023-03-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 150,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EVANS BANCORP INC
Report date May 02, 2025 · Filed May 02, 2025
Section 16 reporting ended · disclosed 2025-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-05-02 transaction · row 1
1 source rowRow 1 · 2025-05-02 · Disposition to issuer · Disposed 6,107 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2024, between the Issuer and NBT Bancorp, Inc., each issued and outstanding share of Issuer common stock was converted into the right to receive 0.91 shares of NBT Bancorp, Inc. common stock (subject to the payment of cash in lieu of fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2024, between the Issuer and NBT Bancorp, Inc., each issued and outstanding share of Issuer common stock was converted into the right to receive 0.91 shares of NBT Bancorp, Inc. common stock (subject to the payment of cash in lieu of fractional shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2025 Filed May 2, 2025 17:09 UTC | EVANS BANCORP INC EVBN · Entity 80252 | Disposition to issuerCommon Stock | 6,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-014351 · rdgdoc.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2024, between the Issuer and NBT Bancorp, Inc., each issued and outstanding share of Issuer common stock was converted into the right to receive 0.91 shares of NBT Bancorp, Inc. common stock (subject to the payment of cash in lieu of fractional shares). Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 15:31 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock | 679 | $30.21 | $20,512.59 |
DisclosureSEC source: 0001593968-24-000159 · primary_01.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,060 F1 · shares: The Restricted Stock shall be vested according to the following schedule: 100% of the shares of Common Stock subject, to the Restricted Stock Award will vest on the first anniversary of the date of the award. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 18:13 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 128,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005203 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,049 F1 · shares: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 11:42 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock | 519 | $39.52 | $20,510.88 |
DisclosureSEC source: 0001593968-23-000204 · primary_01.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,381.2 F1 · shares: The Restricted Stock shall be vested according to the following schedule: 100% of the shares of Common Stock subject, to the Restricted Stock Award will vest on the first anniversary of the date of the award. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:39 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Exercise / conversionNon-Qualified Stock Option · Derivative | 100,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001567619-22-011189 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2022-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:39 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Exercise / conversionCommon Stock | 100,000 | $1.39 | $139,000.00 |
DisclosureSEC source: 0001567619-22-011189 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:01 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007396 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,707 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 10:17 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock | 502 | $40.85 | $20,506.70 |
DisclosureSEC source: 0001593968-22-000325 · primary_01.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,862.2 F1 · shares: The Restricted Stock shall be vested according to the following schedule, 100% of the shares of Common Stock subject to the Restricted Stock Award will vest on the first anniversary of the date of the award. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:21 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006750 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,899 F1 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 16:09 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantNon-Qualified Stock Option · Derivative | 150,000 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0001567619-21-006397 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-03-12 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:25 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Exercise / conversionNon-Qualified Stock Option · Derivative | 138,376 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001567619-21-005020 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138,376 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:25 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Exercise / conversionCommon Stock | 138,376 | $0.95 | $131,457.20 |
DisclosureSEC source: 0001567619-21-005020 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 11:50 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock | 690 | $29.71 | $20,499.90 |
DisclosureSEC source: 0001593968-21-000227 · primary_01.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,351.71 F1 · shares: The Restricted Stock shall be vested according to the following schedule, 100% of the shares of Common Stock subject to the Restricted Stock Award will vest on the first anniversary of the date of the award. F2 · balance_after: Balance includes 23.54 shares acquired in 2020 under the Evans Bancorp, Inc. Dividend Reinvestment Plan. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 16:34 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 22,000 | $0.78 | $17,160.00 |
DisclosureSEC source: 0001567619-20-012691 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,523 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.79 to $0.83, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 16:13 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 29,953 | $0.82 | $24,561.46 |
DisclosureSEC source: 0001567619-20-011799 · doc1.xml · nonDerivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,523 Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 16:13 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | PurchaseCommon Stock | 71,372 | $0.82 | $58,660.65 |
DisclosureSEC source: 0001567619-20-011799 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,570 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.82 to $0.83, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 16:47 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 126,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006421 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,198 F1 · shares: Restricted stock units vest 100% on March 16, 2021, subject to continued service by the Reporting Person with the Company. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 15:41 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock | 520 | $39.43 | $20,503.60 |
DisclosureSEC source: 0001593968-20-000279 · primary_01.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,638.17 F1 · shares: The Restricted Stock shall be vested according to the following schedule, 100% of the shares of Common Stock subject to the Restricted Stock Award will vest on the first anniversary of the date of the award. F2 · balance_after: This number includes 6.41 shares acquired under the Evans Bancorp, Inc. Dividend Reinvestment Plan on April 3, 2019 and 6.29 shares acquired under the Evans Bancorp, Inc. Dividend Reinvestment Plan on October 4, 2019. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:42 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 42,000 | $2.41 | $101,220.00 |
DisclosureSEC source: 0001567619-19-006024 · doc1.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,375 F3 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 10:59 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock | 494 | $35.45 | $17,512.30 |
DisclosureSEC source: 0001593968-19-000513 · primary_01.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,105.47 F1 · shares: The Restricted Stock shall be vested according to the following schedule, 100% of the shares of Common Stock subject to the Restricted Stock Award will vest on the first anniversary of the date of the award. Read SEC document |
| October 04, 2018 Filed Feb 13, 2019 16:54 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock ($0.50 par value) | 4.34 | $46.98 | $203.89 |
DisclosureSEC source: 0001593968-19-000437 · primary_01.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,611.47 F1 · shares: This number represents 4.34 shares acquired under the Evans Bancorp Inc. Dividend Reinvestment Plan. on October 4, 2018. F2 · balance_after: This number includes 4.46 shares acquired under the Evans Bancorp, Inc. Dividend Reinvestment Plan on April 3, 2018. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 17:06 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantNon-Qualified Stock Option · Derivative | 51,724 | $2.76 Strike: $2.76 | $142,758.24 |
DisclosureSEC source: 0001140361-18-016791 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2023-03-06 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on March 6, 2019. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 12:24 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock (par value $0.50) | 314 | $43.00 | $13,502.00 |
DisclosureSEC source: 0000842518-18-000007 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602.67 F1 · shares: The Restricted Stock shall be vested according to the following schedule: 100% of the shares of Common Stock subject to the Restricted Stock Award will vest on the first anniversary of the date of the award. F2 · shares: This number includes shares acquired under the Evans Bancorp, Inc. Dividend Reinvestment Plan as follows: 4.51 shares on April 4, 2017, and 4.03 shares on October 3, 2017. Read SEC document |
| May 24, 2017 Filed May 26, 2017 16:30 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantNon-Qualified Stock Option · Derivative | 100,000 | $1.39 Strike: $1.39 | $139,000.00 |
DisclosureSEC source: 0001140361-17-022564 · doc1.xml · derivative · entry 2 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-05-24 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on April 1, 2018. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 18:23 UTC | EVANS BANCORP INC EVBN · Entity 80252 | GrantCommon Stock (par value $0.50) | 340 | $39.70 | $13,498.00 |
DisclosureSEC source: 0000842518-17-000018 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN NORA B · CIK 0001057067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280.13 F1 · shares: The Restricted Stock shall be vested according to the following schedule: 100% of the shares of Common Stock subject to the Restricted Stock Award will vest on the first anniversary of the date of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.