Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2017 Filed May 17, 2017 20:25 UTC |
Savage Jeffrey SSVP & Controller
|
GrantPhantom Stock · Derivative | 5.486 | $45.57 Strike: $0.00 | $250.00 |
DisclosureSEC source: 0001140361-17-021164 · doc1.xml · derivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,590.71 Underlying: Common Stock · 5.486 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:21 UTC |
Clark Christopher BPresident, NSPM
|
GrantPhantom Stock · Derivative | 9.326 | $45.57 | $424.99 |
DisclosureSEC source: 0001140361-17-021157 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177.587 Underlying: Common Stock · 9.326 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:50 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
OtherPhantom Stock · Derivative | 5,442.242 | $45.57 | $248,002.97 |
DisclosureSEC source: 0001140361-17-021411 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,696.126 Underlying: Common Stock · 5,442.242 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| April 28, 2017 Filed May 3, 2017 01:29 UTC |
Savage Jeffrey SSVP & Controller
|
GrantPhantom Stock · Derivative | 5.549 | $45.05 Strike: $0.00 | $249.98 |
DisclosureSEC source: 0001140361-17-017979 · doc1.xml · derivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,584.725 Underlying: Common Stock · 5.549 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| April 28, 2017 Filed May 3, 2017 01:33 UTC |
Clark Christopher BPresident, NSPM
|
GrantPhantom Stock · Derivative | 9.434 | $45.05 | $425.00 |
DisclosureSEC source: 0001140361-17-017980 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168.238 Underlying: Common Stock · 9.434 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:25 UTC |
Savage Jeffrey SSVP & Controller
|
GrantPhantom Stock · Derivative | 5.546 | $45.08 Strike: $0.00 | $250.01 |
DisclosureSEC source: 0001140361-17-016206 · doc1.xml · derivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,359.696 Underlying: Common Stock · 5.546 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:25 UTC |
Clark Christopher BPresident, NSPM
|
GrantPhantom Stock · Derivative | 9.428 | $45.08 | $425.01 |
DisclosureSEC source: 0001140361-17-016205 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157.803 Underlying: Common Stock · 9.428 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:17 UTC |
Savage Jeffrey SSVP & Controller
|
GrantPhantom Stock · Derivative | 5.624 | $44.45 Strike: $0.00 | $249.99 |
DisclosureSEC source: 0001140361-17-014713 · doc1.xml · derivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,354.377 Underlying: Common Stock · 5.624 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:15 UTC |
Clark Christopher BPresident, NSPM
|
GrantPhantom Stock · Derivative | 9.561 | $44.45 | $424.99 |
DisclosureSEC source: 0001140361-17-014711 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148.385 Underlying: Common Stock · 9.561 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:06 UTC |
BOUDREAUX GAILDirector
|
GrantStock Equivalent Units · Derivative | 737.101 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-013884 · doc1.xml · derivative · entry 1 BOUDREAUX GAIL · CIK 0001287920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,258.684 Underlying: Common Stock · 737.101 shares Expires not disclosed F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F2 · shares: Of the 737.101 stock equivalent units, 614.25 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 122.85 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F2 · price: Of the 737.101 stock equivalent units, 614.25 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 122.85 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F3 · balance_after: Includes 343.970 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:17 UTC |
Williams KimDirector
|
GrantStock Equivalent Units · Derivative | 787.358 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-013896 · doc1.xml · derivative · entry 1 Williams Kim · CIK 0001375725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,526.828 Underlying: Common Stock · 787.358 shares Expires not disclosed F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F2 · shares: Of the 787.358 stock equivalent units, 656.132 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 131.226 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F2 · price: Of the 787.358 stock equivalent units, 656.132 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 131.226 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F3 · balance_after: Includes 576.211 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:14 UTC |
WESTERLUND DAVID ADirector
|
GrantStock Equivalent Units · Derivative | 636.587 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-013894 · doc1.xml · derivative · entry 1 WESTERLUND DAVID A · CIK 0001205948 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,882.086 Underlying: Common Stock · 636.587 shares Expires not disclosed F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F2 · shares: Of the 636.587 stock equivalent units, 530.489 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 106.098 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F2 · price: Of the 636.587 stock equivalent units, 530.489 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 106.098 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F3 · balance_after: Includes 837.389 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:12 UTC |
Policinski Christopher J.Director
|
GrantStock Equivalent Units · Derivative | 837.614 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-013890 · doc1.xml · derivative · entry 1 Policinski Christopher J. · CIK 0001476403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,568.691 Underlying: Common Stock · 837.614 shares Expires not disclosed F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F2 · shares: Of the 837.614 stock equivalent units, 698.012 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 139.602 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F2 · price: Of the 837.614 stock equivalent units, 698.012 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 139.602 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F3 · balance_after: Includes 559.193 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 16:07 UTC |
OBRIEN RICHARD TDirector
|
GrantStock Equivalent Units · Derivative | 703.596 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-013886 · doc1.xml · derivative · entry 1 OBRIEN RICHARD T · CIK 0001179997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,709.553 Underlying: Common Stock · 703.596 shares Expires not disclosed F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F2 · shares: Of the 703.596 stock equivalent units, 586.33 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 117.266 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F2 · price: Of the 703.596 stock equivalent units, 586.33 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 117.266 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer. F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash. F3 · balance_after: Includes 298.789 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 23:01 UTC |
Savage Jeffrey SSVP & Controller
|
GrantPhantom Stock · Derivative | 5.675 | $44.05 Strike: $0.00 | $249.98 |
DisclosureSEC source: 0001140361-17-012660 · doc1.xml · derivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,348.369 Underlying: Common Stock · 5.675 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:58 UTC |
Clark Christopher BPresident, NSPM
|
GrantPhantom Stock · Derivative | 9.648 | $44.05 | $424.99 |
DisclosureSEC source: 0001140361-17-012658 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138.809 Underlying: Common Stock · 9.648 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:25 UTC |
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 7,490.983 | $43.71 | $327,430.87 |
DisclosureSEC source: 0001140361-17-010529 · doc1.xml · nonDerivative · entry 1 FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,780.409 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:24 UTC |
Larson Kent TEVP & Group Pres, Operations
|
Tax withholdingCommon Stock | 2,419.905 | $43.71 | $105,774.05 |
DisclosureSEC source: 0001140361-17-010527 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,184.541 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:23 UTC |
McDaniel Marvin E. Jr.EVP, Grp Pres, Utilities & CAO
|
Tax withholdingCommon Stock | 2,322.772 | $43.71 | $101,528.36 |
DisclosureSEC source: 0001140361-17-010526 · doc1.xml · nonDerivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,979.051 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:19 UTC |
Wilensky Scott MEVP & General Counsel
|
Tax withholdingCommon Stock | 1,688.127 | $43.71 | $73,788.03 |
DisclosureSEC source: 0001140361-17-010524 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,011.886 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:18 UTC |
Clark Christopher BPresident, NSPM
|
GrantPhantom Stock · Derivative | 9.77 | $43.50 | $425.00 |
DisclosureSEC source: 0001140361-17-010522 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129.217 Underlying: Common Stock · 9.77 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:13 UTC |
Savage Jeffrey SSVP & Controller
|
GrantPhantom Stock · Derivative | 5.747 | $43.50 Strike: $0.00 | $249.99 |
DisclosureSEC source: 0001140361-17-010516 · doc1.xml · derivative · entry 3 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,343.184 Underlying: Common Stock · 5.747 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F4 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F4 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F5 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:13 UTC |
Savage Jeffrey SSVP & Controller
|
Tax withholdingCommon Stock | 109.311 | $43.71 | $4,777.98 |
DisclosureSEC source: 0001140361-17-010516 · doc1.xml · nonDerivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,404.435 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:10 UTC |
Yohannes DanielDirector
|
GrantStock Equivalent Units · Derivative | 165.457 | $43.71 Strike: $0.00 | $7,232.13 |
DisclosureSEC source: 0001140361-17-010515 · doc1.xml · derivative · entry 1 Yohannes Daniel · CIK 0001699621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165.457 Underlying: Common Stock · 165.457 shares Expires not disclosed F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director; fractional units are payable at such time in cash. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:18 UTC |
Yohannes DanielDirector
|
GrantStock Equivalent Units · Derivative | 165.457 | $43.71 Strike: $0.00 | $7,232.13 |
DisclosureSEC source: 0001140361-17-010520 · doc1.xml · derivative · entry 1 Yohannes Daniel · CIK 0001699621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165.457 Underlying: Common Stock · 165.457 shares Expires not disclosed F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director; fractional units are payable at such time in cash. F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director; fractional units are payable at such time in cash. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:13 UTC |
Hudson David TPresident, SPS
|
GrantPhantom Stock · Derivative | 3,755.855 | $43.31 Strike: $0.00 | $162,666.08 |
DisclosureSEC source: 0001140361-17-009768 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,952.51 Underlying: Common Stock · 3,755.855 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:11 UTC |
O'Connor Timothy JohnSenior VP and CNO
|
GrantPhantom Stock · Derivative | 344.844 | $43.31 Strike: $0.00 | $14,935.19 |
DisclosureSEC source: 0001140361-17-009764 · doc1.xml · derivative · entry 1 O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,083.369 Underlying: Common Stock · 344.844 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Wilensky Scott MEVP & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 5,800.622 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · derivative · entry 5 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,800.622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F6 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,221 units. F7 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F7 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F6 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,221 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Wilensky Scott MEVP & General Counsel
|
Tax withholdingCommon Stock | 18,417.271 | $42.00 | $773,525.38 |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · nonDerivative · entry 3 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,700.013 F4 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Wilensky Scott MEVP & General Counsel
|
Exercise / conversionCommon Stock | 5,800.622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · nonDerivative · entry 2 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,119.205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Wilensky Scott MEVP & General Counsel
|
GrantCommon Stock | 31,393.57 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,318.583 F1 · price: Of the 31,393.57 shares, 1,488.85 were issued at a price of $42.00 per share in connection with the reporting person's election to receive a portion of his annual incentive award in shares, and 29,904.72 shares were issued at no cost as a 5% premium on the annual incentive received in shares and in settlement of performance share units. F2 · balance_after: This amount also includes 2,762.377 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Stoering Mark EPresident, NSPW
|
Exercise / conversionRestricted Stock Units · Derivative | 1,497.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · derivative · entry 5 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,497.65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,348 units. F5 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F5 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F4 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,348 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Stoering Mark EPresident, NSPW
|
Tax withholdingCommon Stock | 3,755.123 | $42.00 | $157,715.17 |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · nonDerivative · entry 3 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,611 F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Stoering Mark EPresident, NSPW
|
Exercise / conversionCommon Stock | 1,497.65 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · nonDerivative · entry 2 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,367.759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC |
Stoering Mark EPresident, NSPW
|
GrantCommon Stock | 7,698.109 | $42.00 | $323,320.58 |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,870.109 Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:57 UTC |
Savage Jeffrey SSVP & Controller
|
GrantPhantom Stock · Derivative | 5,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008952 · doc1.xml · derivative · entry 6 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,276.711 Underlying: Common Stock · 5,153 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F8 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:57 UTC |
Savage Jeffrey SSVP & Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,758.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008952 · doc1.xml · derivative · entry 5 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,758.74 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,583 units. F6 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F6 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,583 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:57 UTC |
Savage Jeffrey SSVP & Controller
|
Tax withholdingCommon Stock | 2,666.696 | $42.00 | $112,001.23 |
DisclosureSEC source: 0001140361-17-008952 · doc1.xml · nonDerivative · entry 3 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,513.746 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:57 UTC |
Savage Jeffrey SSVP & Controller
|
Exercise / conversionCommon Stock | 1,758.74 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008952 · doc1.xml · nonDerivative · entry 2 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,181.738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:57 UTC |
Savage Jeffrey SSVP & Controller
|
GrantCommon Stock | 3,893.252 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008952 · doc1.xml · nonDerivative · entry 1 Savage Jeffrey S · CIK 0001530607 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,422.998 F1 · balance_after: This amount also includes 7.725 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 2,619.779 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · derivative · entry 5 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,619.779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,358 units. F6 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F6 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,358 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
GrantPhantom Stock · Derivative | 10,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · derivative · entry 4 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,683.712 Underlying: Common Stock · 10,414 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F4 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
Tax withholdingCommon Stock | 1,130.892 | $42.00 | $47,497.46 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · nonDerivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,469.784 F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
Exercise / conversionCommon Stock | 2,619.779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,601.209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
|
GrantCommon Stock | 3,057.099 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,981.43 Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
O'Connor Timothy JohnSenior VP and CNO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,490.732 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008949 · doc1.xml · derivative · entry 6 O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,490.732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,042 units. F8 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F8 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,042 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
O'Connor Timothy JohnSenior VP and CNO
|
GrantPhantom Stock · Derivative | 22,551 | $42.00 Strike: $0.00 | $947,142.00 |
DisclosureSEC source: 0001140361-17-008949 · doc1.xml · derivative · entry 5 O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,488.163 Underlying: Common Stock · 22,551 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
O'Connor Timothy JohnSenior VP and CNO
|
Tax withholdingCommon Stock | 2,707.25 | $42.00 | $113,704.50 |
DisclosureSEC source: 0001140361-17-008949 · doc1.xml · nonDerivative · entry 3 O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,829 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
O'Connor Timothy JohnSenior VP and CNO
|
Exercise / conversionCommon Stock | 4,490.732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008949 · doc1.xml · nonDerivative · entry 2 O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,536.449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC |
O'Connor Timothy JohnSenior VP and CNO
|
GrantCommon Stock | 2,142.717 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008949 · doc1.xml · nonDerivative · entry 1 O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,045.717 F1 · price: Of the 2,142.717 shares, 1,333 were issued at a price of $42.00 per share in connection with the reporting person's election to receive a portion of his annual incentive award in shares, and the rest of the shares were issued at no cost as a 5% premium on the annual incentive received in shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.