Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Director | March 14, 2023 | March 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date March 14, 2023 · Filed March 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 572,686 |
Reported balance
After 2023-03-14 transaction · row 1
1 source rowRow 1 · 2023-03-14 · Grant · Acquired 128,342 · Balance 572,686 F1: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 16, 2023 22:11 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 128,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005200 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,686 F1 · shares: Restricted stock units vest 100% on March 14, 2024, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 21:01 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 51,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007397 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,344 F1 · shares: Restricted stock units vest 100% on March 21, 2023, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 19, 2021 Filed Mar 19, 2021 20:07 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 77,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006686 · doc1.xml · nonDerivative · entry 2 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,536 F3 · shares: Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:07 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 47,227 | $2.72 | $128,457.44 |
DisclosureSEC source: 0001567619-21-006686 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,972 F1 · shares: Shares sold to pay taxes due upon vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.69 to $2.76, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:14 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Exercise / conversionNon-Qualified Stock Option · Derivative | 138,376 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001567619-21-005013 · doc1.xml · derivative · entry 2 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138,376 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:14 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Exercise / conversionCommon Stock | 138,376 | $0.95 | $131,457.20 |
DisclosureSEC source: 0001567619-21-005013 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:46 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 126,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006420 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,823 F1 · shares: Restricted stock units which vest 100% on March 16, 2021, subject to continued service by the Reporting Person with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:43 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 42,000 | $2.41 | $101,220.00 |
DisclosureSEC source: 0001567619-19-006025 · doc1.xml · nonDerivative · entry 1 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,000 F3 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. Read SEC document |
| March 06, 2018 Filed Apr 3, 2018 21:04 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantNon-Qualified Stock Option · Derivative | 51,724 | $2.76 Strike: $2.76 | $142,758.24 |
DisclosureSEC source: 0001140361-18-016788 · doc1.xml · derivative · entry 2 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2023-03-06 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on March 6, 2019. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:29 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantNon-Qualified Stock Option · Derivative | 100,000 | $1.39 Strike: $1.39 | $139,000.00 |
DisclosureSEC source: 0001140361-17-022561 · doc1.xml · derivative · entry 2 SANDERS RICHARD M. · CIK 0001593976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-05-24 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on April 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.