person · Reporting owner

Dunn Joseph A

Disclosed activity across 1 company

Tapewire entity: 159589
SEC CIK: 0001522460

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
22nd Century Group, Inc.XXII · Entity 8519	Director	February 28, 2019	March 04, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

22nd Century Group, Inc.

Report date February 28, 2019 · Filed March 04, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	149,947	Reported balance After 2019-02-28 transaction · row 1 1 source row Row 1 · 2019-02-28 · Grant · Acquired 42,000 · Balance 149,947 F3: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company.
Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.76 · Expires 2023-03-06	Direct	51,724	Reported balance Holding disclosure · report date 2019-02-28 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 51,724 F1: Non-Qualified Stock Options which vest 100% on March 6, 2019.
Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.39 · Expires 2022-05-24	Direct	100,000	Reported balance Holding disclosure · report date 2019-02-28 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 100,000 F2: Non-Qualified Stock Options which vest 100% on April 1, 2018.
Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.95 · Expires 2021-03-04	Direct	138,376	Reported balance Holding disclosure · report date 2019-02-28 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 138,376
Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.69 · Expires 2022-05-18	Direct	60,000	Reported balance Holding disclosure · report date 2019-02-28 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 60,000
Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.43 · Expires 2020-03-03	Direct	100,000	Reported balance Holding disclosure · report date 2019-02-28 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 100,000
Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.80 · Expires 2023-02-25	Direct	50,000	Reported balance Holding disclosure · report date 2019-02-28 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 50,000

Filing footnotes · ownership attribution and instrument terms

F1: Non-Qualified Stock Options which vest 100% on March 6, 2019.

F2: Non-Qualified Stock Options which vest 100% on April 1, 2018.

F3: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 28, 2019 Filed Mar 4, 2019 21:45 UTC	22nd Century Group, Inc. XXII · Entity 8519	GrantCommon Stock	42,000	$2.41	$101,220.00	Disclosure SEC source: 0001567619-19-006027 · doc1.xml · nonDerivative · entry 1 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,947 F3 · shares: Restricted stock units vest 100% on February 28, 2020, and are subject to continued service by the Reporting Person with the Company. Read SEC document
March 06, 2018 Filed Apr 3, 2018 20:58 UTC	22nd Century Group, Inc. XXII · Entity 8519	GrantNon-Qualified Stock Option · Derivative	51,724	$2.76 Strike: $2.76	$142,758.24	Disclosure SEC source: 0001140361-18-016786 · doc1.xml · derivative · entry 2 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Underlying: Common Stock · 51,724 shares Expires 2023-03-06 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on March 6, 2019. Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:11 UTC	22nd Century Group, Inc. XXII · Entity 8519	OtherWarrant to Purchase · Derivative	31,500	$0.00 Strike: $0.60	$0.00	Disclosure SEC source: 0001140361-17-032595 · doc1.xml · derivative · entry 3 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-11-09 Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:11 UTC	22nd Century Group, Inc. XXII · Entity 8519	Tax withholdingCommon Stock	8,553	$2.21	$18,902.13	Disclosure SEC source: 0001140361-17-032595 · doc1.xml · nonDerivative · entry 2 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,947 Read SEC document
August 15, 2017 Filed Aug 17, 2017 20:11 UTC	22nd Century Group, Inc. XXII · Entity 8519	OtherCommon Stock	31,500	$0.60	$18,900.00	Disclosure SEC source: 0001140361-17-032595 · doc1.xml · nonDerivative · entry 1 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,500 F2 · kind: The Reporting Owner exercised warrant shares via a cashless exercise. Read SEC document
May 24, 2017 Filed May 26, 2017 20:29 UTC	22nd Century Group, Inc. XXII · Entity 8519	GrantNon-Qualified Stock Option · Derivative	100,000	$1.39 Strike: $1.39	$139,000.00	Disclosure SEC source: 0001140361-17-022560 · doc1.xml · derivative · entry 2 Dunn Joseph A · CIK 0001522460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-05-24 F1 · derivative.exercise_date: Non-Qualified Stock Options which vest 100% on April 1, 2018. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.