Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | President and COO | August 31, 2022 | September 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date August 31, 2022 · Filed September 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 904,938 |
Reported balance
After 2022-08-31 transaction · row 1
1 source rowRow 1 · 2022-08-31 · Sale · Disposed 370,789 · Balance 904,938 F1: Sales made pursuant to 10b5-1 trading plan. F2: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $1.39 to $1.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales made pursuant to 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $1.39 to $1.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2022 Filed Sep 2, 2022 16:29 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 370,789 | $1.35 | $500,565.15 |
DisclosureSEC source: 0001567619-22-016992 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,938 F1 · kind: Sales made pursuant to 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $1.39 to $1.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:53 UTC Amendment | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 210,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007407 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,727 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. F2 · acquired: This amendment is filed solely to correct the prior Form 4 to show that the restricted stock units were acquired by the reporting person. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:58 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 210,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007393 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,727 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 16:28 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 23,147 | $2.16 | $50,036.87 |
DisclosureSEC source: 0001567619-21-022193 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,985 F1 · shares: Represents shares sold to satisfy taxes resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.15 to $2.185. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| March 23, 2021 Filed Mar 23, 2021 17:02 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Disposition to issuerRestricted Stock Units | 215,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006801 · doc1.xml · nonDerivative · entry 2 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,132 F2 · price: Forfeiture of restricted stock units to the issuer for no value. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 17:02 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantStock option (right to buy) · Derivative | 85,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001567619-21-006801 · doc1.xml · derivative · entry 3 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2031-03-19 F3 · derivative.exercise_date: Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 17:02 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantRestricted Stock Units | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006801 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303,953 F1 · price: The restricted stock units vest 1/3 per year on March 19, 2022, 2023 and 2024, subject to continued service with the Company. Read SEC document |
| December 13, 2020 Filed Dec 15, 2020 16:50 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 18,583 | $2.54 | $47,200.82 |
DisclosureSEC source: 0001567619-20-021101 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,953 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 16:48 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 665,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006423 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,536 F1 · shares: Restricted stock units which vest one-third on March 16, 2021, one-third on March 16, 2022 and one-third on March 16, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 18:13 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023289 · doc1.xml · nonDerivative · entry 1 ZERCHER MICHAEL · CIK 0001779921 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,715 F1 · shares: Restricted stock units vest one-half on 12/13/2020 and one-half on 12/13/2021, subject to continued service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.