Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 22nd Century Group, Inc.XXII · Entity 8519 | Chief Administrative Officer | March 19, 2023 | March 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
22nd Century Group, Inc.
Report date March 19, 2023 · Filed March 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 605,949 |
Ending reported balance
After 2023-03-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-19 · Tax withholding · Disposed 21,210 · Balance 620,193 F1: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Row 2 · 2023-03-21 · Tax withholding · Disposed 14,244 · Balance 605,949 F1: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2023 Filed Mar 21, 2023 20:22 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 14,244 | $0.87 | $12,426.47 |
DisclosureSEC source: 0001140361-23-012877 · form4.xml · nonDerivative · entry 2 FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605,949 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| March 19, 2023 Filed Mar 21, 2023 20:22 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 21,210 | $0.87 | $18,493.00 |
DisclosureSEC source: 0001140361-23-012877 · form4.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 620,193 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 18:06 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 235,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-005195 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,403 F1 · shares: The restricted stock units vest 1/3 per year on March 14, 2024, 2025, and 2026; subject to continued service with the Company. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:18 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | SaleCommon Stock | 20,324 | $1.69 | $34,443.08 |
DisclosureSEC source: 0001567619-22-012980 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,574 F1 · price: Shares sold to pay taxes upon vesting of restricted stock units. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $1.68 to $1.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 16:59 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantCommon Stock | 120,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007394 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,871 F1 · shares: The restricted stock units vest 1/3 per year on March 21, 2023, 2024 and 2025, subject to continued service with the Company. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 16:09 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 8,838 | $5.00 | $44,190.00 |
DisclosureSEC source: 0001567619-21-011967 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,987 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| April 30, 2021 Filed May 3, 2021 16:18 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | Tax withholdingCommon Stock | 16,175 | $4.68 | $75,699.00 |
DisclosureSEC source: 0001567619-21-008860 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,825 F1 · shares: Represents shares withheld by the Company to satisfy taxes resulting from the vesting of restricted stock units. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 17:04 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantRestricted Common Stock Units | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006803 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 F1 · price: The restricted stock units vest 1/3 per year on March 19, 2022, 2023 and 2024, subject to continued service with the Company. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 16:54 UTC | 22nd Century Group, Inc. XXII · Entity 8519 | GrantRestricted Common Stock Units | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011965 · doc1.xml · nonDerivative · entry 1 FRANZINO JOHN · CIK 0001813820 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · price: The restricted stock units vest 50% on the one year anniversary of the date of grant and 50% on the two year anniversary of the date of grant, subject to continued service with the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.